|
|
 |
Comments on Investment Adviser Performance Compensation
[Release No. IA-3198; File No. S7-17-11]
|
| Jul. 21, 2011 | Laura Swenson |
| Jul. 20, 2011 | Carew Carswell |
| Jul. 17, 2011 | Alvin Suvil |
| Jul. 11, 2011 | Dennis M. Kelleher, President & CEO and Stephen W. Hall,
Securities Specialist, Better Markets, Inc. |
| Jul. 11, 2011 | Kevin R. Keller, CAE, Chief Executive Officer, Certified Financial Planner Board of Standards, Inc. |
| Jul. 11, 2011 | Kathy D. Ireland, Associate General Counsel, Investment Adviser Association |
| Jul. 11, 2011 | David S. Massey, NASAA President and Deputy Securities Commissioner, North Carolina Department of the Secretary of State |
| Jul. 11, 2011 | Georg Merkl, Binz, Switzerland |
| Jul. 8, 2011 | Sean Caplice, Gunderson Dettmer Stough Villeneuve Franklin & Hachigian LLP |
| Jul. 8, 2011 | Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association |
| Jun. 29, 2011 | Cory Bennet |
| Jun. 25, 2011 | Ron Cuningham |
| Jun. 23, 2011 | Molly Huntsman |
| Jun. 23, 2011 | Edward Crane |
| Jun. 23, 2011 | Troy M. Clark |
| Jun. 20, 2011 | Joseph V. Delaney, Member of FINRA, Newport Beach, California |
| Jun. 16, 2011 | Roger Alsop |
| Jun. 14, 2011 | Gregory Thornton, Director, Thornton Capital Management, LLC, Fort Collins, Colorado |
| Jun. 14, 2011 | Matthew Gee |
| Jun. 13, 2011 | Douglas Wood |
| Jun. 11, 2011 | Paul LeCoque, Danville, California |
| Jun. 9, 2011 | Gregory A. Peeke, CFA, Manhattan Beach, California |
| Jun. 9, 2011 | Ryan D., Los Angeles, California |
| Jun. 8, 2011 | Hyonmyong Cho, Portfolio Manager, Greenlaw International LP, Santa Fe, New Mexico |
| Jun. 7, 2011 | Jeremy Hellman, CFA, Midlothian, Virginia |
| Jun. 7, 2011 | John N. McCorvie, Partner, Peak Asset Management, LLC, Louisville, Colorado |
| Jun. 7, 2011 | Douglas Estadt, Hoboken, New Jersey |
| Jun. 7, 2011 | Brian Caine, Solana Beach, California |
| Jun. 7, 2011 | Chris Ma |
| Jun. 5, 2011 | George Johnson |
| Jun. 5, 2011 | Lane Clark |
| Jun. 5, 2011 | Brad D. Hoyt, IEEE, Portland, Oregon |
| Jun. 4, 2011 | Sheldon Miner, Businessman |
| Jun. 4, 2011 | Harold Clyde, P.E., Torrance, California |
| Jun. 3, 2011 | Greg J. Wimmer, Pleasant Grove, Utah |
| Jun. 3, 2011 | Steven L. Clyde, Civil Engineer, Spanish Fork, Utah |
| Jun. 2, 2011 | Randy Steck |
| Jun. 2, 2011 | Frank Smith |
| Jun. 2, 2011 | Cherlyn Thornton |
| Jun. 2, 2011 | Jeff Newton, JD, CMA, MBA, State Bar of California |
| Jun. 2, 2011 | Jennifer Huls |
| Jun. 2, 2011 | Greg Thornton, Fort Collins, Colorado |
| Jun. 1, 2011 | Craig A. Matson, San Antonio, Texas |
| May 31, 2011 | Chris Barnard, Germany |
| May 29, 2011 | David Flatray |
| May 24, 2011 | Phillip Goldstein, Bulldog Investors, Pleasantville, New York |
| May 20, 2011 | David Hale, Principal, DNH Capital L.L.C., San Francisco, California |
| May 18, 2011 | Tom Irvin, CFP, CPA |
| May 11, 2011 | Daniel Hoskins, Jr., Crescat Portfolio Management LLC, Denver, Colorado |
http://www.sec.gov/comments/s7-17-11/s71711.shtml
|