SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


Comments on Covered Securities Pursuant to Section 18 of the Securities Act of 1933

[Release No. 33-8754; File No. S7-18-06]


Dec. 21, 2006 Joseph P. Borg, NASAA President and Director, Alabama Securities Commission
Dec. 21, 2006 Joseph P. Borg, NASAA President and Director, Alabama Securities Commission
Dec. 20, 2006 Alan M. Parness, Esq., American Bar Association
Dec. 19, 2006 Phillip B. Kennedy, Esq., Gaeta & Eveson, P.A.
Jun. 1, 2006 Randall Schumann, Legal Counsel, Wisconsin DFI-Division of Securities, NASAA Corporation Finance Section Member
Apr. 3, 2006 Alan M. Parness, Vice Chair, State Regulation of Securities Committee, Section of Business Law, American Bar Association, Chicago, Illinois
Mar. 29, 2006 Patricia D. Struck, President, North American Securities Administrator's Association, and Wisconsin Securities Administrator

 

 

 

 

 

http://www.sec.gov/comments/s7-18-06/s71806.shtml

Modified: 10/16/2014