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Comments on Proposed Rule: Credit Risk Retention
[Release No. 34-64148; File No. S7-14-11]
See also: Comments on Dodd-Frank Title IX, Asset-Backed Securities
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(Click here for meetings with SEC officials)
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| Comments have been received from individuals and entities using the following Letter Type A: 11 |
| Comments have been received from individuals and entities using the following Letter Type B: 85 |
| Comments have been received from individuals and entities using the following Letter Type C: 11 |
| Comments have been received from individuals and entities using the following Letter Type D: 1502 |
| Comments have been received from individuals and entities using the following Letter Type E: 8644 |
| Comments have been received from individuals and entities using the following Letter Type F: 27 |
| Apr. 1, 2013 | R. Bram Smith, Executive Director, The Loan Syndications & Trading Association |
| Feb. 13, 2013 | Senators Mary L. Landrieu, Johnny Isakson, and Kay R. Hagan, U.S. Senate |
| Jan. 23, 2013 | Tom Deutsch, Executive Director, American Securitization Forum |
| Jan. 22, 2013 | Senator Bob Corker, U.S. Senate |
| Nov. 20, 2012 | Vince Sampson, President, Education Finance Council |
| Sep. 20, 2012 | Jim Callahan, Executive Director, Pentalpha Surveillance, LLC |
| Aug. 31, 2012 | Margaret Sheehan and Joyce Gorman, Ashurst LLP, on behalf of Citibank, N.A., Deutsche Bank AG, New York Branch, Société Générale, New York Branch, Wells Fargo Bank, N.A. and Investment Company Institute |
| Aug. 10, 2012 | Catherine T. Dixon, Chair, Federal Regulation of Securities Committee, and Martin Fingerhut, Chair, Securitization and Structured Finance Committee; Business Law Section, American Bar Association, Washington, District of Columbia |
| Jul. 13, 2012 | Reps. John Campbell and John Carney, U.S. House of Representatives |
| Jun. 26, 2012 | Tom Deutsch, Executive Director, American Securitization Forum |
| Jun. 20, 2012 | William G. Sutton, CAE, President and CEO, Equipment Leasing and Finance Association |
| Jun. 19, 2012 | Senator Mike Crapo, et al., United States Senate |
| May 7, 2012 | Jonathan L. Rosenthal Senior Managing Director, Global Portfolio Management, Metropolitan Life Insurance Company |
| Apr. 25, 2012 | James Sullivan, Senior Managing Director and Head of Prudential Fixed Income, Newark, New Jersey |
| Apr. 23, 2012 | Bianca A. Russo, Managing Director & Associate General Counsel, Legal Department, J.P.Morgan |
| Apr. 20, 2012 | Murray Watson, Jr., Brazos Higher Education Authority, Inc. |
| Apr. 7, 2012 | Richard Hopkin, Managing Director, Association for Financial Markets in Europe |
| Mar. 9, 2012 | R. Bram Smith, Executive Director, Loan Syndications and Trading Association |
| Feb. 23, 2012 | Tom Deutsch, Executive Director, American Securitization Forum |
| Jan. 20, 2012 | American Land Title Association, American Resort Development Association, American Securitization Forum, Appraisal Institute, Building Owners and Managers Association (BOMA) International, CCIM Institute, Community Mortgage Banking Project, CRE Finance Council, Institute of Real Estate Management, Mortgage Bankers Association, NAIOP, Commercial Real Estate Development Association, National Apartment Association, National Association of Home Builders, National Association of Real Estate Investment Trusts, National Association of Realtors®, National Multi Housing Council, Realtors® Land Institute, Securities Industry and Financial Markets Association, Society of Industrial and Office Realtors®, U.S. Chamber of Commerce, and The Real Estate Roundtable |
| Nov. 29, 2011 | Richard Hopkin, Managing Director, Association for Financial Markets in Europe |
| Oct. 19, 2011 | Rep. John Sullivan, U.S. House of Representatives |
| Sep. 2, 2011 | R. Bram Smith, Executive Director, Loan Syndications and Trading Association |
| Aug. 17, 2011 | Skip Duemeland, COM, MBA, Duemelands Commercial Real Estate |
| Aug. 8, 2011 | Reps. John Hensarling and Peter Roskam, U.S. House of Representatives |
| Aug. 5, 2011 | Reps. John Campbell, John Carney, Erik Paulsen, Gregory Meeks, Robert Dold, Keith Ellison, and Ed Royce, U.S. House of Representatives |
| Aug. 5, 2011 | Charles E. Landes, Vice President, Professional Standards, American Institute of Certified Public Accountants |
| Aug. 4, 2011 | Gus Sauter, Managing Director and Chief Investment Officer, Vanguard |
| Aug. 2, 2011 | Rep. Spencer Bachus, Chairman, Committee on Financial Services, and Rep. Scott Garrett, Chairman, Subcommittee on Capital Markets and Government Sponsored, Enterprises, U.S. House of Representatives |
| Aug. 2, 2011 | John M. McNally, National Association of Bond Lawyers |
| Aug. 1, 2011 | Chris Katopis, Executive Director, Association of Mortgage Investors |
| Aug. 1, 2011 | Dennis M. Kelleher, President & CEO, and Stephen W. Hall, Securities Specialist, Better Markets, Inc. |
| Aug. 1, 2011 | Curt S. Culver, Chief Executive Officer, Mortgage Guaranty Insurance Corporation |
| Aug. 1, 2011 | David G. Schroeder, Vice President Federal Governmental Relations, Community Bankers Association of Illinois |
| Aug. 1, 2011 | Elyse Douglas, Vice President and Chief Financial Officer, The Hertz Corporation |
| Aug. 1, 2011 | Richard J. Dugas, Chairman, President and Chief Executive Officer, PulteGroup, Inc., and Debra W. Still, President and Chief Executive Officer, Pulte Mortgage, LLC |
| Aug. 1, 2011 | Ally Financial Inc., American Honda Finance Corporation, BMW US Capital, LLC, CarMax Business Services, LLC, Ford Motor Credit Company LLC, General Motors Financial Company, Inc., Harley-Davidson Financial Services, Inc., Hyundai Capital America, Mercedes-Benz Financial Services USA LLC, Navistar Financial Corporation, Nissan Motor Acceptance Corporation, Santander Consumer USA Inc., TD Auto Finance LLC (f/k/a Chrysler Financial Services America LLC), Toyota Motor Credit Corporation, VW Credit, Inc. and World Omni Financial Corp. |
| Aug. 1, 2011 | Ann M. Grochala, Vice President, Lending Policy, Independent Community Bankers of America |
| Aug. 1, 2011 | Charles Bachtell, General Counsel, Guaranteed Rate |
| Aug. 1, 2011 | David Hirschmann, President and Chief Executive Officer, U.S. Chamber of Commerce |
| Aug. 1, 2011 | Shanna L. Smith, President and CEO, National Fair Housing Alliance |
| Aug. 1, 2011 | Mike Calhoun, President, Center for Responsible Lending and Ellen Harnick, Senior Policy Counsel, Center for Responsible Lending |
| Aug. 1, 2011 | Janet Murguía, President and CEO, National Council of La Raza and Hilary Shelton, Director, NAACP Washington Bureau, Senior VP for Advocacy and Policy, National Council of La Raza |
| Aug. 1, 2011 | John E. Marthinsen, Founder & Chief Risk Officer, HVP Inc. and James M. Connolly, Founder & Chief Executive Officer, HVP Inc. |
| Aug. 1, 2011 | Steve Wagner, President – Consumer Information Solutions, Experian North America |
| Aug. 1, 2011 | Tom Deutsch, Executive Director, American Securitization Forum |
| Aug. 1, 2011 | Debe Mahoney, Executive Director, NeighborWorks® Anchorage |
| Aug. 1, 2011 | Robert R. Davis, American Bankers Association |
| Aug. 1, 2011 | David L. Ledford, Senior Vice President, National Association of Home Builders |
| Aug. 1, 2011 | William Emerson, CEO, Quicken Loans |
| Aug. 1, 2011 | Susan E. Johnson, Executive Director, Real Estate Services Providers Council, Inc. |
| Aug. 1, 2011 | Steven L. Philpott, EVP/General Counsel, Umpqua Bank |
| Aug. 1, 2011 | Bill Himpler, Executive Vice President, American Financial Services Association |
| Aug. 1, 2011 | Thomas M. Skiba, Chief Executive Officer, Community Associations Institute |
| Aug. 1, 2011 | Luke S. Hayden, President, PHH Mortgage Corporation and Richard J. Bradfield, Senior Vice President, Capital Markets PHH Mortgage Corporation |
| Aug. 1, 2011 | American Land Title Association, American Securitization Forum, Building Owners and Managers Association International, CCIM Institute, Commercial Real Estate (CRE) Finance Council, Financial Services Roundtable, Institute of Real Estate Management, International Council of Shopping Centers, Mortgage Bankers Association, NAIOP, Commercial Real Estate Development Association, National Apartment Association, National Association of Home Builders, National Association of Real Estate Investment Trusts, National Association of Realtors, National Multi Housing Council, Society of Industrial and Office Realtors, and The Real Estate Roundtable |
| Aug. 1, 2011 | Tony M. Edwards, Executive Vice President & General Counsel, National Association of Real Estate Investment Trusts |
| Aug. 1, 2011 | Ernst & Young LLP |
| Aug. 1, 2011 | Barry Zigas, Director of Housing Policy, Consumer Federation of America |
| Aug. 1, 2011 | Massachusetts Housing |
| Aug. 1, 2011 | Neil Milner, President & CEO, Conference of State Bank Supervisors |
| Aug. 1, 2011 | Radian Group Inc. |
| Aug. 1, 2011 | Kristina A. Sadlak, Counsel for Special Projects, Credit Union National Association |
| Aug. 1, 2011 | Terry W. Clemans, Executive Director, National Credit Reporting Association, Inc. |
| Aug. 1, 2011 | Adolfo F. Marzol, Vice Chairman, Essent Guaranty, Inc. |
| Aug. 1, 2011 | Lyman Missimer, Head of Global Cash Management and Municipals |
| Aug. 1, 2011 | KPMG LLP |
| Aug. 1, 2011 | Michael J. DeFors, VP Regulatory Affairs, Michigan Credit Union League |
| Aug. 1, 2011 | Richard M. Whiting, Executive Director and General Counsel, The Financial Services Roundtable |
| Aug. 1, 2011 | Moises Loza, Executive Director, Housing Assistance Council |
| Aug. 1, 2011 | T. K. Jones, Chairman, Legislative and Regulatory Affairs Committee, Colorado Mortgage Lenders Association |
| Aug. 1, 2011 | Delia G. Zuniga, President, Advantage Plus Credit Reporting, Inc. |
| Aug. 1, 2011 | Appraisal Institute and American Society of Farm Managers and Rural Appraisers |
| Aug. 1, 2011 | William F. Kidwell, Jr., IMMAAG |
| Aug. 1, 2011 | Greg Stoeckle, Managing Director, Invesco Senior Secured Management, Inc. |
| Aug. 1, 2011 | Ron Phipps, President, National Association of REALTORS |
| Aug. 1, 2011 | PricewaterhouseCoopers LLP |
| Aug. 1, 2011 | Jefferson Duarte and Douglas A. McManus, Residential Mortgage Credit Derivatives |
| Aug. 1, 2011 | Jon K. Skarin, Director, Legislative & Regulatory Policy, Massachusetts Bankers Association |
| Aug. 1, 2011 | Jeffrey D. DeBoer, President and Chief Executive Officer, Real Estate Roundtable |
| Aug. 1, 2011 | J. Bradford Johnson, Assistant to the President, Mortgage America Inc. |
| Aug. 1, 2011 | Anne Anastasi, President, American Land Title Association |
| Aug. 1, 2011 | Ruhi Maker, Esq., Senior Attorney, Empire Justice Center and Barbara van Kerkhove, Ph.D., Researcher/Policy Analyst, Empire Justice Center |
| Aug. 1, 2011 | W. Wesley McMullan, President and Chief Executive Officer, Federal Home Loan Bank of Atlanta; Edward A. Hjerpe III, President and Chief Executive Officer, Federal Home Loan Bank of Boston; Matthew R. Feldman, President and Chief Executive Officer, Federal Home Loan Bank of Chicago; David H. Hehman, President and Chief Executive Officer, Federal Home Loan Bank of Cincinnati; Terry Smith, President and Chief Executive Officer, Federal Home Loan Bank of Dallas; Richard S. Swanson, President and Chief Executive Officer, Federal Home Loan Bank of Des Moines; Milton J. Miller II, President and Chief Executive Officer, Federal Home Loan Bank of Indianapolis; Alfred A. DelliBovi, President and Chief Executive Officer, Federal Home Loan Bank of New York; Winthrop Watson, President and Chief Executive Officer, Federal Home Loan Bank of Pittsburgh; and Andrew J. Jetter, President and Chief Executive Officer, Federal Home Loan Bank of Topeka |
| Aug. 1, 2011 | Ed Craine, President, California Association of Mortgage Professionals |
| Aug. 1, 2011 | Kenneth M. Dwyer, Chairman of the Board, Kemdy, Inc. |
| Aug. 1, 2011 | Bryan J. Andres, Executive Vice President and Chief Financial Officer, IPFS Corporation |
| Aug. 1, 2011 | Scott Lynch, Executive Vice President, National Lumber and Building Material Dealers Association |
| Aug. 1, 2011 | Ed Jacob, Executive Director, Neighborhood Housing Services of Chicago |
| Aug. 1, 2011 | Mark R. Scadina, Executive Vice President, Secretary, and General Counsel, Fair Isaac Corporation |
| Aug. 1, 2011 | Joanne R. Whiting, Executive Vice President and Chief Advocacy Officer, The Wisconsin Credit Union League |
| Aug. 1, 2011 | W. Michael House, Housing Finance Alliance |
| Aug. 1, 2011 | Joyce Gorman and Margaret Sheehan, Ashurst LLP |
| Aug. 1, 2011 | Mortgage Insurance Companies of America |
| Aug. 1, 2011 | Bram Smith, Executive Director, Loan Syndications and Trading Association |
| Aug. 1, 2011 | Peter Bell, President, National Reverse Mortgage Lenders Association |
| Aug. 1, 2011 | Claudia Lee |
| Aug. 1, 2011 | Kenneth L. Miller, Deputy General Counsel, Bank of America Corporation |
| Aug. 1, 2011 | Nicholas Voisey, Loan Market Association |
| Aug. 1, 2011 | Jeffrey S. May, President & CEO, CheITY Creek Mortgage Co., Inc. |
| Aug. 1, 2011 | Steven Alan Bennett, Executive Vice President, General Counsel & Corporate Sccretary, USAA |
| Jul. 31, 2011 | Damien X. Walsh, Esq |
| Jul. 30, 2011 | Raymond Schmidt, Executive Director, Select Milwaukee, Inc. |
| Jul. 29, 2011 | Jerry Reed, Executive Director, Mortgage and RE Lending, Alaska USA Federal Credit Union |
| Jul. 29, 2011 | Cathy Werner, President, Maryland Association of REALTORS® |
| Jul. 29, 2011 | Randall M. Gottesman, President, and Frank Piazza, Chariman, Policy Committee, Affordable Housing Professionals of New Jersey |
| Jul. 29, 2011 | Kristin Langone, Executive Director, Massachusetts Mortgage Bankers Association |
| Jul. 29, 2011 | Laurel Leitner, Senior Analyst, Council of Institutional Investors |
| Jul. 29, 2011 | Tim Fisher, President, First Continental Mortgage, Ltd. on behalf of the Texas Mortgage Bankers Association |
| Jul. 29, 2011 | John H. Dalton, President, Housing Policy Council, Financial Services Roundtable |
| Jul. 29, 2011 | Jim Hines, et al, Member of Congress |
| Jul. 29, 2011 | Eileen Fitzgerald, Chief Executive Officer, NeighborWorks® America |
| Jul. 29, 2011 | Ronald C. Reed, Vice President of Treasury Operations and Assistant Treasurer, Alliance Data Systems Corporation |
| Jul. 29, 2011 | Janet Farmer, Senior Loan Consultant, SunTrust Mortgage |
| Jul. 29, 2011 | Laurent Lutz, Executive Vice President & General Counsel, SLM Corporation |
| Jul. 29, 2011 | Adam Rust, Community Reinvestment Association of North Carolina |
| Jul. 29, 2011 | California Reinvestment Coalition, Aspera Housing Inc., California Rural Legal Assistance, Consumer Action, East Palo Alto Council of Tenants (EPACT) Education Fund, Fair Housing Council of the San Fernando Valley, Fair Housing of Marin, Housing and Economic Rights Advocates, Law Foundation of Silicon Valley, Legal Aid Foundation of Los Angeles, and LULAC Council 3102 |
| Jul. 29, 2011 | Gary F. Santo, Jr., Managing Director Group Head, Capital Markets, First Marblehead Corporation |
| Jul. 29, 2011 | Paul D. Metrey, Chief Regulatory Counsel, Financial Services, Privacy, and Tax, National Automobile Dealers Association |
| Jul. 29, 2011 | Bethany Sanchez, Metropolitan Milwaukee Fair Housing Council |
| Jul. 29, 2011 | Ronald L. Phillips, President and CEO, Coastal Enterprises, Inc. |
| Jul. 29, 2011 | Kim Leslie Shafer, Senior Fellow, Center for Financial Stability |
| Jul. 29, 2011 | John W. O'Brien, Managing Partner, Home Equity Securities LLC, Corona del Mar, California |
| Jul. 29, 2011 | Jim Roth, Executive Director, Metropolitan Consortium of Community Developers |
| Jul. 29, 2011 | Joel A. Schiffman, Weiner Brodsky Sidman Kider PC |
| Jul. 29, 2011 | Frank N. Simpson, CCIM, President, CCIM Institute |
| Jul. 29, 2011 | Guido Ravoet, Secretary General, European Banking Federation |
| Jul. 29, 2011 | John Taylor, President and CEO, National Community Reinvestment Coalition |
| Jul. 29, 2011 | Karrie McMillan, Investment Company Institute, Washington, District of Columbia |
| Jul. 29, 2011 | Andrea Levere, President, Corporation for Enterprise Development |
| Jul. 28, 2011 | Jean A. Lowe, President, Greater Rochester Housing Partnership, Rochester, New York |
| Jul. 28, 2011 | Fred Foster, Jr., President, Durham Branch, NAACP, Durham, North Carolina |
| Jul. 28, 2011 | Peter Alpert, Attorney at Law, Uniondale, New York |
| Jul. 28, 2011 | Salvatore P. Palazzolo, Managing Director and Counsel, Deutsche Bank AG, New York Branch |
| Jul. 28, 2011 | Bruce E. Stern, Chairman, Association of Financial Guaranty Insurers |
| Jul. 28, 2011 | Jack M. Guttentag, Professor of Finance Emeritus, The Wharton School, University of Pennsylvania |
| Jul. 28, 2011 | Michael K. Waddell, Executive Vice President Chief Operating and Financial Officer, FTN Financial |
| Jul. 28, 2011 | Ken Witte |
| Jul. 28, 2011 | Barbara Novick, Vice Chairman, BlackRock, Inc. |
| Jul. 28, 2011 | Kevin D. Schneider, President and Chief Executive Officer, Genworth Mortgage Insurance |
| Jul. 28, 2011 | Martin S. Hughtes, President and CEO, Redwood Trust, Inc. |
| Jul. 28, 2011 | Timothy J. Sloan, Senior Executive Vice President and Chief Financial Officer, Wells Fargo & Company |
| Jul. 28, 2011 | Stanley A. Hirtle, Attorney at Law, Advocates for Basic Legal Equality, Inc. |
| Jul. 28, 2011 | Robert J. Ahrenholz and John J. Wagner, Kutak Rock LLP |
| Jul. 27, 2011 | John C. Reed, Chairman, American Credit Union Mortgage Association |
| Jul. 27, 2011 | Hugh S. Cummins, III, Corporate Executive Vice President, SunTrust Banks, Inc. |
| Jul. 27, 2011 | Stephen D' Antonio, Managing Director, Morgan Stanley & Co. LLC |
| Jul. 27, 2011 | Robert Grossinger, Vice President, National Community Foreclosure Response Initiative |
| Jul. 27, 2011 | National Housing Conference |
| Jul. 27, 2011 | John E. Marthinsen, Founder & Chief Risk Officer, and James M. Connolly, Founder & Chief Executive Officer, HVP Inc. |
| Jul. 27, 2011 | Holly Olson, CPA, Executive Director, Neighborhood Finance Corporation |
| Jul. 27, 2011 | O'Melveny & Myers LLP |
| Jul. 27, 2011 | Rose M. Oswald Poels, President/CEO, Wisconsin Bankers Association |
| Jul. 27, 2011 | National Foreclosure Prevention and Neighborhood Stabilization Task Force |
| Jul. 27, 2011 | Michael A. O'Neill, Carol Clark Law, Atlanta, Georgia |
| Jul. 27, 2011 | Lewis S. Ranieri, Ranieri Partners Management LLC, and Kenneth T. Rosen, Rosen Consulting Group |
| Jul. 26, 2011 | Laurie Goodman, Senior Managing Director, Amherst Securities |
| Jul. 26, 2011 | Douglas M. Allman, President, NASA Federal Credit Union |
| Jul. 26, 2011 | Daniel F. Sheehy, President and Chief Executive Officer, Impact Community Capital LLC |
| Jul. 26, 2011 | Michael Swack, Professor, The Carsey Institute, University of New Hampshire |
| Jul. 25, 2011 | Clifford V. Rossi, PhD, Executive-in-Residence and Tyser Teaching Fellow, Robert H. Smith School of Business, University of Maryland |
| Jul. 25, 2011 | Kevin M. Cuff, MPA, Executive Director, and Rob Zimmer, External Affairs, The Community Mortgage Lenders of America |
| Jul. 25, 2011 | Anthony M. Jones, Executive Director, Housing Finance Authority of Pinellas County, Florida |
| Jul. 25, 2011 | Maureen Friar, President, National Housing Conference |
| Jul. 25, 2011 | Charles T. Kalthoff, Chair, Federal Home Loan Bank of New York, Affordable Housing Advisory Council |
| Jul. 25, 2011 | Shachi Bhardwaj, Roswell, Georgia |
| Jul. 25, 2011 | Chris Dalton, Chief Executive Officer, Australian Securitisation Forum, Australia |
| Jul. 25, 2011 | Georgette Mooneyham, President, Mortgage Bankers Association of Georgia |
| Jul. 24, 2011 | Ronald W. Buckelew, Daleville, Virginia |
| Jul. 22, 2011 | Rep. J. Randy Forbes, U.S. House of Representatives |
| Jul. 22, 2011 | Rep. Candice S. Miller, U.S. House of Representatives |
| Jul. 22, 2011 | R. Glenn Hubbard, Co-Chair; John L. Thornton, Co-Chair; and Hal S. Scott, Director, Committee on Capital Markets Regulation |
| Jul. 22, 2011 | Cantey Callaway Tull, Tull Mortgage, LLC |
| Jul. 22, 2011 | North Carolina Association of Mortgage Professionals |
| Jul. 22, 2011 | Sheldon Repp, President, National Council of Higher Education Loan Programs |
| Jul. 22, 2011 | Richard A. Smith, Realogy Corporation |
| Jul. 21, 2011 | Tom Hamilton, Managing Director, Barclays Capital, New York, New York |
| Jul. 21, 2011 | Christopher L. Williston, CAE, President and CEO, Independent Bankers Association of Texas |
| Jul. 20, 2011 | Theodore K. Nickel, Commissioner, Wisconsin Commisioner of Insurance |
| Jul. 20, 2011 | Alan Boyce, CEO, Absalon Project |
| Jul. 20, 2011 | Jeffrey W. Rubin, Chair, Federal Regulation of Securities Committee, and Vicki O. Tucker, Chair, Securitization and Structured Finance Committee, Business Law Section, American Bar Association, New York, New York |
| Jul. 20, 2011 | Vince Sampson, President, Education Finance Council |
| Jul. 19, 2011 | Ronald L. Goss, CPM, President,Institute of Real Estate Management |
| Jul. 19, 2011 | Rep. Rick Crawford, U.S. House of Representatives |
| Jul. 19, 2011 | Meghan Best, Associate Counsel, North Carolina Bankers Association |
| Jul. 19, 2011 | Richard Hopkin, Managing Director, Association for Financial Markets in Europe |
| Jul. 18, 2011 | Stephen M. Renna, CEO, CRE Finance Council |
| Jul. 18, 2011 | E. F. Bowditch, Jr., Oriental, North Carolina |
| Jul. 18, 2011 | Rep. Kathleen C. Hochul, U.S. House of Representatives |
| Jul. 15, 2011 | Rep. Jeff Fortenberry, U.S. House of Representatives |
| Jul. 15, 2011 | Bart Steenbergen, Managing Director, Straight-A Funding, LLC |
| Jul. 15, 2011 | Saul Sanders, Co-Chief Executive Officer, Shellpoint Partners LLC |
| Jul. 15, 2011 | International Association of Official Human Rights Agencies, National Association of Human Rights Workers, Center for Community Building and Neighborhood Action, Chicago Area Fair Housing Alliance, Colorado Cross-Disability Coalition, Community Enterprise Investments Inc, Community Legal Services of Mid-Florida, Community Reinvestment Association of North Carolina, H K on J Coalition, Lewis Associates, Long Island Housing Services, Inc, Lumbee Revitalization and Community Development, Inc., Michigan Community Reinvestment Coalition, North Carolina Institute for Minority Economic Development, North Carolina State Conference of Branches of the NAACP, Northwest Fair Housing Alliance, Oak Park Regional Housing Center, Salem Housing Community Development Corporation, and S J Adams Consulting |
| Jul. 14, 2011 | Rep. Hank Johnson, U.S. House of Representatives |
| Jul. 14, 2011 | Barry L. Zubrow, Executive Vice President, JPMorgan Chase & Co. |
| Jul. 13, 2011 | Rep. Scott Rigell, U.S. House of Representatives |
| Jul. 13, 2011 | Kenneth L. Miller, Deputy General Counsel, Bank of America Corporation, Charlotte, North Carolina |
| Jul. 13, 2011 | Todd Salmans, President and CEO, PrimeLending, a PlainsCapital Company |
| Jul. 11, 2011 | Glen S. Corso, Managing Director, Community Mortgage Banking Project |
| Jul. 11, 2011 | Glen Corso, Managing Director, The Community Mortgage Banking Project |
| Jul. 11, 2011 | Michael D. Berman, CMB, President & Chief Executive Officer, CWCapital, Chairman, Mortgage Bankers Association |
| Jul. 11, 2011 | Coalition for Sensible Housing Policy |
| Jul. 10, 2011 | Rep. Leonard L. Boswell, U.S. House of Representatives |
| Jul. 7, 2011 | Rep. Martin Heinrich, U.S. House of Representatives |
| Jul. 7, 2011 | Lisa Rossow, President, McHenry County Association of Realtors |
| Jul. 5, 2011 | Kelly Seiler, San Diego, California |
| Jul. 5, 2011 | Brazos Higher Education Authority, Inc. |
| Jul. 4, 2011 | William Michael Cunningham, Creative Investment Research, Inc., Washington, District of Columbia |
| Jun. 30, 2011 | Access Group, Inc., Brazos Higher Education Service Corporation, New Hampshire Higher Education Loan Corporation, Iowa Student Loan Liquidity Corporation, ISM Education Loans, Inc., New Mexico Educational Assistance Foundation, South Carolina Student Loan Corporation |
| Jun. 29, 2011 | Quyen Doan, Los Angeles, California |
| Jun. 29, 2011 | Ezekiel Chang, Los Angeles, California |
| Jun. 29, 2011 | Timothy S. Taylor, Baker Botts L.L.P. |
| Jun. 28, 2011 | Senator Carl Levin, Chairman, U.S. Senate Permanent Subcommittee on Investigations |
| Jun. 27, 2011 | Jonathan L. Rosenthal, Senior Managing Director, Core Securities, Metropolitan Life Insurance Company |
| Jun. 27, 2011 | Will Jordan, Metropolitan St. Louis Equal Housing Opportunity Council; Jackie Hutchinson, Human Development Corporation; Rose Eichelberger, Ready! Aim! Advocate! Committee; Rance Thomas, North County Churches Uniting for Racial Harmony and Justice; Adolphus Pruitt, NAACP St. Louis; and Janice McKinney, Community Action Agency of St. Louis County |
| Jun. 23, 2011 | Rep. Jeff Miller, U.S. House of Representatives |
| Jun. 23, 2011 | Rep. Sheila Jackson Lee, U.S. House of Representatives |
| Jun. 23, 2011 | Sen. James M. Inhofe, U.S. Senate |
| Jun. 21, 2011 | Sens. Jerry Moran, Mike Johanns, and Pat Roberts, U.S. Senate |
| Jun. 21, 2011 | Susan F. Dewey, Executive Director, Virginia Housing Development Authority |
| Jun. 21, 2011 | Rep. Chris Van Hollen, U.S. House of Representatives |
| Jun. 21, 2011 | National Rural Utilities Cooperative Finance Corporation |
| Jun. 17, 2011 | Rep. Brad Miller, U.S. House of Representatives |
| Jun. 17, 2011 | Reps. John Campbell, et al., U.S. House of Representatives |
| Jun. 17, 2011 | Richard McMahon, Vice President, Edison Electric Institute, Washington, District of Columbia |
| Jun. 16, 2011 | The American Society of Appraisers and the National Association of Independent Fee Appraisers |
| Jun. 16, 2011 | Andrew Davidson, President, Andrew Davidson & Co., Inc. |
| Jun. 15, 2011 | Melinda Schantz, submitted by Rep. Peter J. Visclosky, U. S. House of Representatives |
| Jun. 15, 2011 | Ernest E. Hogan, Executive Director, Pittsburgh Community Reinvestment Group |
| Jun. 14, 2011 | Harold E. Schwartz, Vice President and Senior Counsel, American Express Company |
| Jun. 13, 2011 | Mary Glass-Schannault, President, and Gretchen Verdugo, Chairman, The Magi Companies |
| Jun. 13, 2011 | Jeffrey A. Perlowitz, Managing Director and Co-Head of Global Securitized Markets, and Myongsu Kong, Managing Director and Counsel, Citigroup Global Markets Inc. |
| Jun. 13, 2011 | James J. Sullivan, Senior Managing Director, Head of Fixed Income, Prudential Investment Management, Inc. |
| Jun. 11, 2011 | David McClure, Vice President/Regional Sales Manager, National Wholesale and Correspondent Mortgage Lending, U.S. Bank Home Mortgage |
| Jun. 10, 2011 | Forrest Cambell |
| Jun. 10, 2011 | Randall Gottesman |
| Jun. 10, 2011 | White & Case LLP |
| Jun. 10, 2011 | Eva J. Sleeper |
| Jun. 10, 2011 | Timothy W. Cameron, Managing Director, Asset Management Group, SIFMA |
| Jun. 10, 2011 | Richard A. Dorfman, Managing Director, Head of Securitization, SIFMA |
| Jun. 10, 2011 | Tom Deutsch, Executive Director, American Securitization Forum |
| Jun. 10, 2011 | Joyce Dillard |
| Jun. 9, 2011 | Mark Page,Director of Management and Budget, The City of New York |
| Jun. 9, 2011 | Sen. Kelly Ayotte, U.S. Senate |
| Jun. 9, 2011 | Joe Brannen, President & CEO, Georgia Bankers Association |
| Jun. 8, 2011 | Francisco Carvalho, Barry Thomas, and Deborah Mullins, Lowell Foreclosure Prevention Task Force |
| Jun. 8, 2011 | Japanese Bankers Association |
| Jun. 8, 2011 | William G. Sutton, CAE, President and CEO, Equipment Leasing and Finance Association |
| Jun. 7, 2011 | Sen. John Cornyn, U.S. Senate |
| Jun. 7, 2011 | Kate Newton, Director of Homeownership Programs and Rebecca L. Peace, Chief Counsel, Pennsylvania Housing Finance Agency |
| Jun. 6, 2011 | Judith A. Kennedy, President and CEO, National Association of Affordable Housing Lenders |
| Jun. 3, 2011 | Howard W. Hanna, III |
| Jun. 3, 2011 | Tom Fultz |
| Jun. 3, 2011 | Karen Renken, Financing, Clive, Iowa |
| Jun. 2, 2011 | Jack Barkley, submitted by Rep. Peter J. Visclosky, U. S. House of Representatives |
| Jun. 2, 2011 | Laurie Goodman, Senior Managing Director, Amherst Securities Group, LP |
| Jun. 1, 2011 | Sen. John Kerry, U.S. Senate |
| Jun. 1, 2011 | Dan Frank, Vice President, Government Affairs, American Automotive Leasing Association |
| Jun. 1, 2011 | John C. Murphy, Executive Director, National Association of Local Housing Finance Agencies |
| May 31, 2011 | Reps. John Campbell, Brad Sherman, Shelley Moore Capito, Ed Perlmutter, Gary G. Miller, Gwen Moore, Bill Posey, James A. Himes, Gary L. Ackerman, Robert B. Aderholt, Rodney Alexander, Jason Altmire, Robert E. Andrews, Steve Austria, Joe Baca, Charles F. Bass, Sanford D. Bishop, Jr., Timothy H. Bishop, Jo Bonner, Madeleine Z. Bordallo, John Barrow, Sandy Adams, Dan Burton, Ken Calvert, Francisco "Quico" Canesco, Lois Capps, Russ Carnahan, John C. Carney, Jason Chaffetz, Ben Chandler, Wm. Lacy Clay, Emanuel Cleaver, Gerald E. Connolly, Joe Courtney, Mark S. Critz, Joseph Crowley, Geoff Davis, Peter A. DeFazio, Rosa L. DeLauro, Ted Deutch, Mo Brooks, Paul C. Broun, Mario Diaz-Balart, Robert J. Dold, Joe Donnelly, Michael F. Doyle, Sean P. Duffy, Jeff Duncan, Keith Ellison, Jo Ann Emerson, Sam Farr, Stephen Lee Fincher, Michael G. Fitzpatrick, Bill Flores, Marcia L. Fudge, Al Green, Gene Green, Jin Gerlach, Tim Griffin, Michael G. Grimm, Vicky Hartzler, Alcee L. Hastings, Nan A.S. Hayworth, Joseph J. Heck, Jaime Herrera Beutler, Maurice D. Hinchey, Brian Higgins, Ruben Hinojosa, Mazie K. Hirono, Rush Holt, Steny H. Hoyer, Duncan Hunter, Lynn Jenkins, Bill Johnson, Walter B. Jones, Peter T. King, Adam Kinzinger, James R. Langeyin, Daniel Lipinski, Zoe Lofgren, Blaine Luetkemeyer, Cynthia M. Lummis, Stephen F. Lynch, Carolyn B. Maloney, Donald A. Manzullo, Kenny Marchant, Jim Matheson, Carolyn McCarthy, Betty McCollum, Thaddeus G. McCotter, Patrick T. McHenry, David B. McKinley, Cathy McMorris Rodgers, Patrick Meehan, Gregory W. Meeks, Michael H. Michaud, James P. Moran, Mick Mulvaney, Christopher S. Murphy, Alan Nunnelee, William L. Owens, Steven M. Palazzo, Frank Pallone, Jr., Rep. Bill Pascrell, Jr., Ron Paul, Gary C. Peters, Collin C. Peterson, Thomas E. Petri, Chellie Pingree, Joseph R. Pitts, Ted Poe, James B. Renacci, Reid J. Ribble, David P. Roe, Harold Rogers, Mike Rogers, Illeana Ros-Lehtinen, Dennis A. Ross, Steven R. Rothman, Lucille Roybal-Allard, Edward R. Royce, Jon Runyan, Allyson Y. Schwartz, David Schweikert, David Scott, Tim Scott, Pete Sessions, Louise McIntosh Slaughter, Christopher H. Smith, Steve Stivers, Betty Sutton, Lee Terry, Patrick J. Tiberi, John F. Tierney, Michael R. Turner, Fred Upton, Maxine Waters, Henry A. Waxman, Peter Welch, Allen B. West, Lynn A. Westmoreland, Ed Whitefield, Frank R. Wolf, Lynn C. Woolsey, John A. Yarmuth, Kevin Yoder, C.W. Bill Young, Don Young, Sam Graves, Brett Guthrie, Brian P. Bilbray, Janice D. Schakowsky, Gus M. Bilirakis, Jim Costa, Michael M. Honda, Dennis A. Cardoza, Martha Roby, Grace F. Napolitano, U.S. House of Representatives |
| May 31, 2011 | David S. Addington, Vice President, Domestic and Economic Policy, The Heritage Foundation |
| May 27, 2011 | Rep. Steve Stivers, U. S. House of Representatives |
| May 27, 2011 | Terry Wakefield, CEO, The Wakefield Company, LLC, Mequon, Wisconsin |
| May 27, 2011 | Rick Bialobrzeski, Director of Government/External Relations and Communications, GreenPath, Inc. |
| May 26, 2011 | Cynthia Robbins, Peter Novak, Tina Freeman, and Melissa Capellari, submitted by Rep. Peter J. Visclosky, U. S. House of Representatives |
| May 26, 2011 | Sens. Mary L. Landrieu, Kay R. Hagan, Johnny Isakson, et al., U.S. Senate |
| May 26, 2011 | Michael Hall |
| May 26, 2011 | R. Bram Smith, Executive Director, The Loan Syndications & Trading Association (LSTA) |
| May 23, 2011 | Linda Petalis, submitted by Rep. Peter J. Visclosky, U. S. House of Representatives |
| May 23, 2011 | Rod Erickson, Norwalk, Iowa |
| May 18, 2011 | Lisa Kinsman |
| May 18, 2011 | Charles W. Proctor, III, J.D., C.L.T.P., President, National Association of Independent Land Title Agents |
| May 9, 2011 | David A. Levine |
| May 9, 2011 | Linda M. Williams, Carterville, Illinois |
| May 9, 2011 | Kara L. Brace, Grand Rapids, Michigan |
| May 4, 2011 | Alan Fishbein, Aquebogue, New York |
| Apr. 26, 2011 | Charles Lehmann, Student, William Mitchell College of Law, Minneapolis, Minnesota |
| Apr. 26, 2011 | Doug Brenner, President of Brenner Mortgage Corp., Edmond, Oklahoma |
| Apr. 22, 2011 | Jennifer L. Reich, Loan Officer, Syracuse, Utah |
| Apr. 21, 2011 | Richard A. Dorfman, Managing Director, Head of Securitization, SIFMA |
| Apr. 20, 2011 | Eric D. Tashman, Esq., Sidley Austin LLP |
| Apr. 18, 2011 | Anonymous |
| Apr. 15, 2011 | Tom Price, M.D., Member of Congress |
| Apr. 15, 2011 | Sherri O'Callaghan, President, Nebraska Mortgage Association |
| Apr. 15, 2011 | Eileen Bannon, Michael F. Fitzpatrick, Jr., and Steven R. Loeshelle, Dewey & LeBoeuf LLP |
| Apr. 15, 2011 | Rep. Barney Frank, Rep. Maxine Waters, Rep. Brad Miller, Rep. James A. Himes, Rep. Stephen F. Lynch, Rep. Andre Carson, Rep. Gary L. Ackennan, Rep. Gwen Moore, Rep. Carolyn B. Maloney, Rep. Melvin L. Watt, Rep. Luis V. Gutierrez, Rep. Al Green, Rep. Gary C. Peters, Rep. Michael E. Capuano, Rep. Keith Ellison, and Rep. Joe Baca, United States House of Representatives Committee on Financial Services |
| Apr. 14, 2011 | Patrick Bates |
| Apr. 11, 2011 | Bill George, Institutional Investment Research Consultant, Los Angeles, California |
| Apr. 7, 2011 | Chris Barnard, Germany |
| Apr. 4, 2011 | Brian T. Blanchard, President, Blanchard Enterprises, Inc. |
| Apr. 4, 2011 | Sallie D. Rueter |
| Apr. 1, 2011 | Patricia L. Kolar, Eldersburg, Maryland |
| Apr. 1, 2011 | Karl T. Kuhn, Payroll specialist, Sarasota, Florida |
| Mar. 31, 2011 | Allisun White, Olathe, Kansas |
| Mar. 31, 2011 | Joyce Jones |
| Mar. 31, 2011 | Larry G. Walker, Springfield, Missouri |
| Mar. 18, 2011 | Sen. Herb Kohl, United States Senate |
Meetings with SEC Officials
(Click here for submitted comments from the public) |
| Oct. 9, 2012 | Memorandum from the Division of Corporation Finance regarding an October 3, 2012, meeting with representatives of Pentalpha Surveillance, LLC |
| Sep. 19, 2012 | Memorandum from the Division of Corporation Finance regarding a September 12, 2012, conference call with representatives of the Education Finance Council |
| Jul. 30, 2012 | Memorandum from the Division of Corporation Finance regarding a June 12, 2012, conference call with representatives of American Bar Association Committees |
| Jul. 30, 2012 | Memorandum from the Division of Corporation Finance regarding a June 6, 2012, conference call with representatives of ASF and SNR Denton |
| Jul. 20, 2012 | Memorandum from the Division of Corporation Finance regarding a July 18, 2012, conference call with representatives of Ashurst, Citigroup, Deutsche Bank, Societe
General and Wells Fargo |
| Jul. 19, 2012 | Memorandum from the Office of Commissioner Luis A. Aguilar regarding a May 9, 2012, meeting with representatives of the National Association of Real Estate Investment Trusts |
| Jul. 17, 2012 | Memorandum from the Division of Corporation Finance regarding a July 2, 2012 conference call with representatives of Ashurst and Citigroup |
| May 18, 2012 | Memorandum from the Division of Corporation Finance regarding a May 16, 2012, meeting with representatives of the Equipment Leasing and Financing Association |
| May 9, 2012 | Memorandum from the Division of Corporation Finance regarding a May 7, 2012 meeting with representatives of CRE Research at Deutsche Bank |
| Apr. 19, 2012 | Memorandum from the Division of Corporation Finance regarding a March 28, 2012, meeting with various CMBS market participants |
| Mar. 15, 2012 | Memorandum from the Division of Corporation Finance regarding a March 1, 2012, meeting with representatives of the Coalition for Sensible Housing Policy |
| Mar. 15, 2012 | Memorandum from the Division of Corporation Finance regarding a February 29, 2012, meeting with representatives of JPMorgan Chase & Co. |
| Mar. 14, 2012 | Memorandum from the Division of Corporation Finance regarding a March 13, 2012, meeting with representatives of the Loan Syndications and Trading Association |
| Feb. 22, 2012 | Memorandum from the Division of Corporation Finance regarding a February 1, 2012, meeting with representatives of the CRE Finance Council |
| Dec. 19, 2011 | Memorandum from the Division of Corporation Finance regarding a December 19, 2011, conference call with representatives of the American Securitization Forum |
| Nov. 14, 2011 | Memorandum from the Division of Corporation Finance regarding a November 14, 2011, meeting with representatives of the Australian Securitisation Forum |
| Nov. 4, 2011 | Memorandum from the Division of Corporation Finance regarding a November 2, 2011, meeting with representatives of the Association for Financial Markets in Europe |
| Nov. 4, 2011 | Memorandum from the Division of Corporation Finance regarding an October 6, 2011, meeting with representatives of FICO |
| Oct. 7, 2011 | Memorandum from the Division of Corporation Finance regarding an August 24, 2011, meeting with representatives of LNR Partners |
| Oct. 7, 2011 | Memorandum from the Division of Corporation Finance regarding an August 24, 2011, meeting with representatives of the CRE Finance Council |
| Oct. 7, 2011 | Memorandum from the Division of Corporation Finance regarding a September 7, 2011, meeting with representatives of Nomura Securities International, Inc. |
| Oct. 7, 2011 | Memorandum from the Division of Corporation Finance regarding a September 15, 2011, meeting with representatives of Ford Credit |
| Aug. 10, 2011 | Memorandum from the Division of Corporation Finance regarding a July 29, 2011, meeting with representatives of the Mortgage Bankers Association |
| Aug. 10, 2011 | Memorandum from the Division of Corporation Finance regarding a July 25, 2011, meeting with representatives of the Loan Syndications and Trading Association |
| Aug. 10, 2011 | Memorandum from the Division of Corporation Finance regarding a July 14,, 2011, meeting with representatives of the National Association of Real Estate Investment Trusts |
| Jul. 12, 2011 | Memorandum from the Division of Corporation Finance regarding a June 14, 2011, Meeting with Representatives of the Asset Management Group of the Securities Industry and Financial Markets Association |
| Jul. 12, 2011 | Memorandum from the Division of Corporation Finance regarding a June 29, 2011, Meeting with Representatives of MetLife, NY Life, Paulson & Co. Inc., Wellington Management Company, LLP and Vanguard |
| Jul. 12, 2011 | Memorandum from the Division of Corporation Finance regarding a June 2, 2011, Meeting with Representatives of Brazos Higher Education
Service Corporation, Inc. |
| Jul. 12, 2011 | Memorandum from the Division of Corporation Finance regarding a June 30, 2011, Meeting with Representatives of Prudential Fixed Income Management |
| Jul. 12, 2011 | Memorandum from the Division of Corporation Finance regarding a June 1, 2011, Meeting with Jim Callahan, Executive Director, Pentalpha
Capital Group |
| Jul. 12, 2011 | Memorandum from the Division of Corporation Finance regarding a June 2, 2011, Meeting with Representatives of the American Securitization Forum |
| Jun. 14, 2011 | Memorandum from the Division of Trading and Markets regarding a June 8, 2011, Meeting with representatives of SIFMA |
| Jun. 13, 2011 | Memorandum from the Division of Corporation Finance regarding an May 31, 2011, Meeting with Representatives of LNR Property, LLC |
| Jun. 13, 2011 | Memorandum from the Division of Corporation Finance regarding an May 23, 2011, Meeting with Representatives of the Lighthouse Group |
| Jun. 13, 2011 | Memorandum from the Division of Corporation Finance regarding an May 12, 2011, Meeting with Representatives of the Loan Syndications and Trading Association |
| Jun. 13, 2011 | Memorandum from the Division of Corporation Finance regarding an May 11, 2011, Meeting with Representatives of the New York City Office of Management and Budget |
| Jun. 13, 2011 | Memorandum from the Division of Corporation Finance regarding an May 10, 2011, Meeting with Representatives of Redwood Trust |
| Jun. 13, 2011 | Memorandum from the Division of Corporation Finance regarding an May 5, 2011, Meeting with John W. O’Brien, Managing Partner, Home Equity Securities LLC and Adjunct Professor at University of California Berkley |
| May 2, 2011 | Memorandum from the Division of Corporation Finance regarding an April 25, 2011, conference call with representatives of Fair Isaac Corporation |
| May 2, 2011 | Memorandum from the Division of Corporation Finance regarding an April 13, 2011, conference call with representatives of Redwood Trust |
| May 2, 2011 | Memorandum from the Division of Corporation Finance regarding an April 28, 2011, meeting with representatives of Assured Guaranty Corp. and the Association of Financial Guaranty Insurers |
| Apr. 21, 2011 | Memorandum from the Office of Commissioner Walter regarding an April 21, 2011, meeting with representatives of Jefferies & Company, Inc. |
| Mar. 31, 2011 | Memorandum from the Office of Commissioner Aguilar regarding a March 31, 2011, meeting with representatives of the Mortgage Bankers Association and various companies. |
http://www.sec.gov/comments/s7-14-11/s71411.shtml
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