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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Align the Reporting Requirements and Dissemination Protocols for OTC Equity Transactions Involving Foreign Securities with All Other OTC Equity Securities

(Release No. 34-57986; File No. SR-FINRA-2008-016)


Jul. 17, 2008 The Bank of New York Mellon
Jul. 15, 2008 Hill, Thompson, Magid & Co., Inc.
Jul. 9, 2008 Peter Coolidge, Portfolio Manager, Deltec Asset Management, LLC, New York, New York
Ju1. 7, 2008 R. Cromwell Coulson, Chief Executive Officer, Pink Sheets LLC
Jun. 27, 2008 Kimberly Uger, Esq., The Security Traders Association of New York, Inc., New York, New York

 

 

 

http://www.sec.gov/comments/sr-finra-2008-016/finra2008016.shtml

Modified: 10/16/2014