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Comments on Proposed Rule: Reporting by Investment Advisers to Private Funds and Certain Commodity Pool Operators and Commodity Trading Advisors on Form PF

[Release No. IA-3145; File No. S7-05-11]


Submitted Comments

(Click here for meetings with SEC officials)
Oct. 27, 2011 Private Equity Industry Data Provided by Preqin (Aug. 2011)
Oct. 24, 2011 Kathryn Fulton
Oct. 6, 2011 Gaurav S. Amin, Ph.D., Co Chair, The Open Protocol Enabling Risk Aggregation
Sep. 20, 2011 Rep. Darrell E. Issa, Chairman, Committee on Oversight and Govermnent Reform, U.S. House of Representatives
Aug. 19, 2011 Steve Judge, Vice President of Government Affairs, and Jason Mulvihill, General Counsel, Private Equity Growth Capital Council
Jul. 26, 2011 Jiøí Król, Director of Government and Regulatory Affairs, Alternative Investment Management Association Limited
Jun. 8, 2011 Jeremiah Chafkin, President and Andrew W. Lo, Chairman and Chief Investment Strategist, AlphaSimplex Group
Apr. 12, 2011 Robert W. Cleveland, General Counsel, Hamilton Lane Advisors, LLC
Apr. 12, 2011 Patricia A. Poglinco and Robert Van Grover, Seward & Kissel LLP, New York, New York
Apr. 12, 2011 Christopher B. Chuff, Law Student, Villanova University School of Law, Bryn Mawr, Pennsylvania
Apr. 12, 2011 Americans for Financial Reform
Apr. 12, 2011 Timothy W. Cameron, Managing Director, Asset Management Group, Securities Industry and Financial Markets Association
Apr. 12, 2011 Michael E. Cahill, General Counsel, and Linda Baker, Deputy General Counsel, The TCW Group, Inc.
Apr. 12, 2011 Joanne Medero, Managing Director, BlackRock, Inc.
Apr. 12, 2011 Lawrence P. Stadulis, Esq., Stradley Ronon Stevens & Young, LLP
Apr. 12, 2011 Thomas G. Kilgore, Chief Risk Officer, ArcLight Capital Partners, LLC
Apr. 12, 2011 Michael D. Thomson, General Counsel, Lone Star U.S. Acquisitions
Apr. 12, 2011 Monique S. Botkin, Assistant General Counsel, Investment Adviser Association
Apr. 12, 2011 Scott Goebel, Senior Vice President and General Counsel, Fidelity Management & Research Company
Apr. 12, 2011 Richard L. Trumka, AFL-CIO, Washington, District of Columbia
Apr. 12, 2011 Jamie L. Nash, Kleinberg, Kaplan, Wolff & Cohen, P.C., New York, New York
Apr. 12, 2011 Douglas Lowenstein, President, Private Equity Growth Capital Council, Washington, District of Columbia
Apr. 12, 2011 Karrie McMillan, General Counsel, Investment Company Institute
Apr. 12, 2011 R. Glenn Hubbard, Co-Chair, John L. Thornton, Co-Chair, and Hal S. Scott, Director, Committee on Capital Markets Regulation
Apr. 12, 2011 Matthew Jones, Associate Director, The Alternative Investment Management Association Ltd, United Kingdom
Apr. 12, 2011 David T. Hirschmann, President and Chief Executive Officer, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
Apr. 11, 2011 Jeffrey W. Rubin, Chair, Federal Regulation of Securities Committee, Business Law Section, American Bar Association, New York, New York
Apr. 11, 2011 Glenn H. Davis, Senior Research Associate, Council of Institutional Investors, Washington, District of Columbia
Apr. 8, 2011 Richard H. Baker, President and CEO, Managed Funds Association
Apr. 1, 2011 Robert S. Morris, Managing Partner, Olympus Partners, Stamford. Connecticut
Mar. 31, 2011 James S. Chanos, Chairman, Coalition of Private Investment Companies, New York, New York
Mar. 24, 2011 Stephen M. Renna, President, National Association of Real Estate Investment Managers
Mar. 23, 2011 Georg Merkl, Binz, Switzerland
Mar. 9, 2011 Andrew M. Bursky, Chairman, Atlas Holdings LLC
Feb. 28, 2011 Peter J.Chepucavage, Executive Director, CFAW, General Counsel, Plexus Consulting LLC
Feb. 25, 2011 Gregory Balitsos, General Counsel, Akina Limited, Zurich, Switzerland
Feb. 22, 2011 Georg Merkl, Switzerland
Feb. 10, 2011 Joel A. Adler
Feb. 1, 2011 Private Equity Industry Data by Provided by Preqin (Dec. 2010)

Meetings with SEC Officials

(
Click here for submitted comments from the public)
Oct. 20, 2011 Memorandum from the Division of Investment Management regarding a Meeting with Representatives from the Office of Management and Budget
Oct. 20, 2011 Memorandum from the Office of the Chairman regarding an October 18, 2011 Telephone Conversation with Representatives from BlackRock
Oct. 18, 2011 Memorandum from the Division of Investment Management regarding a meeting with representatives of KPMG LLP
Sep. 23, 2011 Memorandum from the Division of Investment Management regarding a September 23, 2011, conference call with representatives of GlobeOp Financial Services
Sep. 13, 2011 Memorandum from the Division of Investment Management regarding a September 13, 2011, meeting with representatives of Albourne Partners Limited
Aug. 25, 2011 Memorandum from the Division of Investment Management regarding an August 25, 2011, conference call with representatives of The TCW Group, Inc.
Aug. 24, 2011 Memorandum from the Division of Investment Management regarding an August 24, 2011, meeting with representatives of KPMG LLP
Jun. 16, 2011 Memorandum from the Division of Investment Management regarding a June 16, 2011, conference call with representatives of the Investment Adviser Association
Jun. 14, 2011 Memorandum from the Division of Investment Management regarding a June 14, 2011, meeting with representatives of the Securities Industry and Financial Markets Association
Jun. 8, 2011 Memorandum from the Division of Investment Management regarding a June 8, 2011, meeting with representatives of the Alternative Investment Management Association Limited
Jun. 3, 2011 Memorandum from the Division of Investment Management regarding April 20 and May 9, 2011 conference calls with representatives of Autorité des Marchés Financiers de la République Française
Jun. 2, 2011 Memorandum from the Office of the Chairman regarding a May 26, 2011, meeting with representatives of the Equity Growth Capital Council
May 26, 2011 Memorandum from the Office of Commissioner Casey regarding a May 26, 2011, meeting with representatives of Private Equity Growth Capital Council
May 23, 2011 Memorandum from the Division of Investment Management regarding a May 23, 2011, conference call with representatives of the Managed Funds Association
May 19, 2011 Memorandum from the Division of Investment Management regarding a May 19, 2011, meeting with representatives of the Investment Adviser Association
May 12, 2011 Memorandum from the Division of Investment Management regarding a May 12, 2011, conference call with representatives of the Convexity Capital Management
May 9, 2011 Memorandum from the Office of the Chairman regarding a May 5, 2011, meeting with representatives of PIMCO
Apr. 19, 2011 Memorandum from the Division of Investment Management regarding an April 19, 2011, conference call with representatives of Eton Park Capital Management, L.P. and Highfields Capital Management LP
Apr. 18, 2011 Memorandum from the Division of Investment Management regarding an April 15, 2011, meeting with representatives of the Private Equity Growth Company Council
Apr. 18, 2011 Memorandum from the Division of Investment Management regarding an April 12, 2011, meeting with representatives of the Managed Funds Association
Apr. 7, 2011 Memorandum from the Division of Investment Management regarding an April 7, 2011, conference call with representatives of Woodbine Capital Advisors LP
Apr. 6, 2011 Memorandum from the Division of Investment Management regarding an April 6, 2011, conference call with representatives of the Alternative Investment Management Association
Mar. 25, 2011 Memorandum from the Division of Investment Management regarding a March 14, 2011, meeting with various private fund investment advisers and service providers
Mar. 24, 2011 Memorandum from the Division of Investment Management regarding a March 24, 2011, meeting with representatives of Eton Park Capital Management, L.P. and Highfields Capital Management LP
Mar. 18, 2011 Memorandum from the Division of Investment Management regarding a March 18, 2011, meeting with representatives of The TCW Group, Inc.
Mar. 3, 2011 Memorandum from the Division of Investment Management regarding a March 1, 2011, meeting with representatives of Willowridge Partners, Venture Capital Fund of America, Private Equity Investors and Carter Ledyard & Milburn
Mar. 2, 2011 Memorandum from the Division of Investment Management regarding a February 22, 2011, meeting with representatives of Atlas Holdings LLC and Willkie Farr & Gallagher LLP
Mar. 1, 2011 Memorandum from the Office of Commissioner Casey regarding a March 1, 2011, meeting with representatives of Willowridge Partners, Venture Capital Fund of America, and PEI Funds
Feb. 24, 2011 Memorandum from the Office of Commissioner Casey regarding a February 22, 2011, meeting with representatives of Atlas Holdings and Willkie Farr
Feb. 22, 2011 Memorandum from the Office of Commissioner Paredes regarding a February 22, 2011, meeting with representatives of Willkie Farr & Gallagher LLP and Atlas Holdings LLC
Feb. 17, 2011 Memorandum from the Division of Investment Management regarding a February 17, 2011, meeting with representatives of Managed Funds Association

 

http://www.sec.gov/comments/s7-05-11/s70511.shtml

Modified: 10/16/2014