|
|
 |
Comments on FINRA Rulemaking
Notice of Filing of Proposed Rule Change to the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes to Amend the Chairperson Eligibility Requirements
(Release No. 34-57529; File No. SR-FINRA-2008-009)
|
| Jun. 2, 2008 | Mignon McLemore, Assistant Chief Counsel, FINRA Dispute Resolution, Washington, District of Columbia |
| May 22, 2008 | Barry D. Estell, Esquire, Attorney, Mission, Kansas |
| May 12, 2008 | Karen Lockwood |
| Apr. 16, 2008 | Laurence S. Schultz, President, Public Investors Arbitration Bar Association |
| Apr. 15, 2008 | William A. Jacobson, Associate Clinical Professor, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York |
| Apr. 4, 2008 | Scot Bernstein |
http://www.sec.gov/comments/sr-finra-2008-009/finra2008009.shtml
|
