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Comments on Concept Release: Treatment of Asset-Backed Issuers under the Investment Company Act

[Release No. IC-29779; File No. S7-35-11]


Dec. 23, 2011 Lindsey R. Douglas, Yakima, Washington
Nov. 15, 2011 Jeffrey W. Rubin, Chair, Federal Regulation of Securities Committee, and Martin Fingerhut, Chair, Securitization and Structured Finance Committee, Business Law Section, American Bar Association, New York, New York
Nov. 7, 2011 Eric S. Purple, K&L Gates LLP, on behalf of Gladstone Capital Corporation and Gladstone Investment Corporation
Nov. 7, 2011 Tom Deutsch, Executive Director, American Securitization Forum
Nov. 7, 2011 Dennis M. Kelleher, President & CEO, Better Markets, Inc. and Stephen W. Hall, Securities Specialist, Better Markets, Inc.
Nov. 7, 2011 Jonathan L. Rosenthal, Senior Managing Director Global Portfolio Management, Metropolitan Life Insurance Company
Nov. 7, 2011 K&L Gates LLP
Nov. 7, 2011 Dechert LLP
Nov. 7, 2011 Stephen M. Renna, Chief Executive Officer, CRE Finance Council
Nov. 7, 2011 Tom Quaadman, U.S. Chamber of Commerce, Washington, District of Columbia
Nov. 7, 2011 J. Christopher Clifton, Vice President, Legal & Assistant Secretary, PHH Corporation
Nov. 7, 2011 Joshua Bloomstein, General Counsel, Ares Capital Corporation
Nov. 7, 2011 Jeff Leuenberger, Vice President, Securitization, Wyndham Worldwide Corporation
Nov. 7, 2011 Karrie McMillan, General Counsel, Investment Company Institute, Washington, District of Columbia
Nov. 7, 2011 Kenneth J. Berman, Chair, Committee on Investment Management Regulation, The Association of the Bar of the City of New York, New York, New York
Nov. 4, 2011 Lloyd McAdams, Chairman and Chief Executive Officer. Anworth Mortgage Asset Corporation
Oct. 31, 2011 Stephen J. Snoha, Nutley, New Jersey
Oct. 19, 2011 Matthew W. Lockin, Law Student, Phoenix, Arizona
Oct. 14, 2011 Gary J. Kogowski, Ph.D, Farmington Hills, Michigan
Oct. 12, 2011 Mark A. Kaczmarek, Weirton, West Virginia
Oct. 12, 2011 Doug B. Pearce, Costa Mesa, California
Oct. 11, 2011 Scott Smith, Gainesville, Florida
Oct. 11, 2011 Anonymous, Canada
Oct. 10, 2011 Robert J. Brown, Alexandria, Virginia
Oct. 9, 2011 Martin Katz, Herndon, Virginia
Oct. 7, 2011 John Lee Hansen, Jacksonville, Arkansas
Oct. 6, 2011 John J. McCauley, President, McCauley Investment Services, Guilford, Connecticut
Oct. 6, 2011 Douglas L. Roberts, Chapel Hill, North Carolina
Oct. 5, 2011 Benjamin L. Giguere, Phoenix, Arizona
Oct. 5, 2011 Kevin F. Paolillo, Easton, Massachusetts
Oct. 5, 2011 Larry Meier, Midland, Michigan
Oct. 5, 2011 Lionel M. Giguere, Glendale, Arizona
Oct. 5, 2011 John J. McCauley, President, McCauley Investment Services, Guilford, Connecticut
Oct. 5, 2011 Philip K. Van Deusen, Finacial Analyst, Larchmont, New York
Oct. 4, 2011 Gre Wmann
Oct. 3, 2011 Derek Eichert, Costa Mesa, California
Oct. 1, 2011 William J. Wilson, Melbourne, Florida
Sep. 30, 2011 Jeffrey S. Kay, FSA, MAAA, CFA, Fellow of the Society of Actuaries, Chartered Financial Analyst, Hixson, Tennessee
Sep. 29, 2011 Richard L. Runman, Cape Canaveral, Florida
Sep. 27, 2011 Jon Carlson, Boulder, Colorado
Sep. 26, 2011 Isidore Tepler, Westport, Connecticut
Sep. 26, 2011 E. F. Bowditch, Jr., Oriental, North Carolina
Sep. 24, 2011 Tilo Klaas, Snohomish, Washington
Sep. 24, 2011 Peter V. Baranko, Whiting, Indiana
Sep. 23, 2011 Paul Beam, Everett, Washington
Sep. 22, 2011 David P. Weinhandl, Cannon Falls, Minnesota
Sep. 22, 2011 Jeffrey Sargeant, Woodland, Washington
Sep. 22, 2011 Chris Barnard, Germany
Sep. 22, 2011 Stanley J. McKinney, Albuquerque, New Mexico
Sep. 22, 2011 Greg S. Wood, Muskegon, Michigan
Sep. 20, 2011 Kim A. Garrett, Sacramento, California
Sep. 19, 2011 Jeff Bronchick, CFA, Chief Investment Officer, Cove Street Capital, LLC, El Segundo, California
Sep. 17, 2011 Tom F. Olson, Ventura, California
Sep. 17, 2011 William L. Goss, Fenton, Michigan
Sep. 15, 2011 Gareth Richardson, Canada
Sep. 15, 2011 Miles Diller, Ph.D., Deming, New Mexico
Sep. 15, 2011 Roger H. Lewis, Los Angeles, California
Sep. 14, 2011 Dr. Sheldon S. Ellis
Sep. 14, 2011 John Elliott, Beaufort, South Carolina
Sep. 9, 2011 Jim Clarke
Sep. 8, 2011 Mark A. Schafer, Grapevine, Texas
Sep. 8, 2011 Todd May
Sep. 8, 2011 S. M. Raihan
Sep. 8, 2011 Syed M. Raihan, Georgia
Sep. 8, 2011 M.A. Higgins, M.B.A., Kihei, Hawaii
Sep. 8, 2011 Douglas W. Meredith, Hudson Heights, Canada
Sep. 7, 2011 Philip Cuthbertson, Chappaqua, New York
Sep. 7, 2011 Daniel Barz
Sep. 7, 2011 Jason May, Ph. D., Research Staff Engineer, HRL Laboratories, LLC, Malibu, California
Sep. 7, 2011 Thad Meszaras, Cincinnati, Ohio
Sep. 7, 2011 Robert C. Christ, Assistant Vice President, Investments, Wedbush Securities, Inc.
Sep. 7, 2011 Mike Elliott
Sep. 7, 2011 Richard Roll, Orlando, Florida
Sep. 7, 2011 Ted D. Sparks, Warren, Michigan
Sep. 7, 2011 Richard Martin, Naples, Florida
Sep. 7, 2011 Frank Offenbeher, N. Las Vegas, Nevada
Sep. 6, 2011 A. Gorton, Irvine, California
Sep. 6, 2011 Leslie Feinsmith, M.D, Delray Beach, Florida
Sep. 6, 2011 George Mello, Jr., Fall River, Massachusetts
Sep. 6, 2011 James S. Zimmerman
Sep. 6, 2011 Steven Schwartz, D.Sc.
Sep. 6, 2011 Jim Hogan, manager, Kent, Washington
Sep. 5, 2011 Anita B. Carr, City Commissioner, Dublin, California
Sep. 5, 2011 Joel Carlson, Morro Bay, California
Sep. 5, 2011 Louis Hannen, CFA, Littleton, North Carolina
Sep. 5, 2011 Ramakant P. Indap
Sep. 5, 2011 Elizabeth H. Petersen, Teacher, North Mankato, Minnesota
Sep. 5, 2011 Colin M. Elliot, Monteagle, Tennessee
Sep. 5, 2011 John L. Woodworth, Member, Board Of Directors, Freeworldu.Org, Gold Beach, Oregon
Sep. 5, 2011 Jim Bethea, Sr., International Financial and Asset Protecton Advisor, Myrtle Beach, South Carolina
Sep. 5, 2011 Marilyn H. Lane, West Sayville, New York
Sep. 5, 2011 Paul W. Sherman, Ph.D., Professor of Biology, Ithaca, New York
Sep. 5, 2011 Harry Ng, San Jose, California
Sep. 4, 2011 Michael Gecewicz, Malverne, New York
Sep. 4, 2011 Don K. Hallom, Deatsville, Alabama
Sep. 4, 2011 Paul F. O'Leary, Spencer, Massachusetts
Sep. 4, 2011 Liz R. Pirkle, Iowa Park, Texas
Sep. 4, 2011 Jeffery B. Cross, CEO, Cross Capital Company, Inc., Peninsula, Ohio
Sep. 4, 2011 Anonymous, Pennsylvania
Sep. 4, 2011 Tim Hop, Bozeman, Montana
Sep. 4, 2011 Keith C. Storer, Harrisonburg, Virginia
Sep. 4, 2011 Sara Ellis, Executive Director, EduCorp Media Group, Temecula, California
Sep. 4, 2011 Alan S.
Sep. 3, 2011 Michael R. Worstell, Thousand Oaks, California
Sep. 3, 2011 James B. Collins, Lawrenceville, Georgia
Sep. 3, 2011 Sean Prett, Phoenix, Arizona
Sep. 3, 2011 Guy Hohenstein, Rexford, New York
Sep. 3, 2011 Eugene Daly, Chicago, Illinois
Sep. 3, 2011 Elaine P. Peters, Woodstock, Georgia
Sep. 3, 2011 Diana Damazo, Burlingame, California
Sep. 3, 2011 Daniel A. Odell, Seattle, Washington
Sep. 3, 2011 William J. McDonnell, CPA, West Chester, Pennsylvania
Sep. 3, 2011 David B. Mills, Palo Alto, California
Sep. 3, 2011 Ken Ganzer
Sep. 3, 2011 Robert W. Boyd, Wexford, Pennsylvania
Sep. 3, 2011 Madge A. Fry, Hamlin, New York
Sep. 3, 2011 David Blazensky, Fairbanks, Alaska
Sep. 3, 2011 Wayne E. Sonnen, Atlanta, Georgia
Sep. 3, 2011 Edwin C. Nelson, Pasco, Washington
Sep. 3, 2011 Jim F. Christie, Greensboro, Nebraska
Sep. 3, 2011 Tony Filippello, Tampa, Florida
Sep. 3, 2011 Julia A. O'Neal, Ocean Springs, Mississippi
Sep. 3, 2011 Sara Ellis, Executive Director, EduCorp Media Group, Temecula, California
Sep. 3, 2011 Larry Bethel, Wichita, Kansas
Sep. 3, 2011 Joseph Doyle
Sep. 3, 2011 William L. Hopper, Retired, Plainview, Arkansas
Sep. 3, 2011 Michael O'Connor
Sep. 3, 2011 John J Faust, Jr., La Grange, Kentucky
Sep. 3, 2011 Richard I. McDaniel, Jr., Indianapolis, Indiana
Sep. 3, 2011 Ben Swoyer, London, United Kingdom
Sep. 3, 2011 Edward Frey, New York City, New York
Sep. 3, 2011 Daniel Aguilar, Houston, Texas
Sep. 2, 2011 Tom L. Dennis, Jr., PE (Professional Engineer)
Sep. 2, 2011 Dave Abrams, Daytona Beach, Florida
Sep. 2, 2011 Tonee Marie, Peoria, Illinois
Sep. 2, 2011 Cynthia Garolis
Sep. 2, 2011 Axel Regalado, Miami, Florida
Sep. 2, 2011 Roger Aulabaugh, St. Petersburg, Florida
Sep. 2, 2011 Steven M. Brown, Ft. Myers, Florida
Sep. 2, 2011 Susan J. Skolnik, MBA, San Diego, California
Sep. 2, 2011 John Mcmillan, Professor of Business Administration
Sep. 2, 2011 Pravin Amin, Dallas, Texas
Sep. 2, 2011 Daniel Beeler, PE, JD, BSEE, CMB, GHBA, TBA, NAHB, Houston, Texas
Sep. 2, 2011 Fred Poppe, Bow, Washington
Sep. 2, 2011 George M. Kanuch, Ft Worth, Texas
Sep. 2, 2011 Vincent J. Francillon, Los Angeles, California
Sep. 2, 2011 David Shelton, Amherst, New Hampshire
Sep. 2, 2011 Patrick J. Moore, Stillwater, Minnesota
Sep. 2, 2011 Henry L Sherwood, MD, Arnold, Maryland
Sep. 2, 2011 Lee R Donais, Investment Officer, L.R. Donais & Company Inc., Lighthouse Point, Florida
Sep. 2, 2011 Lewis R Tannenbaun, Business executive, Chicago, Indiana
Sep. 2, 2011 Andre B. Uflacker, MD, Charlottesville , Virginia
Sep. 2, 2011 Leslie N. Sanders, Woodinville, Washington
Sep. 2, 2011 Mike Cooper
Sep. 2, 2011 Anonymous
Sep. 2, 2011 Forrest Netzel
Sep. 2, 2011 Adam N. Marcote
Sep. 2, 2011 Peter Fallon, Jr.
Sep. 2, 2011 Richard A. Schmidt, Jr., Arvada, Colorado
Sep. 2, 2011 John Mertz, Los Gatos, California
Sep. 1, 2011 Helmut Hiller, West Lafayette, Indiana
Sep. 1, 2011 Robert J. Holzschuh, ISM, PMAP, Operations Manager, retired., Philadelphia, Pennsylvania
Sep. 1, 2011 John Slivon, Milton, Florida
Sep. 1, 2011 Russ Colby, Marina del Rey, California
Sep. 1, 2011 Michael J. Olscamp, Charlotte, North Carolina
Sep. 1, 2011 Tom Chorba, Katy, Texas
Sep. 1, 2011 Ian W. Harris, Silver Spring, Maryland
Sep. 1, 2011 Ray Crain, Houston, Texas
Sep. 1, 2011 Barton G. Frank, Chambersburg, Pennsylvania
Sep. 1, 2011 Edwin Hoffman, Brielle, New Jersey
Sep. 1, 2011 Paul R. Girouard, Investor, San Clemente, California
Sep. 1, 2011 George H. Graves, Retired, Bismarck, Arkansas
Sep. 1, 2011 John Russo, Port Orange, Florida
Sep. 1, 2011 Richard P. Whitehill, Ph.D., University of Ca., Retired Professor of Psychology, Atascadero, California
Sep. 1, 2011 John Russo, Retired Investor, Port Orange, Florida
Sep. 1, 2011 Michael Parker, None., Johnston, Iowa
Sep. 1, 2011 Blair P Houghton, Phoenix, Arizona
Sep. 1, 2011 Nathan Weber
Sep. 1, 2011 Ron Winkler, None, retired, Lake havasu City, Arizona
Sep. 1, 2011 Ralph Eubanks, Arizona
Sep. 1, 2011 William Roberts, oak ridge, Tennessee
Sep. 1, 2011 David H Olson, none, St. Paul, Minnesota
Sep. 1, 2011 Teresa Carlson, Mrs., Eau Claire, Wisconsin
Sep. 1, 2011 Jeff Smith

 

http://www.sec.gov/comments/s7-35-11/s73511.shtml

Modified: 01/09/2012