Subject: N/A
From: Mark Saxby
Affiliation:

Mar. 17, 2020


Comment on SEC Proposed Rule #S7-24-15: 

Enter your commeI am fully aware of the characteristics and risks of L&I Funds. I have personally held these funds for longer than a day and have benefited from that. I monitor my investments on an hourly basis as its my money that is at stake. I log in to my brokerage account at least once or more a day. 
And as for the notion that my brokerage firm should have the right to decide whether I am "sufficiently capable" to assess risk, or for them to be able to disqualify me from trading L&I Funds I think is absurd. My brokerage firm provides lots of information regarding the risks involved. I have prior use of L&I Funds so shouldn't that, automatically qualify me to continue trading L&I Funds? 
nts here.