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Comments on BATS Rulemaking

Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to Create, on a Six-Month Pilot Basis, a Directed Order Program

[Release No. 34-64781; File No. SR-BATS-2011-009]


Jul. 13, 2011 Benjamin R. Londergan, CEO, Group One Trading L.P., Chicago, Illinois
Jun. 30, 2011 Thomas F. Price, Managing Director, Securities Industry and Financial Markets Association
Jun. 30, 2011 Christopher Nagy, Managing Director Order Strategy, TD Ameritrade

Notice of Proposed Rule Change, as Modified by Amendment No. 1, to Create a Directed Order Program on a 6-Month Pilot Basis

[Release No. 34-64132; File No. SR-BATS-2011-009]


Jun. 29, 2011 Jennifer M. Lamie, Assistant General Counsel, Chicago Board Options Exchange, Incorporated, Chicago, Illinois
Jun. 24, 2011 Tom Wittman, President, NASDAQ OMX PHLX LLC, Philadelphia , Pennsylvania
Jun. 17, 2011 Janet L. McGinness, Senior Vice President -legal & Corporate Secretary, Legal & Govemment Affairs, NYSE Euronext
Jun. 17, 2011 Michael J. Simon, Secretary, International Securities Exchange, New York, New York
Jun. 13, 2011 Anthony D. McCormick, Chief Executive Officer, Boston Options Exchange Group, LLC
Jun. 2, 2011 Jeromee Johnson, BATS Exchange, Lenexa, Kansas
Apr. 27, 2011 Angelo Evangelou, Assistant General Counsel, Legal Division, Chicago Board Options Exchange, Incorporated
Apr. 25, 2011 John C. Nagel, Managing Director and General Counsel, Asset Management and Markets, Citadel LLC
Apr. 21, 2011 Andrew Stevens, Legal Counsel, IMC Financial Markets
Apr. 21, 2011 Janet L. McGinness, Senior Vice President & Corporate Secretary, Legal & Government Affairs, NYSE Euronext
Apr. 21, 2011 Tom Wittman, President, NASDAQ OMX PHLX LLC, Philadelphia, Pennsylvania
Apr. 21, 2011 Michael J. Simon, Secretary, International Securities Exchange, LLC, New York, New York
Apr. 21, 2011 Kurt Eckert, Principal, Wolverine Trading LLC
Mar. 29, 2011 Anthony D. McCormick, Chief Executive Officer, Boston Options Exchange Group, LLC

 

http://www.sec.gov/comments/sr-bats-2011-009/bats2011009.shtml

Modified: 10/16/2014