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Proposed Rule: Prohibition Against Fraud, Manipulation, and Deception in Connection with Security-Based Swaps
[Release No. 34-63236; File No. S7-32-10]
See also: Comments on Dodd-Frank Act Title VII, Anti-Manipulation Protections
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(Click here for meetings with SEC officials)
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| Jul. 8, 2011 | Kenneth E. Bentsen, Jr., Executive Vice President, Public Policy and Advocacy, SIFMA |
| Mar. 29, 2011 | Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association |
| Mar. 24, 2011 | Richard H. Baker, President & Chief Executive Officer, Managed Funds Association |
| Feb. 26, 2011 | Richard Painter |
| Jan. 27, 2011 | Suzanne H. Shatto, Investor, Snohomish, Washington |
| Jan. 18, 2011 | Beckwith B. Miller, CEO, Ethics Metrics LLC |
| Dec. 23, 2010 | Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association |
| Dec. 23, 2010 | Dennis M. Kelleher, President CEO, and Wallace C. Turbeville, Derivatives Specialist, Better Markets, Inc., Washington, District of Columbia |
| Dec. 23, 2010 | Kenneth E. Bentsen, Jr., Securities Industry and Financial Markets Association and Robert G. Pickel, International Swaps and Derivatives Association, Inc. |
| Dec. 23, 2010 | Beckwith B. Miller, CEO, Ethics Metrics LLC |
| Dec. 23, 2010 | R. Bram Smith, Executive Director, The Loan Syndications & Trading Association |
| Dec. 16, 2010 | Laurel Leitner, Senior Analyst, Council of Institutional Investors |
| Dec. 14, 2010 | Anonymous |
| Dec. 14, 2010 | F. S. |
| Dec. 13, 2010 | Clifford Lee, Dallas, Texas |
| Nov. 21, 2010 | Chris Barnard, Germany |
| Nov. 10, 2010 | Bryan Maloney, Texas |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Mar. 13, 2012 | Memorandum from the Division of Trading and Markets regarding a January 12, 2012 meeting with representatives of the Loan Syndications and Trading Association |
| Aug. 31, 2011 | Memorandum from the Division of Trading and Markets regarding an August 31, 2011, meeting with representatives of Wilmer Hale |
| Apr. 1, 2011 | Memorandum from the Division of Trading and Markets regarding an April 1, 2011, conference call with representatives of the Managed Funds Association |
| Mar. 9, 2011 | Memorandum from the Division of Trading and Markets regarding a March 9, 2011, conference call with representatives of the Securities Industry and Financial Markets Association and International Swap and Derivatives Association, Inc. |
| Mar. 2, 2011 | Memorandum from the Division of Trading and Markets regarding a March 2, 2011, conference call with representatives of the Managed Funds Association |
| Dec. 16, 2010 | Memorandum from the Office of Commissioner Aguilar regarding a December 8, 2010, meeting with representatives of the Managed Funds Association |
| Dec. 8, 2010 | Memorandum from the Division of Trading and Markets regarding a Meeting with Representatives of the Managed Funds Association (MFA) |
http://www.sec.gov/comments/s7-32-10/s73210.shtml
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