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Comments on BATS Y-Exchange, Inc. Rulemaking

Notice of Filing of Proposed Rule Change Amending the Attestation Requirement of Rule 11.24 Allowing a Retail Member Organization To Attest That "Substantially All" Orders Submitted to The Retail Price Improvement Program Will Qualify As "Retail Orders"

(Release No. 34-68975; File No. SR-BYX-2013-008)


May 24, 2013 Eric Swanson, Senior Vice-President and General Counsel, BATS Y-Exchange, Inc.
Mar. 11, 2013 Theodore R. Lazo, Managing Director and Associate General Counsel, SIFMA

 

 

 

 

 

 

 

http://www.sec.gov/comments/sr-byx-2013-008/byx2013008.shtml

Modified: 10/16/2014