Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Swap Data Repositories: Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act

Filter comments


Date Sort descending	Letter Type	Commenter Name
Nov. 14, 2013	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a November 7, 2013, meeting with representatives from the International Swaps and Derivatives Association
March 28, 2013	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a March 21-22, 2013 meeting between OTC Derivatives Regulators Forum members and representatives of certain central counterparties (CCPs), trade repositories (TRs) and ISDA
Oct. 26, 2012	Meeting with SEC Officials	Memorandum from the OTC Derivatives Regulators Forum regarding an October 16, 2012, meeting with representatives of certain central counterparties (CCPs) and trade repositories (TRs)
Oct. 24, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a September 20, 2011, meeting with representatives from Trade Information Warehouse
Oct. 21, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding an October 4, 2011 meeting between OTC Derivatives Regulators Forum members and representatives of certain trade repositories
Sept. 12, 2011	Public Comment	Christopher A. Klem, Ropes & Gray LLP
Sept. 8, 2011	Public Comment	ABA Securities Association, American Council of Life Insurers, Financial Services Roundtable, Futures Industry Association, Institute of International Bankers, International Swaps and Derivatives Association and the Securities Industry and Financial Markets Association
May 31, 2011	Public Comment	Futures Industry Association, The Financial Services Roundtable, Institute of International Bankers, Insured Retirement Institute, International Swaps and Derivatives Association, Securities Industry and Financial Markets Association, and U.S. Chamber of Commerce
May 20, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a May 20, 2011, meeting with representatives from Morgan Stanley
May 13, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a May 12, 2011, meeting with representatives from Barclays Capital
May 13, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a May 13, 2011, meeting with a representative from Kalorama Partners, LLC
May 13, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding an April 27, 2011, meeting with representatives from the Securities Industry and Financial Markets Association (SIFMA)
May 11, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a May 9, 2011, telephonic meeting with representatives the Capital Steering Committee of the Securities Industry and Financial Markets Association (SIFMA)
May 4, 2011	Public Comment	Financial Services Forum, Futures Industry Association, International Swaps and Derivatives Association, and Securities Industry and Financial Markets Association
May 4, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a May 4, 2011, meeting with representatives of the Institute of International Bankers (IIB)
April 21, 2011	Meeting with SEC Officials	Memorandum from the Office of the Chairman regarding an April 21, 2011, meeting with representatives of the International Swaps and Derivatives Association, Inc.
March 30, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a March 30, 2011, meeting with representatives of Nomura Securities International, Inc.
March 25, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a March 25, 2011, meeting with representatives of Goldman Sachs
March 24, 2011	Public Comment	Richard H. Baker, President & Chief Executive Officer, Managed Funds Association
March 9, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a March 9, 2011, meeting with representatives from and members of the Managed Funds Association (MFA)
March 3, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a March 3, 2011, meeting with representatives of the Institute of International Bankers (IIB)
March 1, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a March 1, 2011, meeting with representatives of Nomura Holding America Inc. and Nomura Securities International, Inc
Feb. 3, 2011	Public Comment	Gerald Donini, Barclays Capital Inc.
Dec. 3, 2010	Meeting with SEC Officials	Memorandum from the Office of Commissioner Troy A. Paredes regarding a November 18, 2010, meeting with representatives of PIMCO
Nov. 15, 2010	Public Comment	Larry E. Thompson, General Counsel, The Depository Trust and Clearing Corporation, New York, New York
Nov. 15, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a November 3, 2010 meeting with OTC Derivatives Regulators Forum members and representatives of certain trade repositories
Nov. 12, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a November 10, 2010 meeting with representatives of ERISA-Regulated Pension Plans
Nov. 12, 2010	Meeting with SEC Officials	Memorandum from the Office of Commissioner Walter regarding a November 12, 2010 meeting with representatives of the International Swaps and Derivatives Association
Nov. 1, 2010	Public Comment	James Hill, Managing Director, Morgan Stanley
Oct. 28, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets re: Meeting with the Capital Steering Committee of the Securities Industry and Financial Markets Association

Last Reviewed or Updated: Dec. 18, 2025

How to submit comments