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Comments on Proposed Rules for Nationally Recognized Statistical Rating Organizations

[Release No. 34-61051; File No. S7-28-09]


Apr. 7, 2010 Memorandum from the Office of Commissioner Aguilar regarding a March 25, 2010 Meeting with Representatives of Standard & Poor's
Mar. 26, 2010 Memorandum from the Office of Commissioner Paredes regarding a March 25, 2010 meeting with representatives of Standard and Poor's
Mar. 18, 2010 Memorandum from the Division of Trading and Markets regarding a January 29, 2010 Conference Call with representatives of Moody's Corporation
Mar. 18, 2010 Memorandum from the Division of Trading and Markets regarding a March 11, 2010 meeting with representatives of the Financial Professions; Prudential International Insurance; Tiffany & Co.; AFP; Purdue University; and Health Management Associates
Mar. 4, 2010 Larry G. Mayewski, Executive Vice President, A.M. Best Company
Mar. 2, 2010 Deven Sharma, President, Standard and Poor's, New York, New York
Feb. 16, 2010 Rex A. Staples, General Counsel, North American Securities Administrators Association, Washington, District of Columbia
Feb. 5, 2010 Michel Madelain, Chief Operating Officer, Moody’s Investors Service
Feb. 2, 2010 Charles D. Brown, General Counsel, Fitch, Inc.
Feb. 2, 2010 Mary Keogh, Managing Director, Regulatory Affairs, DBRS, Inc. and Daniel Curry, President, DBRS, Inc.
Feb. 2, 2010 Laurel N. Leitner, Senior Analyst, Council of Institutional Investors, Washington, District of Columbia
Feb. 2, 2010 J. Douglas Adamson, Executive Vice President, American Bankers Association
Feb. 2, 2010 James F. Cotter and Grant W. Forstall, Lexington, Massachusetts
Feb. 2, 2010 Deven Sharma, President, Standard and Poor's, New York, New York
Feb. 2, 2010 Karrie McMillan, General Counsel, Investment Company Institute
Feb. 2, 2010 Hidetaka Tanaka, Senior Executive Managing Director, Rating and Investment Information, Inc., Tokyo, Japan
Jan. 29, 2010 John A. Courson, President and Chief Executive Officer, Mortgage Bankers Association
Jan. 27, 2010 Eric Kolchinsky
Dec. 30, 2009 Diane L. Ritter
Dec. 28, 2009 Matt K., Dallas, Texas

 

 

 

 

 

 

http://www.sec.gov/comments/s7-28-09/s72809.shtml

Modified: 10/16/2014