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Amendments to Regulation SHO (Interim final temporary rule)

[Release No. 34-58773; File No. S7-30-08]


Aug. 13, 2009 Peter J. Driscoll, Chairman, and John C. Giesea, President & CEO, Security Traders Association
Jul. 22, 2009 Didrik P. Stene, Martinez, California
Jun. 19, 2009 Thomas J. Perna, Quadriserv, Inc.
Jun. 11, 2009 Dave Patch
Jun. 1, 2009 William E. Weaver, PhD, McKinleyville, California
Jun. 1, 2009 Bruce Denike, professional trader, New York, New York
May 30, 2009 Thomas Holmes
May 4, 2009 Paul Case, Northport, New York
Apr. 16, 2009 Memorandum from the Office of Economic Analysis regarding the Impact of Recent SHO Rule Changes on Fails to Deliver
Apr. 9, 2009 Ernest T. Carter, Investor, Louisa, Virginia
Apr. 8, 2009 Anonymous
Apr. 8, 2009 Tim
Apr. 8, 2009 William Jones
Apr. 6, 2009 Rick Scullion
Apr. 6, 2009 Dr. Jim DeCosta
Apr. 4, 2009 Dr. Jim DeCosta
Apr. 2, 2009 Patrick J. Healy
Apr. 2, 2009 Steve Lupkin
Apr. 2, 2009 David Patch
Mar. 27, 2009 Edward Salvato, Sammamish, Washington
Mar. 25, 2009 Roel C. Campos, Esq., Partner in Charge, Cooley Godward Kronish LLP, Washington, District of Columbia
Mar. 21, 2009 Chad Andrews, Illinois
Mar. 20, 2009 Memorandum from the Office of Economic Analysis regarding the Impact of Recent SHO Rule Changes on Fails to Deliver
Mar. 19, 2009 Bob O'Brien, www.thesanitycheck.com
Mar. 19, 2009 David Patch
Mar. 15, 2009 Dr. Jim DeCosta
Mar. 14, 2009 Rick Crew
Mar. 12, 2009 Thomas Welington, American, New York
Mar. 12, 2009 Harold Kumar
Mar. 12, 2009 Kathleen K., SLC, Utah
Mar. 12, 2009 Didrik P. Stene
Mar. 11, 2009 Vaughan Martin
Mar. 11, 2009 Roy James
Mar. 11, 2009 Charles J. Grenier, Retired, Troy, New York
Mar. 11, 2009 Rick Crew
Mar. 11, 2009 Sokr Dude
Mar. 10, 2009 Dr. Jim DeCosta
Mar. 9, 2009 Tony Bo
Mar. 8, 2009 James Price
Mar. 7, 2009 Sheldan Collins, Spontaneous Accomplishments, LLC
Mar. 7, 2009 Mark Milstein
Mar. 6, 2009 Daniel E. Schoonover
Mar. 6, 2009 Dr. Jim DeCosta
Mar. 5, 2009 Joe Pacor
Mar. 5, 2009 Dr. Jim DeCosta
Mar. 4, 2009 Dr. Jim DeCosta
Mar. 4, 2009 Virginia Soyars, Summerfield, North Carolina
Mar. 4, 2009 David Patch
Mar. 2, 2009 Paul Reisdorf, Dunlap, Illinois
Mar. 2, 2009 Dr. Jim DeCosta
Feb. 23, 2009 Dr. Jim DeCosta
Feb. 19, 2009 Dave Patch
Feb. 17, 2009 Dr. Jim DeCosta
Jan. 29, 2009 David Humphreville, President, The Specialist Association at the NYSE, New York, New York
Jan. 28, 2009 Robert Northrop, Rockville, Maryland
Jan. 26, 2009 Peter J.Chepucavage, The International Association of Small Broker Dealers and Advisors
Jan. 22, 2009 Thomas Vallarino, National Investor Protection Coalition
Jan. 19, 2009David Patch
Jan. 14, 2009David Patch, Site Manager, www.investigatethesec.com
Jan. 12, 2009 Peter J. Driscoll, Chairman, Security Traders Association and John C. Giesea, President & CEO, Security Traders Association
Jan. 6, 2009 Anonymous
Jan. 2, 2009 Michael Beem
Dec. 29, 2008 Eric Swanson, General Counsel, BATS Exchange, Inc., New York, New York
Dec. 23, 2008 Michael P. McAuley, Chair, Committee on Securities Lending, The Risk Management Association
Dec. 23, 2008 Edward J. Joyce, Chicago Board Options Exchange, Chicago, Illinois
Dec. 19, 2008 Boston Options Exchange, Chicago Board Options Exchange, International Securities Exchange, NASDAQ Options Market, NASDAQ OMX PHLX, NYSE Alternext US [AMEX], NYSE Arca, and The Options Clearing Corporation
Dec. 18, 2008 Stephen H. Rosenberg, Alexandria, Virginia
Dec. 17, 2008 James J. Angel, Ph.D., CFA, Associate Professor of Finance, Georgetown University, Washington, D.C.
Dec. 16, 2008 Duncan L. Niederauer, Chief Executive Officer, NYSE Euronext and Richard G. Ketchum, Chief Executive Officer, NYSE Regulation, Inc.
Dec. 16, 2008 Carolyn Walsh, Senior Counsel, Center for Securities, Trust and Investments, American Bankers Association
Dec. 16, 2008 Patrick M. Byrne, Chairman and Chief Executive Officer, Overstock.com, Inc.
Dec. 16, 2008 Amal Aly, Managing Director and Associate General Counsel, SIFMA
Dec. 16, 2008 Heather Traeger, Assistant Counsel, Investment Company Institute
Dec. 16, 2008 David T. Hirschmann, President and Chief Executive Officer, U.S. Chamber of Commerce
Dec. 16, 2008 Duncan L. Niederauer, Chief Executive Officer, NYSE Euronext and Richard G. Ketchum, Chief Executive Officer, NYSE Regulation, Inc.
Dec. 16, 2008 James Chanos, Chairman, Coalition of Private Investment Companies
Dec. 16, 2008 Joseph Zangri, Chief Compliance Officer, Bloomberg Tradebook LLC
Dec. 16, 2008 Stefan Gavell, Executive Vice President and Head of Regulatory and Industry Affairs, State Street Corporation
Dec. 16, 2008 Samuel F. Lek, Chief Executive Officer, Lek Securities Corportion
Dec. 16, 2008 Cynthia M. Clarke, General Counsel, Wellington Management Company, LLP
Dec. 15, 2008 A. Peter Allman-Ward, Executive Vice President and CFO, Wedbush Morgan Securities Inc.
Dec. 15, 2008 Stuart J. Kaswell, Executive Vice President & General Counsel, Managed Funds Association
Dec. 12, 2008 Thomas Bergerson
Dec. 12, 2008 Dr. Jim DeCosta
Dec. 11, 2008 Jennifer S. Choi, Assistant General Counsel, Investment Adviser Association
Dec. 5, 2008 John Merriam
Dec. 5, 2008 Randy Cox
Nov. 26, 2008 Memorandum from the Office of Economic Analysis regarding Impact of Recent SHO Rule Changes on Fails to Deliver
Nov. 25, 2008 Peter Kovac, Chief Operating Officer and Financial and Operations Principal, EWT, LLC
Nov. 24, 2008 Ryan Bouchard
Nov. 21, 2008 Christopher Laffey, Gilford Securities, Inc.
Nov. 20, 2008 Deborah Mathis, Sugar Land, Texas
Nov. 19, 2008 Robert W.E. Kowalewski
Nov. 19, 2008 Tom Brandt, Santa Rosa Beach, Florida
Nov. 19, 2008 Peter J.Chepucavage, The International Association of Small Broker Dealers and Advisors
Nov. 15, 2008 Glen Shipway
Nov. 12, 2008 John Wilson
Nov. 1, 2008 Dave Patch
Oct. 31, 2008 Steven Moskowitz
Oct. 27, 2008 Memorandum from the Office of the Commissioner Aguilar regarding an October 22, 2008 meeting with representatives of EWT Trading LLC, Cleary Gottlieb Steen & HamiltonLLP, and Rich Feuer Group
Oct. 21, 2008 Peter J.Chepucavage, General Counsel, Plexus Consulting LLC
Oct. 21, 2008 James Crafa, Compliance Analyst, Clark, New Jersey
Oct. 21, 2008 Memorandum from the Office of the Chairman regarding an October 16, 2008 meeting with representatives of the U.S. Chamber of Commerce, Property Casualty Insurers Association of America, Fairfax Financial Holdings Limited and Brownstein, Hyatt, Farber, Shreck
Oct. 21, 2008 Michael Kushner
Oct. 20, 2008 Joe Maeder
Oct. 18, 2008 Richard Daley
Oct. 18, 2008 Anonymous
Oct. 18, 2008 Harry Livingston
Oct. 18, 2008 Jim Snell, Dallas, Texas
Oct. 18, 2008 R.M.
Oct. 18, 2008 Randall Press
Oct. 17, 2008 Patrick Bennett
Oct. 17, 2008 Mike Kearney
Oct. 17, 2008 Mel Flores
Oct. 17, 2008 Jim Doherty Ph.D.
Oct. 17, 2008 James C. Creech, Richmond, Virginia
Oct. 17, 2008 Mark Spector
Oct. 17, 2008 William Meier, Sun City Center, Florida
Oct. 16, 2008 Paul Rivett, Vice President and Chief Legal Officer, Fairfax Financial Holdings Limited
Oct. 14, 2008 James Wilson
Oct. 13, 2008 Rodney Smith
Oct. 13, 2008Property Casualty lnsurers Association of America
Oct. 12, 2008 Anonymous
Oct. 11, 2008 Anonymous
Oct. 11, 2008 Jeff G.
Oct. 8, 2008 David T. Hirschmann, President and Chief Executive Officer, U.S. Chamber of Commerce

 

http://www.sec.gov/comments/s7-30-08/s73008.shtml

Modified: 10/16/2014