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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Amend the Trade Reporting Structure and Require Submission of Non-Tape Reports to Identify Other Members for Agency and Riskless Principal Transactions

(Release No. 34-57681; File No. SR-FINRA-2008-011)


Sep. 9, 2008 Lisa C. Horrigan, Associate General Counsel, FINRA
May 29, 2008 Philip M. Pinc, Vice President, Counsel, National Stock Exchange, Inc., Chicago, Illinois
May 15, 2008 Ann Vlcek, Managing Director and Associate General Counsel, SIFMA
May 14, 2008 Eric Swanson, General Counsel, BATS Trading, Inc.
May 13, 2008 Romeo Bermudez, Chief Compliance Officer, Direct Edge ECN LLC

 

http://www.sec.gov/comments/sr-finra-2008-011/finra2008011.shtml

Modified: 09/11/2008