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Loan or Borrowing of Securities/Securities Lending Activities:
Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act


Submitted Comments

(Click here for meetings with SEC officials)
Oct. 22, 2011 Salvatore L. Saravo, Citiwide Appraisal Services, Ozone Park, New York
Sep. 30, 2011 Anne Sheehan, Director of Corporate Governance, California State Teachers' Retirement System, West Sacramento, California
Jul. 19, 2011 Ashbel C. Williams, Executive Director & CIO, State Board of Administration of Florida
Jul. 5, 2011 Ed Blount, CEO, The Center for the Study of Financial Market Evolution
Mar. 18, 2011 Captive Commerical Equipment ABS Issuer Group
Sep. 3, 2010 Anonymous
Sep. 3, 2010 Albert J Sesona, St. Augustine, Florida
Aug. 2, 2010 Robin McLeish, Virginia Beach, Virginia
Jul. 6, 2010 Judith Polzer, Managing Director, J.P. Morgan

Meetings with SEC Officials

(Click here for submitted comments from the public)
Jun. 21, 2012 Memorandum from the Division of Trading and Markets regarding a June 21, 2012 meeting with representatives of the Securities Industry and Financial Markets Association (SIFMA)
Jun. 5, 2012 Memorandum from the Division of Trading and Markets regarding a June 5, 2012 meeting with representatives of the Risk Management Association ("RMA")
Apr. 3, 2012 Memorandum from the Division of Trading and Markets regarding an April 3, 2012 teleconference with representatives of Data Explorers
Feb. 27, 2012 Memorandum from the Division of Trading and Markets regarding a February 27, 2012 meeting with representatives of FINRA
Feb. 23, 2012 Memorandum from the Division of Trading and Markets regarding a February 23, 2012 meeting with representatives of SunGard
Feb. 10, 2012 Memorandum from the Division of Trading and Markets regarding a February 10, 2012 teleconference with representatives of the State of Wisconsin Investment Board
Jan. 27, 2012 Memorandum from the Division of Trading and Markets regarding a January 27, 2012 meeting with personnel from SunGard
Oct. 28, 2011 Memorandum from the Division of Trading and Markets regarding an October 28, 2011 teleconference with representatives of SIFMA
Oct. 20, 2011 Memorandum from the Division of Trading and Markets regarding an October 20, 2011 meeting with representatives of the Options Clearing Corporation (OCC)
Sep. 15, 2011 Memorandum from the Division of Trading and Markets regarding a September 15, 2011 teleconference with representatives of the National Association of Insurance Commissioners (NAIC)
Jul. 20, 2011 Memorandum from the Division of Trading and Markets regarding a July 20, 2011 meeting with representatives of Data Explorers
Jun. 29, 2011 Memorandum from the Division of Trading and Markets regarding a June 29, 2011 meeting with representatives of Quadriserv
Jun. 14, 2011 Memorandum from the Division of Trading and Markets regarding a June 14, 2011 teleconference with representatives of SunGard
Apr. 20, 2011 Memorandum from the Division of Trading and Markets regarding an April 20, 2011 teleconference with Professor James Angel of Georgetown University
Mar. 30, 2011 Memorandum from the Division of Trading and Markets regarding a March 30, 2011, meeting with representatives of Equilend
Mar. 30, 2011 Memorandum from the Division of Trading and Markets regarding a March 30, 2011, meeting with representatives of the Center for Study of Financial Market Evolution (CSFME)
Mar. 29, 2011 Memorandum from the Division of Trading and Markets regarding an March 29, 2011 meeting with representatives of Risk Management Association (RMA)
Mar. 22, 2011 Memorandum from the Division of Trading and Markets regarding an March 22, 2011 meeting with representatives of Data Explorers
Mar. 9, 2011 Memorandum from the Division of Trading and Markets regarding a March 9, 2011, teleconference with representatives of ICI (Investment Company Institute)
Mar. 8, 2011 Memorandum from the Division of Trading and Markets regarding a March 8, 2011, meeting with representatives of Quadriserv
Mar. 7, 2011 Memorandum from the Division of Trading and Markets regarding a March 7, 2011, teleconference with representatives of ISLA (International Securities Lending Association)
Mar. 3, 2011 Memorandum from the Division of Trading and Markets regarding a March 3, 2011, meeting with representatives of ESeclending
Feb. 18, 2011 Memorandum from the Division of Trading and Markets regarding a February 18, 2011, meeting with representatives from SIFMA
Feb. 16, 2011 Memorandum from the Division of Trading and Markets regarding a February 15, 2011, teleconference with representatives from the MFA
Feb. 14, 2011 Memorandum from the Division of Trading and Markets regarding a February 4, 2011, meeting with representatives from Data Explorers
Feb. 14, 2011 Memorandum from the Division of Trading and Markets regarding a February 10, 2011, meeting with representatives from Sun Guard
Jan. 27, 2011 Memorandum from the Division of Trading and Markets regarding a January 27, 2011, Teleconference with Representatives of the National Association of Insurance Commissioners
Jan. 20, 2011 Memorandum from the Division of Trading and Markets regarding a Meeting with Representatives of the Financial Industry Regulatory Authority

 

http://www.sec.gov/comments/df-title-ix/lending-borrowing/lending-borrowing.shtml


Modified: 10/16/2014