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Reopening of Comment Periods for Certain Rulemaking Releases and Policy Statement Applicable to Security-Based Swaps Proposed Pursuant to the Securities Exchange Act of 1934 and the Dodd-Frank Wall Street Reform and Consumer Protection Act
[Release No. 34-69491; File No. S7-05-12]
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| Feb. 2, 2016 | Adam C. Cooper, Senior Managing Director and Chief Legal Officer, Citadel LLC, Chicago, Illinois |
| Jan. 13, 2015 | Kyle Brandon, Managing Director, Director of Research, SIFMA |
| Jul. 12, 2014 | Suzanne Hamlet Shatto |
| Jul. 22, 2013 | Dennis Kelleher, President & CEO, and Stephen W. Hall, Securities Specialist, Better Markets, Inc., Washington, District of Columbia |
| Jul. 19, 2013 | Adam C. Cooper, Citadel LLC, Chicago, Illinois |
| May 21, 2013 | Financial Services Roundtable, Futures Industry Association, Institute of International Bankers, International Swaps and Derivatives Association, Investment Company Institute, Securities Industry and Financial Markets Association |
Meetings with SEC Officials
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| Mar. 6, 2015 | Memorandum from the Division of Trading and Markets regarding a February 20, 2015, meeting with representatives of Securities Industry and Financial Markets Association (SIFMA) |
Comments on Statement of General Policy on the Sequencing of the Compliance Dates for Final Rules Applicable to Security-Based Swaps Adopted Pursuant to the Securities Exchange Act of 1934 and the Dodd-Frank Wall Street Reform and Consumer Protection Act
[Release No. 34-67177; File No. S7-05-12]
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| Sep. 5, 2012 | Douglas Friedman, General Counsel, Tradeweb Markets LLC, New York, New York |
| Aug. 13, 2012 | Chris Barnard, Germany |
| Aug. 13, 2012 | Adam C. Cooper, Senior Managing Director and Chief Legal Officer, Citadel LLC, Chicago, Illinois |
| Aug. 13, 2012 | Jeff Gooch, Chief Executive Officer, MarkitSERV |
| Aug. 13, 2012 | Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association |
| Aug. 13, 2012 | Kenneth E. Bentsen, Jr., Executive Vice President, Public Policy and Advocacy, SIFMA |
| Aug. 13, 2012 | Karrie McMillan, General Counsel, Investment Company Institute |
| Jul. 13, 2012 | Richard M. Whiting, Executive Director and General Counsel, The Financial Services Roundtable, Washington, District of Columbia |
| Jun. 22, 2012 | Christopher Rice |
| Jun. 22, 2012 | Darrell Hymer |
| Jun. 22, 2012 | Mike Elias |
| Jun. 22, 2012 | Jack Williams, Blum, Texas |
| Jun. 20, 2012 | Ralph S. Saul |
| Jun. 13, 2012 | Michael E. Taillefer |
| Jun. 11, 2012 | Mary Lou CzupekLouC, Plainfield, Illinois |
| Jun. 11, 2012 | Michael P. Kelly |
http://www.sec.gov/comments/s7-05-12/s70512.shtml
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