Mar. 17, 2020
Comment on SEC Proposed Rule #S7-24-15: My opinion is that my brokerage firm should have the right to decide whether I am sufficiently “capable” to assess risk or to disqualify me from trading L&I Funds or any other publicly offered investment. • A description of the warnings that my brokerage firm already provides in connection with my investments in L&I Funds. In connection with this, given the disclosure of the The prospectus and the attention in the media and the warnings provided by my brokerage firms are sufficient. • My own opinion is that my prior use of L&I Funds should automatically qualify me to continue trading L&I Funds under the proposed regulations or that these proposed regulations should be withdrawn completley.