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Comments on Notice of Application of the National Association of Realtors for Exemptive Relief under Sections 15 and 36 of the Exchange Act and Request for Comment

[Release No. 34-55779, File No. S7-26-07]


Comments have been received from individuals and entities using the following Letter Type A: 7
Comments have been received from individuals and entities using the following Letter Type B: 2,803
Apr. 16, 2009 Mark Bitton, Associate Broker, GRI, PRS Real Estate & Axiom Property Management
Mar. 16, 2009 Anonymous
Sep. 5, 2008 Memorandum from the Division of Trading and Markets regarding a September 4, 2008 telephone conversation with representatives of Omni Brokerage, Snyder Kearney LLC, Pacific West Financial Group, Freedman Consulting and CapWest Securities, Inc.
Aug. 1, 2008 Registered Representatives Group, 222 FINRA Members
Jul. 25, 2008 Memorandum from the Division of Trading and Markets regarding a July 8, 2008 telephone conversation with a representative of Omni Brokerage and a member of the Tenant-In-Common Association
Jul. 9, 2008 Memorandum from the Division of Trading and Markets regarding a July 8, 2008 telephone conversation with a representative of Freedman Consulting
Jul. 1, 2008 Memorandum from the Division of Trading and Markets regarding a July 1, 2008 telephone conversation with a representative of National Association of Realtors®
Jul. 1, 2008 Memorandum from the Division of Trading and Markets regarding a July 1, 2008 telephone conversation with a representative of National Association of Realtors®
Jun. 19, 2008 Memorandum from the Division of Trading and Markets regarding a June 18, 2008 telephone conversation with a representative of Omni Brokerage
Jun. 13, 2008 Memorandum from the Division of Trading and Markets regarding a June 13, 2008 telephone conversation with a representative of the National Association of Realtors®
Jun. 12, 2008 Memorandum from the Division of Trading and Markets regarding a June 11, 2008 telephone conversation with a representative of the North American Securities Administrators Association
Jun. 10, 2008 Memorandum from the Division of Trading and Markets regarding a June 6, 2008 telephone conversation with a representative of the OMNI Brokerage, Snyder Kearney LLC, Pacific West Financial Group, Freedman Consulting and CapWest Securities, Inc.
May 23, 2008 Memorandum from the Division of Trading and Markets regarding a telephone conversation with a representative of the OMNI Brokerage
May 23, 2008 Memorandum from the Division of Trading and Markets regarding a May 23, 2008, meeting with representatives of OMNI Brokerage, Snyder Kearney LLC, Pacific West Financial Group, Freedman Consulting, and CapWest Securities, Inc.
May 8, 2008 Memorandum from the Division of Trading and Markets regarding a telephone conversation with representatives of the OMNI Brokerage
May 8, 2008 Memorandum from the Division of Trading and Markets regarding a telephone conversation with representatives of the National Association of Realtors
Apr. 30, 2008 Memorandum from the Division of Trading and Markets regarding a telephone conversation with representatives of the Division of Corporation Finance and the National Association of Realtors
Apr. 30, 2008 Memorandum from the Division of Trading and Markets regarding a telephone conversation with representatives of the North American Securities Administrators Association
Apr. 28, 2008 Memorandum from the Division of Trading and Markets regarding a telephone conversation with representatives of the National Association of Realtors®
Apr. 22, 2008 Memorandum from the Division of Trading and Markets regarding an April 22, 2008, telephone conversation with representatives of the National Association of Realtors®
Apr. 18, 2008 Memorandum from the Division of Trading and Markets regarding a telephone conversation with representatives of the North American Securities Administrators Association
Apr. 18, 2008 Memorandum from the Division of Trading and Markets regarding a telephone conversation with representative of the Omni Brokerage
Mar. 25, 2008 Neal E. Nakagiri, Esq, President, CEO, CCO, NPB Financial Group, LLC, Burbank, California
Mar. 19, 2008 Memorandum from the Division of Trading and Markets regarding a telephone conversation with representative of the National Association of Realtors
Mar. 17, 2008 Registered Representatives Group, 214 FINRA Members
Mar. 12, 2008 Memorandum from the Division of Trading and Markets regarding a Tenant-In-Common Assoc. Spring Symposium
Mar. 7, 2008 Memorandum from the Division of Trading and Markets regarding a telephone conversation with representatives of the National Association of Realtors®
Feb. 21, 2008 Memorandum from the Division of Trading and Markets regarding a telephone conversation with representatives of ARELLO, regarding the National Association of Realtors® exemptive request
Feb. 20, 2008 Memorandum from the Division of Trading and Markets regarding a February 19, 2008, telephone conversation with representative of the North American Securities Administrators Association
Feb. 14, 2008 Memorandum from the Division of Trading and Markets regarding a February 13, 2008, telephone conversation with representatives of the Tenant-In-Common Association and the National Association of Realtors
Feb. 12, 2008 Memorandum from the Division of Trading and Markets regarding a telephone conservation with representative of National Association of Realtors
Feb. 12, 2008 Memorandum from the Division of Trading and Markets regarding a telephone conservation with representative of National Association of Realtors
Jan. 24, 2008 Memorandum from the Division of Trading and Markets regarding a telephone conversation with a representative of Omni Brokerage and Tenant-In-Common Association
Jan. 17, 2008 David H. Freedman, CCIM, Freedman Consulting, Bala Cynwyd, Pennsylvania
Jan. 8, 2008 Thomas M. Selman, Executive Vice President Corporate Financing/Investment Compantes Regulation, FINRA
Jan. 8, 2008 Memorandum from the Division of Trading and Markets regarding a telephone conversation with representatives of Omni Brokerage and Tenant-In-Common Association
Jan. 8, 2008 Memorandum from the Division of Trading and Markets regarding a telephone conversation with representatives of the National Association of Realtors
Jan. 8, 2008 Suzanne E. Rothwell, Skadden, Arps, Slate, Meagher & Flom LLP
Jan. 3, 2008 Memorandum from the Division of Trading and Markets regarding a telephone conversation with representatives of the National Association of Realtors
Dec. 21, 2007 Harvey L. Pitt, Chief Executive Officer, Kalorama Legal Services, PLLC, Washington, D.C.
Dec. 21, 2007 Memorandum from the Division of Trading and Markets regarding a December 21, 2007 telephone conversation with representatives of the National Association of Realtors
Dec. 19, 2007 Memorandum from the Division of Trading and Markets regarding a December 17, 2007 telephone conversation with representatives of the National Association of Realtors
Dec. 18, 2007 Richard M. Lombardi, CCIPS, GRI, President CCIPS Institute, Irvine, California
Dec. 18, 2007 Gregory R. Ellis, Esquire, Director of Government and Regulatory Affairs, TICA, Indianapolis, Indiana
Dec. 18, 2007 Gary R. Beynon, President and C.E.O., OMNI Brokerage, Inc.
Dec. 17, 2007 William M. Bird, CFA, FRM, Monterey Investment Management
Dec. 17, 2007 Kevin K. Hull, President & CEO, NNN Capital Corp.
Dec. 17, 2007 Snyder Kearney LLC
Dec. 17, 2007 Meridee Olsen, Registered Representative, OMNI Brokerage, Inc., Westport, Connecticut
Dec. 17, 2007 William H. Winn, President, Passco Companies LLC, Irvine, California
Dec. 17, 2007 Dan L. Werry, JD, MBA, Registered Representative, Edina, Minnesota
Dec. 17, 2007 James M. Walsh, CEO and Principal, BD, Costa Mesa, California
Dec. 17, 2007 Ronald A. Schmaedick, National Association of Realtors, Eugene, Oregon
Dec. 17, 2007 Dale E. Brown, President and CEO, Financial Services Institute, Inc.
Dec. 17, 2007 David H. Freedman, CCIM, Freedman Consulting, Bala Cynwyd, Pennsylvania
Dec. 17, 2007 Douglas W. Schriner, President/CEO, Harrison Douglas, Inc., Aurora, Colorado
Dec. 17, 2007 Andrew Jensen, Jr., Chairman of the Board, Commercial Association of Realtors - Wisconsin, Milwaukee, Wisconsin
Dec. 17, 2007 William E. Brown, President, California Association of REALTORS®
Dec. 17, 2007 Alan Shorr, Chairman, AFA Financial Group LLC, Calabasas, California
Dec. 17, 2007 Memorandum from the Division of Trading and Markets regarding a December 17, 2007 telephone conversation with representatives of the Financial Industry Regulatory Authority, Inc.
Dec. 17, 2007 Edward J. Finn, Esq., General Counsel and Executive Vice President, NAI Global, Princeton , New Jersey
Dec. 17, 2007 Joe H. Miller, CFP, Managing Director, Independent Financial Group LLC, San Diego, California
Dec. 17, 2007 Derek B. Miller, Director, Utah Division of Real Estate
Dec. 17, 2007 Bryan S. Mick, Mick & Associates, P.C., LLO, Omaha, Nebraska
Dec. 17, 2007 Kathy Heshelow, Registered Rep / Commercial Realtor (CCIM, NAR, TICA, ICSC, etc.)
Dec. 17, 2007 David N. Chick, Wealth Advisor, Oakland, California
Dec. 17, 2007 Richard B. "Rick" Chess, President, American Realty Capital Markets, LLC, Richmond, Virginia
Dec. 17, 2007 James Shaw, CEO, CapHarbor, LLC, Beverly Hills, California
Dec. 17, 2007 Max W. Gurvitch, President, New York State Association of Realtors, Albany, New York
Dec. 17, 2007Elizabeth Ayres Whitman, General Counsel, Wilkinson 1031 LLC, Potomac, Maryland
Dec. 17, 2007Tim Hatlestad, President, Certified Commercial Investment Member Institute
Dec. 16, 2007David J. Hartness, MBA, Registered Representative - OMNI Brokerage Inc., Licensed CA and HI Real Estate Broker, San Diego, California
Dec. 14, 2007 Timothy E. Snodgrass, J.D., President, Argus Realty lnvestors, LP
Dec. 14, 2007 Marc Paul, President, SCI Real Estate Investments, LLC
Dec. 14, 2007 Eric S. Scaff, Presidio Exchange Advisors, San Francisco, California
Dec. 14, 2007 Shanon Ford, President, Pacific West Financial Group
Dec. 14, 2007 Raymond J. Stockus, MBA, Financial Advisor, Pacific West Securities, La Quinta, California
Dec. 13, 2007 Amy L. Jarvis
Dec. 13, 2007 Jefferson F. Riddell
Dec. 13, 2007 John Temple, President & Founder, Registered Representative, 1031PROPERTY WATCH
Dec. 12, 2007 Jack A. Peterson, Peterson & Associates, Realtors
Dec. 12, 2007 J. W. Millegan, CEO, J. W. Millegan, Inc., Lake Oswego, Oregon
Dec. 11, 2007 Cheryl A. Lane, President, Chrysalis Capital Group LLC, San Francisco, California
Dec. 11, 2007 Matthew D. Schwartz, Vice President & East Coast General Counsel, Marcus & Millichap Real Estate Investment Services, Inc.
Dec. 11, 2007 Ken D. Monroe, Managing Director-MICG Real Estate Capital Advisors, Newport News, Virginia
Dec. 10, 2007 Leslie D. Smith, General Counsel, Berthel Fisher Company
Dec. 10, 2007 Rocco A. Cortese, Principal, Presidio Exchange Advisors, A Registered Branch of OMNI Brokerage, Inc.
Dec. 10, 2007 Michael J. Leventhal, MBA, Registered Representative, Omni Brokerage, Inc.
Dec. 10, 2007 Terry O. Phillips, CCIM, CPM, Vancouver, Washington
Dec. 9, 2007 Todd A. Phillips, Upland Real Estate Group, Inc.
Dec. 9, 2007 John P. Harvey, CPA, MBT, TIC Association, California Society of CPA's, Orange, California
Dec. 7, 2007 Christopher A. Loureiro, Realtor, Elk Grove, California
Dec. 7, 2007 Michael J. Voynovich, The Inspired Group of Companies
Dec. 6, 2007 David Waal, Omni Registered Representative, Former Commercial Real Estate agent
Dec. 6, 2007 Ron Beech, Commercial Realtor, Dayton, Ohio
Dec. 6, 2007 Gary L. Ely, CFP, Huntsville, Alabama
Dec. 6, 2007 Memorandum from the Division of Trading and Markets regarding a December 5, 2007 telephone conversation with representatives of the National Association of Realtors®
Dec. 5, 2007 Corbin E. Turpin, Overland Park/Kansas City Area, Kansas
Dec. 5, 2007 Frank Marino
Dec. 5, 2007 Eric R. Rutherford, MBA, Commercial/Investment Broker, Wright Kingdom
Dec. 4, 2007 Jack Hanlon, Dunton Commercial Real Estate
Dec. 4, 2007 Daryl Templeton, CapWest Securities, Inc., Tryon Equities
Dec. 4, 2007 Memorandum from the Division of Trading and Markets regarding a December 4, 2007 telephone conversation with representatives of the National Association of Realtors®
Dec. 4, 2007 John Regur, Dutch Creek Financial Services
Dec. 4, 2007 Braun A. Mincher, President/Managing Broker, Aggie Real Estate, LLC / Aggie Commercial, LLC
Dec. 4, 2007 Christopher DiSalle
Dec. 3, 2007 Michael G. Mellos, Realtor - New Horizons Realty, Santa Fe, New Mexico
Nov. 30, 2007 Tim Nichols, Rainier Properties, L.P.
Nov. 30, 2007 Steve W. Kohntopp, Chair, Idaho Real Estate Commission
Nov. 30, 2007 Larry J. Miller, Owner, Avalar Realty and Mortgage, Benicia, California
Nov. 29, 2007 Russ Knapp, Real Estate Broker, Rocklin, California
Nov. 29, 2007 David L. Baker, CLU, CFP, Real Estate Broker, Registered Rep., Spokane, Washington
Nov. 29, 2007 James Swanson, Sacramento, California
Nov. 29, 2007 Jack R. Sauther, CPA, CPA, Investment Advisor Representative, Realtor, Bozeman, Montana
Nov. 29, 2007 Ty E. Jobin, Marine City, Michigan
Nov. 29, 2007 Rory Hoelker, Sacramento, California
Nov. 29, 2007 Bruce E. Jones, President, Core Realty Group, LLC, Shrewsbury, New Jersey
Nov. 28, 2007 Michael G. Steinthal, Denver
Nov. 28, 2007 Dave Crane, Crane Real Estate Corporation, Littleton, Colorado
Nov. 28, 2007 Arthur T. Nickel, Principal, King Arthur Valuation Services, LLC
Nov. 27, 2007 Neal Pye
Nov. 26, 2007 Memorandum from the Division of Trading and Markets regarding a November 26, 2007 telephone conversation with a representative of the National Association of Realtors®
Nov. 26, 2007 Craig Immel, President, Headwaters Land Investment Co., Denver, Colorado
Nov. 26, 2007 Aaron Evans, NewOption Partners, Boulder, Colorado
Nov. 23, 2007 Chuck Armstrong, Coldwell Banker Commercial, Colorado Springs, Colorado
Nov. 23, 2007 John Hanlon, Dunton Commercial, Denver, Colorado
Nov. 23, 2007 Larry Ackerman, Broker, Commercial West Real Estate Inc., Golden, Colorado
Nov. 23, 2007 Eric H. Loloff, Broker/Owner, Running Horse Realty, Powell, Wyoming
Nov. 21, 2007 Paul Seligsohn, Senior Vice President, Westwood Net Lease Advisors, St. Louis, Missouri
Nov. 21, 2007 Daniel C. Zabel, Dan Zabel Realty, Castle Rock, Colorado
Nov. 21, 2007 Ed Hokanson, President/Broker, First Colorado Corporation of Palisade, Grand Junction, Colorado
Nov. 21, 2007 Vann T. Wesson, CPA, CA Real Estate Broker, NASD Secuities Principal, San Diego, California
Nov. 21, 2007 David L. Gilbert, CCIM, President - Penn Realty Advisors, Inc., Eagle, Colorado
Nov. 21, 2007 Memorandum from the Division of Trading and Markets regarding a November 21, 2007 telephone conversation with a representative of the Tenant-In-Common Association
Nov. 21, 2007 Memorandum from the Division of Trading and Markets regarding a November 21, 2007 telephone conversation with a representative of the National Association of Realtors®
Nov. 21, 2007 Memorandum from the Division of Trading and Markets regarding a November 13, 2007 meeting with the NAR's 2007 Commercial Legislation and Regulatory Subcommittee
Nov. 20, 2007 Thomas J. Berthel, CEO, Berthel Fisher Company, Marion, Iowa
Nov. 19, 2007 Richard A. Leach, Investment Security Corporation
Nov. 19, 2007 Mark Casey, President / Broker, Casey Partners, Ltd., Real Estate Advisory Services
Nov. 19, 2007 Jay Music
Nov. 17, 2007 Scott Harper, Series 7, 66, 24 and CA DRE licensed
Nov. 17, 2007 Thomas H. Oldfield, Oldfield & Helsdon, PLLC, Fircrest, Washington
Nov. 16, 2007 John Jeffers, President, Congdon-Jeffers Group, Inc., Santa Barbara, California
Nov. 16, 2007 Doug Adams, Realtor, Mobile, Alabama
Nov. 15, 2007 Eddie S. Hong, MBA, Member of Financial Planning Association, San Francisco, California
Nov. 15, 2007 Jack R. Halley, Investment Advisor Representative, Camarillo , California
Nov. 15, 2007 Patrick Burke, Real Estate Broker, San Rafael, California
Nov. 15, 2007 Burke Dambly, CPA, Private Asset Group, Inc., Costa Mesa, California
Nov. 15, 2007 Rick Willoughby, Member NAR, Registered Principal, Phoenix, Arizona
Nov. 15, 2007 Lewis Chamberlain, AIF, Redding, California
Nov. 15, 2007 Gary S. DeMera, Business Owner, Burlingame, California
Nov. 15, 2007 John Borger, CFP, Menifee, California
Nov. 14, 2007 Tom Antonopoulos, Capwest Securities Inc. Licensed Agent, Real Estate Broker
Nov. 14, 2007 Edward N. Bond, Jr., CFP, Certified Financial Planner, Lodi, California
Nov. 14, 2007 Al Fiorello
Nov. 14, 2007 Tom Opsahl, Broker Dealer, Forest Lake, Minnesota
Nov. 14, 2007 Phillip J. Chapman, Financial Advisor, Daingerfield, Texas
Nov. 14, 2007 Dennis W. Kroeker, JD, California State Bar etc, Sacramento, California
Nov. 14, 2007 Jay R. Blanchard, Next Financial Broker Dealer, Williamsville, New York
Nov. 14, 2007 Ronald F. Helle, CPACFPPFS, Dubuque, Kentucky
Nov. 14, 2007 Stefan L. Reddrick, Fulerton, California
Nov. 14, 2007 Ralph Mitchell, Braintree, Massachusetts
Nov. 14, 2007 Scott Harper
Nov. 14, 2007 Bruce E. Ransom, President, Integrity Financial Services,LLC, Cody, Wyoming
Nov. 14, 2007 Karl Frank, CFP, MBA, Registered Representative, Denver, Colorado
Nov. 14, 2007 Jeffrey Isaacs, RFC, Securities Professional
Nov. 14, 2007 Michael J. Whelton, Beecher, Illinois
Nov. 14, 2007 John L. Cordova, MBA, International Association of Registered Consultants, California Community College Teaching Credential in Accounting, Business and Industrial Management, Finance, Registered Principal FINRA, California Real Estate Broker, EL Dorado Hills, California
Nov. 14, 2007 Thomas A. Waugh, ChFC, Partner- Agora Wealth Management, Colo Spgs, Colorado
Nov. 14, 2007 David Verhille, Registerd Representative and Principal, Cedar Rapids, Iowa
Nov. 14, 2007 Sean L. DeFrehn, President, DeFrehn Consulting, Germantown, Maryland
Nov. 14, 2007 Diane Rook-Johnson, CFP, Baxter, Minnesota
Nov. 14, 2007 Jack W. Ellison, Registered Representative, Palm Springs, California
Nov. 14, 2007 Michael A. Neely, Phoenix, Arizona
Nov. 14, 2007 David E. Massa, CCIM, Series 22 and 63, Seattle, Washington
Nov. 13, 2007 Jesse W. Hauptrief, Jr., Member, National Association of Estate Planners, Plano, Texas
Nov. 13, 2007 Terri D. Ward, CPA, CFP, Tualatin, Oregon
Nov. 13, 2007 Jason H. Freeman, Greenville, South Carolina
Nov. 13, 2007 Jack Larkin, Registered Representative, Fresno, California
Nov. 13, 2007 Chris W. Sloan, NAR, Santa Rosa, California
Nov. 13, 2007 Kathy Heshelow, Private & Public Placement Registered Rep., CapWest Securities, Inc., President, Legacy Real Estate & Investments

 

http://www.sec.gov/comments/s7-26-07/s72607.shtml

Modified: 10/16/2014