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Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto to Establish an Exemption for Certain Regulation NMS-Compliant Intermarket Sweep Orders from the Requirements in IM-2110-2 (Trading Ahead of Customer Limit Order) and Rule 2111 (Trading Ahead of Customer Market Orders)

(Release No. 34-57388; File No. SR-FINRA-2007-039)


Mar. 26, 2008 Andrea D. Orr, Assistant General Counsel, FINRA, Washington, District of Columbia
Mar. 13, 2008 Craig Carlino

 

http://www.sec.gov/comments/sr-finra-2007-039/finra2007039.shtml


Modified: 10/16/2014