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Comments on Oversight of Credit Rating Agencies Registered as Nationally Recognized Statistical Rating Organizations

[Release No. 34-55231; File No. S7-04-07]


May 16, 2007 Douglas Murray, Fitch Ratings
May 16, 2007 Memorandum from the Office of the Chairman regarding a May 15, 2007, meeting with representatives of A.M. Best
May 12, 2007 Ren-Raw Chen, Ph.D., Professor of Finance, Piscataway, New Jersey
May 11, 2007 Kent Wideman, Group Managing Director, Policy & Rating Committee, and Mary Keogh, Managing Director, Policy & Regulatory Affairs, DBRS
May 7, 2007 Memorandum regarding a May 4, 2007, meeting with representatives of DBRS
May 7, 2007 Memorandum regarding a May 7, 2007, meeting with representatives of Fitch Ratings
May 7, 2007 Memorandum regarding a May 7, 2007, meeting with representatives of Fitch Ratings
May 4, 2007 Memorandum regarding a May 4, 2007, meeting with representatives of DBRS
May 3, 2007 U.S. Senators Charles E. Schumer, Robert Menendez, John E. Sununu, and Mike Enzi
May 3, 2007 Barron H. Putnam, Ph.D., Owner and Advisor, LACE Financial Corporation, Frederick, Maryland
May 2, 2007 Memorandum regarding an April 17, 2007 meeting with representatives of the Commercial Mortgage Securities Association
Apr. 29, 2007 Memorandum regarding an April 26, 2007 telephone call with Chris Ricciardi, Landon Parsons and Louis Lucido
Apr. 28, 2007 Mitchell Petersen, Professor of Finance, Northwestern University, Evanston, Illinois
Apr. 26, 2007 Louis H. Ederington, Professor of Finance, University of Oklahoma, Norman, Oklahoma
Apr. 25, 2007 Memorandum regarding an April 25, 2007 meeting with representatives of Moody’s Corporation and Moody’s Investors Service
Apr. 25, 2007 Memorandum regarding an April 25, 2007 meeting with representatives of Moody’s Investors Service
Apr. 25, 2007 Memorandum regarding an April 25, 2007 telephone call with representatives of Standard and Poor’s
Apr. 25, 2007 Dottie Cunningham, Chief Executive Officer, Commercial Mortgage Securities Association
Apr. 24, 2007 Moody’s Investors Service
Apr. 24, 2007 Daniel L. Rubinfeld, Robert L. Bridges Professor of Law and Professor of Economics at Boalt School of Law, University of California, Berkeley
Apr. 23, 2007 Dwight M. Jaffee, Booth Professor of Finance and Banking, Haas School of Business, University of California, Berkeley
Apr. 23, 2007 Memorandum from the Office of the Chairman regarding an April 20, 2007 meeting with representatives of Fitch Ratings and Paul, Weiss, Rifkind, Wharton & Garrison LLP
Apr. 20, 2007 Memorandum regarding an April 20, 2007 meeting with representatives of Fitch Ratings and Paul, Weiss, Rifkind, Wharton & Garrison LLP
Apr. 20, 2007 Memorandum regarding an April 20, 2007 meeting with representatives of Fitch Ratings
Apr. 19, 2007 Memorandum regarding an April 19, 2007 meeting with representatives of Moody's Investors Service
Apr. 19, 2007 Memorandum regarding an April 10, 2007 meeting with representatives of Fidelity Investments
Apr. 19, 2007 Memorandum regarding an April 10, 2007 telephone conversation with representatives of Standard & Poor's
Apr. 18, 2007 Gunter Loeffler, Professor of Finance, University of Ulm, Ulm, Germany
Apr. 13, 2007 Robert M. Chilstrom, Esq., Skadden, Arps, Slate, Meagher & Flom LLP
Apr. 11, 2007 Charles D. Brown, General Counsel, Fitch Ratings
Apr. 9, 2007 Memorandum regarding an April 3, 2007 meeting with representatives of Standard and Poor's
Apr. 6, 2007 Jean Helwege, Associate Professor of Finance, Penn State University, University Park, Pennsylvania
Apr. 5, 2007 Memorandum from the Office of the Chairman regarding an April 5, 2007 meeting with representatives of Moody's Investors Service
Apr. 4, 2007 Charles S. Morrison, Senior Vice President and Money Market Group Leader, Fidelity Management & Research Company
Apr. 3, 2007 Darrell Duffie, Stanford University, Stanford, California
Mar. 30, 2007 Charles W. Calomiris, Henry Kaufman Professor of Financial Institutions, Columbia University; George J. Benston, John H. Harland Professor of Finance, Accounting, and Economics, Goizueta Business School, Emory University; Kenneth W. Dam, Max Pam Professor Emeritus of American & Foreign Law and Senior Lecturer, University of Chicago Law School; Robert A. Eisenbeis, Economic Consultant; Paul M. Horvitz, Judge James A. Elkins Chair of Banking, University of Houston; George G. Kaufman, John F. Smith, Jr. Professor of Finance and Economics, Loyola University Chicago; Robert E. Litan, Senior Fellow, Economic Studies Program, The Brookings Institution; Kenneth E. Scott, Ralph M. Parsons Professor Emeritus of Law and Business, Stanford Law School; Peter J. Wallison, Senior Fellow, American Enterprise Institute
Mar. 30, 2007 Raymond W. McDaniel, President, Moody’s Investors Service
Mar. 27, 2007 Dottie Cunningham, Chief Executive Officer, Commercial Mortgage Securities Association
Mar. 26, 2007 Memorandum from the Office of the Chairman regarding a March 26, 2007 meeting with representatives of the McGraw-Hill Companies and Standard & Poor's
Mar. 26, 2007 Vickie A. Tillman, Executive Vice President, Standard & Poor's Rating Services
Mar. 22, 2007 George P. Miller, Executive Director, American Securitization Forum
Mar. 16, 2007 Makoto Utsumi, President & CEO, Japan Credit Rating Agency, Ltd.
Mar. 15, 2007 Grace L. Hinchman, Senior Vice President, Financial Executives International, Washington, District of Columbia
Mar. 14, 2007 John Grout, Policy and Technical Director, The Association of Corporate Treasurers, London, United Kingdom
Mar. 13, 2007 Christopher Ricciardi, CEO, Cohen Company, New York, New York
Mar. 13, 2007 Memorandum regarding a March 9, 2007, meeting with representatives of Fitch Ratings, dated March 13, 2007.
Mar. 12, 2007 Sean J. Egan, President, Egan-Jones Ratings Company
Mar. 12, 2007 Herwig M. Langohr, Professor of Finance and Banking, INSEAD Business School, Fontainebleau, France; and Patricia T. Langohr, Assistant Professor of Economics, ESSEC Business School, Pontoise, France
Mar. 12, 2007 Q
Mar. 12, 2007 Jeanne M. Dering, Executive Vice President, Global Regulatory Affairs & Compliance, Moody’s Investors Service
Mar. 12, 2007 Alex J. Pollock, Resident Fellow, American Enterprise Institute,Washington, D.C.
Mar. 12, 2007 Robbin W. Conner, Vice President and Assistant General Counsel, SIFMA
Mar. 12, 2007 Daniel Ivascyn, Managing Director, Pacific Investment Management Company LLC
Mar. 12, 2007 Daniel Ivascyn, Managing Director, PIMCO
Mar. 12, 2007 Vickie Tillman, Executive Vice President, Credit Market Services, Standard & Poor's Ratings Services
Mar. 12, 2007 Geoffrey G. Jervis, Chief Financial Officer, Capital Trust, Inc.
Mar. 12, 2007 Ayal Rosenthal, New Jersey
Mar. 12, 2007 Charles D. Brown, General Counsel, Fitch Ratings
Mar. 12, 2007 Elizabeth Krentzman, General Counsel, Investment Company Institute
Mar. 12, 2007 William G. Connolly, Riker, Danzig, Scherer, Hyland & Perretti LLP, on behalf of A.M. Best Company, Inc.
Mar. 12, 2007 Kent Wideman, Group Managing Director, and Mary Keogh, Managing Director, Policy & Regulatory Affairs, DBRS
Mar. 12, 2007 Dottie Cunningham, Chief Executive Officer, Commercial Mortgage Securities Association
Mar. 12, 2007 Stephen A. Keen, Reed Smith LLP
Mar. 12, 2007 Lawrence J. White, Professor of Economics, Stern School of Business, New York University, New York
Mar. 12, 2007 Louis C. Lucido, Group Managing Director, Trust Company of the West, Los Angeles, California
Mar. 12, 2007 Cate Long, Multiple-Markets, Rhinebeck, New York
Mar. 12, 2007 Rodney J. Dillman, General Counsel, Babson Capital Management LLC, Springfield, Massachusetts
Mar. 12, 2007 Richard M. Whiting, The Financial Services Roundtable, Washington, D.C.
Mar. 12, 2007 Charles Covell, Executive Vice President, Citigroup Alternative Investments
Mar. 12, 2007 James A. Kaitz, President and CEO, Association for Financial Professionals, Washington, D.C.
Mar. 12, 2007 Yasuhiro Harada, President and CEO, Rating and Investment Information, Inc., Tokyo, Japan
Mar. 12, 2007 Makoto Utsumi, President & CEO, Japan Credit Rating Agency, Ltd.
Mar. 9, 2007 Pat G. Halter, Chief Executive Officer, Principal Real Estate Investors
Mar. 9, 2007 Landon D. Parsons, Managing Director, C-BASS LLC, New York, New York
Mar. 9, 2007 Petra Spiegel, Eurohypo AG, New York Branch
Mar. 8, 2007 John Rutherfurd, Jr.
Mar. 8, 2007 Marjorie E. Gross, New York, New York
Mar. 7, 2007 Bruce E. Stern, Chairman, AFGI Government Affairs Committee and General Counsel of Financial Security Assurance Inc.
Mar. 7, 2007 Memorandum regarding a March 6, 2007, meeting with representatives of Moody's Investors Service
Mar. 7, 2007 Memorandum regarding a March 5, 2007, meeting with representatives of Standard and Poor's
Mar. 6, 2007 S. Trezevant Moore, Jr., President and COO, Luminent Mortgage Capital, Inc,
Mar. 5, 2007 Memorandum regarding a March 2, 2007, telephone conversation with representatives of DBRS
Mar. 5, 2007 David Hynes, Partner, Northcross Capital LLP, London, United Kingdom
Feb. 28, 2007 Ronald E. Schrager, Chief Operating Officer, LNR Property Corporation
Feb. 23, 2007 David Lazarus, Managing Director, Capmark Securities, Inc.
Feb. 23, 2007 Patti Unti, Managing Director, Capmark Securities, Inc.
Feb. 22, 2007 Ann Simon
Feb. 16, 2007 Kent D. Born, Senior Managing Director, PPM America, Inc., Chicago, Illinois
Feb. 16, 2007 Emile Van den Bol, Managing Director, Deutsche Bank, New York, New York
Feb. 15, 2007 Memorandum regarding a February 15, 2007, meeting with representatives of DBRS
Feb. 14, 2007 Gregory G. Raab, Chief Executive Officer, Axon Financial, New York, New York
Feb. 13, 2007 Janet Tavakoli, President, Tavakoli Structured Finance, Inc., Chicago, Illinois

 

http://www.sec.gov/comments/s7-04-07/s70407.shtml

Modified: 10/16/2014