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Comments on FINRA Rulemaking

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Relating to Options Supervision Requirements

(Release No. 34-57775; File No. SR-FINRA-2007-035)


May 16, 2008 Mark R. Hastings, Chief Compliance Officer, Prudential Investment Management Services LLC

 

 

 

 

 

http://www.sec.gov/comments/sr-finra-2007-035/finra2007035.shtml

Modified: 10/16/2014