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Credit Rating Agencies Review and Rulemaking:
Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act


Submitted Comments

Oct. 31, 2011 Jason A. Voss, CFA, Content Director, Fixed Income, CFA Institute, New York, New York
Jan. 12, 2011 Linda T. Weinrich, Sarasota, Florida
Jan. 12, 2011 Richard S. Berg, CEO, Performance Trust Co., Chicago, Illinois
Nov. 12, 2010 Guillaume Fillebeen, PF2 Securities Evaluations, Inc., New York, New York
Nov. 5, 2010 Americans for Financial Reform
Oct. 18, 2010 James McRitchie, Publisher Corporate Governance
Oct. 4, 2010 Anne Simpson, Senior Portfolio Manager, Global Equity, CalPERS
Sep. 1, 2010 Kay Leitzen, Milaca, Minnesota
Aug. 24, 2010 Stephanie L Rovig, Student, B.S. Accounting, Umatilla, Oregon
July 30, 2010 Arturo Cifuentes, Ph.D., Prof. of Finance/ University of Chile, Santiago, Chile
July 29, 2010 Robert W. Mabry
July 28, 2010 Linda B Gates, Palatine, Illinois
July 28, 2010 Robin McLeish, Virginia Beach, Virginia
July 27, 2010 Tommy L Jenkins, III, Brookline, Massachusetts
 

Meetings with SEC Officials

May 11, 2011 Memorandum from the Division of Trading and Markets regarding a May 9, 2011, telephonic meeting with representatives the Capital Steering Committee of the Securities Industry and Financial Markets Association (SIFMA)
May 5, 2011 Memorandum from the Office of Commissioner Luis A. Aguilar regarding a May 5, 2011 meeting with representatives of Barclays Capital
Apr. 28, 2011 Memorandum from the Office of Commissioner Walter regarding an April 28, 2011, meeting with representative of Assured Guaranty and the Association of Financial Guaranty Insurers
Apr. 18, 2011 Memorandum from the Division of Trading and Markets regarding an April 17, 2011, meeting with representative of Standard and Poor's Ratings Services
Feb. 11, 2011 Memorandum from the Office of the Chairman regarding a February 11, 2011, meeting with representatives of Service Employees International Union; American Federation of State, County and Municipal Employees; Council of Institutional Investors; Consumer Federation of America; and Labaton Sucharow, LLP
Jan. 21, 2011 Memorandum from the Office of the Chairman regarding a meeting with representative of Americans for Financial Reform, AFSCME, Demos, Laborers’ International Union of North America, SEIU, Consumer Federation of America, and Labaton Sucharow, LLP.
Nov. 1, 2010 Memorandum from the Office of Commissioner Walter regarding an October 14, 2010 meeting with Mahesh Kotecha, Sharon Ryan, and Roy Weinberger
Oct. 27, 2010 Memorandum from the Office of the Chairman regarding an October 27, 2010 meeting with representative of DBRS and Pickard & Djinis
Oct. 22, 2010 Memorandum from the Office of Commissioner Aguilar regarding an October 21, 2010, meeting with representatives of DBRS, Inc.
Oct. 20, 2010 Memorandum from the Division of Trading and Markets regarding an October 20, 2010 meeting with representatives of Standard & Poor's Rating Services
Oct. 14, 2010 Memorandum from the Office of Commissioner Elisse B. Walter regarding an October 14, 2010, meeting with representatives of Structured Credit International Corp, Credit Research, Advisory, Consulting, and the Levin Institute
Oct. 13, 2010 Memorandum from the Office of the Chairman regarding an October 12, 2010, meeting with Labor Union Representatives
Oct. 12, 2010 Memorandum from the Division of Trading and Markets and the Division of Corporation Finance regarding a October 12, 2010, meeting with representatives from Fitch Ratings
Sep. 22, 2010 Memorandum from the Division of Trading and Markets regarding a September 22, 2010, meeting with representatives from Morgan Stanley, Capital Alpha, Chesapeake Management Co., Millennium Partners, Ogilvy Government Relations, and Deka
Sep. 16, 2010 Memorandum from the Division of Corporation Finance and the Division of Trading and Markets regarding a September 16, 2010, meeting with representatives of the Association for Financial Professionals
Aug. 24, 2010 Memorandum from the Division of Trading and Markets regarding an August 24, 2010, telephone conference with Caleb Gibson of Americans for Financial Reform

 

http://www.sec.gov/comments/df-title-ix/credit-rating-agencies/credit-rating-agencies.shtml


Modified: 11/10/2011