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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes to Amend the Chairperson Eligibility Requirements

(Release No. 34-57529; File No. SR-FINRA-2008-009)


Jun. 2, 2008 Mignon McLemore, Assistant Chief Counsel, FINRA Dispute Resolution, Washington, District of Columbia
May 22, 2008 Barry D. Estell, Esquire, Attorney, Mission, Kansas
May 12, 2008 Karen Lockwood
Apr. 16, 2008 Laurence S. Schultz, President, Public Investors Arbitration Bar Association
Apr. 15, 2008 William A. Jacobson, Associate Clinical Professor, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York
Apr. 4, 2008 Scot Bernstein

 

http://www.sec.gov/comments/sr-finra-2008-009/finra2008009.shtml

Modified: 06/03/2008