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Comments on Revisions to the Eligibility Requirements for Primary Securities Offerings on Forms S-3 and F-3

[Release No. 33-8812; File No. S7-10-07]


Oct. 30, 2007 Memorandum from the Office of Small Business Policy regarding an October 30, 2007, meeting with representatives from Pink Sheets, LLC
Oct. 11, 2007 Record of Proceedings, 2007 Government-Business Forum on Small Business Capital Formation
Oct. 4, 2007 Memorandum from the Office of Commissioner Paul S. Atkins regarding a September 30, 2007, meeting with members of the ABA Business Law Section Committee
Sep. 24, 2007 Neila Radin, Chair, Securities Law Committee, Society of Corporate Secretaries & Governance Professionals
Sep. 20, 2007 Keith F. Higgins, Chair and Ellen Lieberman, Chair, Committees on Federal Regulation of Securities and State Regulation of Securities of the American Bar Association
Sep. 6, 2007 Harry S. Pangas, Sutherland Asbill & Brennan LLP
Aug. 31, 2007 Morrison & Foerster LLP
Aug. 27, 2007 Rosemarie Thurston, Chair, Legal and Regulatory Affairs Committee, Investment Program Association
Aug. 27, 2007 Brinson Patrick Securities CorporationBrinson Patrick Securities Corporation, New York, New York
Aug. 27, 2007 Byron C. Roth, CEO, Roth Capital Partners, LLC, Newport Beach, California
Aug. 27, 2007 Ernst & Young LLP
Aug. 27, 2007 Deloitte & Touche LLP
Aug. 27, 2007 Cynthia M. Fornelli, Executive Director, Center for Audit Quality
Aug. 27, 2007 Sharon A. Haeger, America's Community Bankers, Washington, District of Columbia
Aug. 27, 2007 Michael T. Williams, Esq., Tampa, Florida
Aug. 27, 2007 KPMG LLP
Aug. 24, 2007 Jeff Mahoney, General Counsel, Council of Institutional Investors
Aug. 23, 2007 Thomas M. Sullivan, Chief Counsel of Advocacy, and Janis C. Reyes, Assistant Chief Counsel, Office of Advocacy, Small Business Administration
Aug. 22, 2007 BDO Seidman, LLP
Aug. 21, 2007 Mark L. Baum, Esquire, Lawyer, Houston, Texas
Aug. 17, 2007 Marshal Shichtman, Esq, Carle Place, New York
Aug. 17, 2007 Malizia Spidi & Fisch, PC, Washington, District of Columbia
Aug. 17, 2007 R. Cromwell Coulson, Chief Executive Officer, Pink Sheets LLC
Jul. 19, 2007 David N. Feldman, Esquire, Managing Partner, Feldman Weinstein and Smith LLP, New York, New York

 

http://www.sec.gov/comments/s7-10-07/s71007.shtml

Modified: 10/16/2014