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Revisions to Rule 144 and Rule 145 to Shorten Holding Period for Affiliates and Non-Affiliates

[Release No. 33-8813; File No. S7-11-07]


May 28, 2008 Michael Delfino, Concord Equity Group
Jan. 13, 2008 Max Gangway, Jr., Individual Investor
Dec. 28, 2007 Steven Morse, Esquire, Westbury, New York
Dec. 10, 2007 Leonard W. Burningham, Esquire, Salt Lake City, Utah
Oct. 30, 2007 Memorandum from the Office of Small Business Policy regarding an October 30, 2007, meeting with representatives from Pink Sheets, LLC
Oct. 11, 2007 Record of Proceedings, 2007 Government-Business Forum on Small Business Capital Formation
Sep. 24, 2007 Joseph P. Borg, Esq., NASAA President and Director, Alabama Securities Commission, Washington, District of Columbia
Sep. 21, 2007 Ira D. Hammerman, Senior Managing Director and General Counsel, SIFMA; Robert Pickel, Executive Director and CEO, International Swaps and Derivatives Association, Inc.; and John G. Gaine, President, Managed Funds Association
Sep. 19, 2007 The Society of Corporate Secretaries and Governance Professionals
Sep. 6, 2007 Sullivan & Cromwell LLP
Sep. 6, 2007 Keith F. Higgins, Chair, Federal Regulation of Securities Committee, American Bar Association
Sep. 4, 2007 Samuel M. Krieger, Esq., Krieger & Prager, LLP, New York, New York
Sep. 4, 2007 Laurence J. Long, President, Washington Service, Bethesda, Maryland
Sep. 4, 2007 Fern Dorsey, Vickers Stock Research Corp., Glen Cove, New York
Sep. 5, 2007 Cleary Gottlieb Steen & Hamilton LLP
Sep. 5, 2007 Jesse Brill, Publisher, The Corporate Counsel and The Corporate Executive, San Francisco, California
Sep. 5, 2007 Fried Frank Harris Shriver and Jacobson LLP
Sep. 4, 2007 Allen Hanen, Esquire, Herbert Smith CIS LLP, Moscow, Russian Federation
Sep. 4, 2007 Samuel M. Krieger, Esq., Krieger & Prager, LLP, New York, New York
Sep. 4, 2007 Fern Dorsey, Vickers Stock Research Corp., Glen Cove, New York
Sep. 4, 2007 Byron C. Roth, Chairman and CEO, Newport Beach, California
Sep. 4, 2007 Ashurst, Freshfields Bruckhaus Deringer, Linklaters LLP, Lovells LLP, Morrison & Foerster LLP, Norton Rose LLP, Reed Smith Richards Butler LLP, and Simmons & Simmons
Sep. 4, 2007 Laurence J. Long, President, Washington Service, Bethesda, Maryland
Sep. 4, 2007 Michael T. Williams, Esq., Principal, Williams Securities Law
Sep. 4, 2007 Richardson & Patel LLP
Sep. 4, 2007 Harry S. Pangas, Sutherland Asbill & Brennan LLP
Aug. 31, 2007 Beth M. Tangney, Director of Restricted Stock Services, Banc of America Investment Services, Inc., Costa Mesa, California
Aug. 31, 2007 Peter J. Weisman, Esq., New York, New York
Aug. 31, 2007 Barry Gleicher, New York, New York
Aug. 23, 2007 Marc I. Steinberg, Rupert and Lillian Radford Professor of Law, SMU Dedman School of Law, Dallas, Texas
Aug. 21, 2007 R. Cromwell Coulson, CEO, Pink Sheets LLC, New York, New York
Aug. 20, 2007 Virginia K. Sourlis, Esq., MBA, The Sourlis Law Firm, Red Bank, New Jersey
Aug. 17, 2007 Robert A. Barron, Esquire, Hartsdale, New York
Aug. 15, 2007 James B. Parsons, Parsons/Burnett, LLP, Bellevue, Washington
Aug. 10, 2007 Gerard J. Quinn, Managing Director, Associate General Counsel, Securities Industry and Financial Markets Association
Aug. 1, 2007 Jesse Brill, Publisher, The Corporate Counsel and The Corporate Executive
Jul. 19, 2007 Asher S. Levitsky, Sichenzia Ross Friedman Ference LLP, New York, New York
Jul. 19, 2007 David N. Feldman, Esquire, Managing Partner, Feldman Weinstein and Smith LLP, New York, New York
Jul. 7, 2007 Phillip Goldstein, Principal, Bulldog Investors
Jun. 28, 2007 Charles Nelson
Jun. 27, 2007 Tom Russell, New York, New York
Mar. 22, 2007 Keith F. Higgins, Chair, Committee on Federal Regulation of Securities, American Bar Association

 

http://www.sec.gov/comments/s7-11-07/s71107.shtml

Modified: 10/16/2014