Comments on Proposed Rule: Covered Broker-Dealer Provisions under Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act
[Release No. 34-77157; File No. S7-02-16]
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Dec. 21, 2017 | Pamela D. Marler |
Jul. 13, 2016 | Steven Bujenovic
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May 2, 2016 | Neil Taylor, Akshat Tewary, and Josh Snodgrass, Occupy the SEC
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May 2, 2016 | Carter McDowell, Managing Director and Associate General Counsel, SIFMA; John Court, Managing Director and Deputy General Counsel, The Clearing House Association; and Rich Foster, Senior Vice President and Senior Counsel for Regulatory and Legal Affairs, Financial Services Roundtable
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Apr. 24, 2016 | Hilary Albrecht, Tyler Hill, and Luke Maher, Students, Yale Law School Financial Markets and Corporate Law Clinic, New Haven, Connecticut
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Feb. 19, 2016 | Keith E. Condemi, CFA, OSJ Branch Manager Equimark East®
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