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Comments on Proposed Rule on the Proposed Amendments to Rule 610 of Regulation NMS

[Release No. 34-61902; File No. S7-09-10]


Apr. 28, 2011 Memorandum from the Division of Trading and Markets regarding an April 28, 2011, meeting with representatives of the Chicago Board Options Exchange, New York Stock Exhange, and The NASDAQ Stock Market
Apr. 11, 2011 William J. Brodsky, Chairman & CEO, CBOE Holdings; Robert Greifeld, CEO & President, The Nasdaq OMX Group; and Duncan 1. Niederauer, CEO & Director, NYSE Euronext
Jan. 14, 2011 Memorandum from the Office of the Chairman regarding a January 14, 2011, telephonic meeting with representatives of the Chicago Board Options Exchange
Dec. 27, 2010 Andrew Stevens, Legal Counsel, IMC Chicago, LLC d/b/a IMC Financial Markets
Nov. 12, 2010 Memorandum from the Division of Trading and Markets regarding a November 9, 2010, meeting with representatives of the Chicago Board Options Exchange
Nov. 12, 2010 Memorandum from the Division of Trading and Markets regarding a November 9, 2010, meeting with representatives of IMC Financial
Oct. 18, 2010 Chris Barnard
Sep. 7, 2010 Memorandum from the Office of Commissioner Paredes regarding a September 7, 2010, meeting with representatives of the Chicago Board Options Exchange
Sep. 7, 2010 Memorandum from the Division of Trading and Markets regarding a September 7, 2010, meeting with representatives of the Chicago Board Options Exchange
Aug. 31, 2010 Memorandum from the Office of Commissioner Aguilar regarding an August 27, 2010, meeting with representatives of NASDAQ OMX PHLX
Aug. 23, 2010 Memorandum from the Office of Commissioner Aguilar regarding an August 23, 2010, meeting with representatives of GETCO LLC and NYSE Euronext
Aug. 20, 2010 Memorandum from the Office of Commissioner Walter regarding an August 16, 2010, meeting with representatives of Nasdaq OMX
Aug. 18, 2010 Memorandum from the Office of Commissioner Aguilar regarding an August 16, 2010, meeting with representatives of NASDAQ OMX Group
Aug. 16, 2010 Memorandum from the Office of Commissioner Paredes regarding an August 16, 2010, meeting with representatives of Nasdaq
Aug. 13, 2010 Michael J. Simon, Secretary, International Securities Exchange, LLC, New York, New York
Aug. 10, 2010 John A. McCarthy, General Counsel, Global Electronic Trading Company, Chicago, Illinois
Jul. 30, 2010 Memorandum from the Office Commissioner Walter regarding a July 27, 2010, meeting with representatives of the Chicago Board Options Exchange
Jul. 29, 2010 Memorandum from the Office of the Chairman regarding a July 27, 2010, meeting with representatives of the Chicago Board Options Exchange
Jul. 28, 2010 Memorandum from the Division of Trading and Markets regarding a July 28, 2010, meeting with representatives of the SIFMA Equity Options Trading Committee
Jul. 27, 2010 Memorandum from the Division of Trading and Markets regarding a July 27, 2010, meeting with representatives of the Chicago Board Options Exchange
Jul. 27, 2010 Memorandum from the Office of Commissioner Aguilar regarding a July 27, 2010, meeting with representatives of the Chicago Board Options Exchange
Jul. 19, 2010 Memorandum from the Office of Commissioner Walter regarding a July 8, 2010, meeting with representatives of Headlands Technologies LLC
Jul. 9, 2010 Anthony J. Saliba, CEO, LiquidPoint, LLC, Chicago, Illinois
Jul. 8, 2010 David E. Miller, Pittsburg, Texas
Jul. 1, 2010 Memorandum from the Office of Commissioner Elisse B. Walter regarding a June 22, 2010 meeting with representatives of Nasdaq OMX
Jun. 30, 2010 Christopher Nagy, Managing Director Order Strategy, TD AMERITRADE
Jun. 28, 2010 Memorandum from the Office of the Chairman regarding a June 22, 2010, meeting with representatives of NASDAQ
Jun. 24, 2010 Thomas F. Price, Managing Director, Securities Industry and Financial Markets Association
Jun. 23, 2010 Joan C. Conley, Senior Vice President and Corporate Secretary, The NASDAQ OMX Group, Inc., Rockville, Maryland
Jun. 23, 2010 John McCarthy, General Counsel, GETCO
Jun. 22, 2010 Memorandum from the Office of Commissioner Aguilar regarding a June 22, 2010, meeting with representatives of The NASDAQ OMX Group
Jun. 21, 2010 Haim Y. Bodek, CEO, Trading Machines LLC, Stamford, Connecticut
Jun. 21, 2010 Peter Kovac, Chief Operating Officer, EWT, LLC
Jun. 21, 2010 William J. Brodsky, Chairman and CEO, Chicago Board Options Exchange, Chicago, Illinois
Jun. 21, 2010 John C. Nagel, Managing Director and Deputy General Counsel, Head of Global Compliance, Citadel Investment Group, L.L.C.
Jun. 21, 2010 Jeromee Johnson, VP Market Development, Head of BATS Options, BATS Exchange, Lenexa, Kansas
Jun. 21, 2010 Michael J. Simon, Secretary, International Securities Exchange, LLC, New York , New York
Jun. 18, 2010 Janet M. Kissane, Senior Vice President, Legal & Corporate Secretary, NYSE Euronext
Jun. 18, 2010 Richard Allen
Jun. 9, 2010 Memorandum from the Office of Commissioner Paredes regarding a June 9, 2010, meeting with representatives of BNY ConvergEx Group
Jun. 7, 2010 Richard Allen
Jun. 3, 2010 Memorandum from the Office of Commissioner Luis A. Aguilar regarding a May 24, 2010, meeting with representatives of the Chicago Board Options Exchange and Davis Polk & Wardwell
May 26, 2010 Bill Daniel, Ph.D
May 24, 2010 Memorandum from the Office of the Chairman regarding a meeting with representatives of the Chicago Board Options Exchange and Davis Polk & Wardwell
May 24, 2010 Memorandum from the Office of Commissioner Paredes regarding a meeting with representatives of the Chicago Board Options Exchange and Davis Polk & Wardwell
May 24, 2010 Memorandum from the Office of Commissioner Walter regarding a meeting with representatives of the Chicago Board Options Exchange and Davis Polk & Wardwell
May 20, 2010 Mark Mobianus, CEO, Washington, Oregon
May 18, 2010 Jack Robbin, FxPro, California
May 14, 2010 James Calhoon, Retail Investor, Addison, Texas
May 13, 2010 Michael Mediano
Apr. 16, 2010 John Kierein, Broomfield, Colorado
Apr. 15, 2010 Mark Lucido

 

http://www.sec.gov/comments/s7-09-10/s70910.shtml

Modified: 10/16/2014