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Asset-Backed Securities:
Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act

See also: Comments on Proposed Rule: Issuer Review of Assets in Offerings of Asset-Backed Securities; File No. S7-26-10


Submitted Comments

(Click here for meetings with SEC officials)
Feb. 13, 2012 Julie A. Gervais, Ferndale, Michigan
Jul. 18, 2011 Stephen M. Renna, CEO, CRE Finance Council
Mar. 30, 2011 Gerald Ellis, Gilbert, Arizona
Mar. 29, 2011 John J. McCauley
Mar. 23, 2011 Stephen D'Antonio, Managing Director, Morgan Stanley
Mar. 23, 2011 Lisa Pendergast, President, and John D'Amico, Chief Executive Officer, CRE Finance Council
Mar. 15, 2011 Genworth Financial, Inc.
Mar. 9, 2011 Richard A. Smith, President and Chief Executive Officer, Realogy
Mar. 8, 2011 Murray Watson, Jr., General Counsel, Brazos Higher Education Authority, Inc.
Mar. 8, 2011 The Captive Commercial Equipment ABS Issuer Group
Mar. 2, 2011 Sen. Mike Crapo, Chairman, Financial Stability Oversight Council, U.S. Senate
Mar. 2, 2011 Sen. Roger F. Wicker, U.S. Senate
Feb. 17, 2011 Vince Sampson, President, Education Finance Council
Mar. 2, 2011 Sen. Mike Crapo, Chairman, Financial Stability Oversight Council, U.S. Senate
Feb. 25, 2011 Warren Ashenmil, Tricadia Capital; Richard Banno, Pacific Life Insurance Company; Kent Born, PPM America, Inc.; John Fitzpatrick, Allstate Investments LLC, Brian Furlong, New York Life Investments; John Gargana, Guardian Life Insurance Company; Marshall Glick, AllianceBernstein L.P.; Gary Horbacz, Prudential Fixed Income Management; Marc Peterson, Principal Real Estate Investors; Meenakshi Pursnani, Capital Research Company; Theodore Robson, T. Rowe Price Associates, Inc.; Mark Warner, BlackRock; Doug Weih, AEGON USA Investment Management; Q. Sophie Yang, State Street Corporation
Feb. 16, 2011 Sen. Mary L. Landrieu, Sen. Kay R. Hagan, and Sen. Johnny Isakson, Committee on Small Business & Entrepreneurship, U.S. Senate
Feb. 10, 2011 Rep. Spencer Bachus, Chairman, U.S. House of Representatives Committee on Financial Services
Feb. 1, 2011 The Captive Commercial Equipment ABS Issuer Group, CNH Global NV, Deere & Company, Navistar Financial Corporation, Volvo Financial Services, a division of VFS US LLC, and Caterpillar Financial Services Corporation
Jan. 26, 2011 State Attorneys General: Lisa Madigan (Illinois), Tom Home (Arizona), Kamala D. Harris (California), John W. Suthers, (Colorado), George Jepsen (Connecticut), Joseph R. Biden, III (Delaware), Tom Miller (Iowa), Douglas F. Gansler (Maryland), Roy Cooper (North Carolina), Robert E. Cooper, Jr. (Tennessee), William H. Sorrell (Vermont)
Jan. 19, 2011 Lisa Pendergast, Managing Director, Jeffries & Company; and President, CRE Finance Council and John D’Amico, Chief Executive Officer, CRE Finance Council
Jan. 11, 2011 American Land Title Association, Asian Real Estate Association of America, Center for Responsible Lending, Community Associations Institute, Community Mortgage Banking Project, Community Mortgage Lenders of America, Consumer Federation of America, Mortgage Bankers Association, Mortgage Insurance Companies of America, National Association of Home Builders, National Association of Real Estate Brokers, National Association of Realtors
Jan. 10, 2011 John A. Courson, President and Chief Executive Officer, Mortgage Bankers Association
Jan. 10, 2011 John A. Courson, President and Chief Executive Officer, Mortgage Bankers Association
Dec. 22, 2010 Reps. Brad Miller, Barney Frank, John Conyers, George Miller, Maxine Waters, Laura Richardson, Dennis Cardoza, Keith Ellison, Stephen Lynch, and Sam Farr, U.S. House of Representatives
Dec. 21, 2010 Camden R. Fine, President and CEO, The Independent Community Bankers of America
Dec. 21, 2010 Martin Mayer, Brookings Institution; Anne Rutledge, RR Consulting; Allan 1. Mendelowitz; Willam Dunkelberg, Liberty Bell Bank/Temple University; L. Randall Wray, L. University of Missouri-Kansas City; Josh Rosner, Graham, Fisher & Co.; James K. Galbraith, University of Texas at Austin; Sylvain Raynes, Baruch College/RR Consulting; Nouriel Roubini, New York University/; Curt Deane, The Deane Group; Susan Webber, Aurora Advisors; Robert H. Dugger, Hanover Investment Group; Dale Hemmerdinger, ATCO Properties & Management; Bob Eisenbeis, Cumberland Advisors; Paul Jackson, HousingWire; Thomas Day, Professional Risk Managers International Association; Alton Cogert, Strategic Asset Allance; Dean Baker, Center for Economic and Policy Research; Daniel Alpert, Westwood Capital; Sean Egan, Egan Jones Ratings Company; Zvi Bodie, Boston University; Paul Wilkinson; Allan D. Grody, Financial InterGroup Holdings Ltd; Marshall Auerback, Madison Street Partners/Roosevelt Institute; Scott Frew, Rockingham Capital Partners; James G. Rickards, Omnis, Inc.; Richard Field, TYI, LLC; Leslee Luedke Martin, Professional Risk Managers International Associatíon; Achim Dübel, FINPOLCONSULT; Thomas Ferguson, University of Massachusetts, Boston/Roosevelt Institute; Linda Lowell, OffStreet Research LLC; Christopher Whalen, Institutional Risk Analytics; Steven Lee, Global Client Consulting; Robert Johnson, Roosevelt Institute; Paul Brodsky, QB Asset Management; James Bianco, Bianco Research LLC; Peter S. Walmsley, Semmes Associates LLC; Jan Kregel, Levy Economics Institute of Bard College; Dennis Mehiel, U.S. Corrugated, Inc.; John H. Dolan, Second Order Strategies, Inc.; Dilip Krishna, Teradata; Anthony B. Sanders, George Mason University; Walker Todd, American Institute for Economic Research; Michael Greenberger, University of Maryland Law School; Tom Adams, Paykin Krieg & Adams; George Feiger, Contango Capital Advisors; Jane Hamsher, Firedoglake; Fred Poorman Jr., ALMnetwork/Bank Risk Advisors; Alan Mallach, Center for Community Progress; Harold Simon, National Housing Institute; George Goehl, National People's Action; Jefferson Braswell, Tahoe Blue Ltd.
Dec. 15, 2010 Lisa Pendergast, President, and John D'Amico, Chief Executive Officer, CRE Finance Council
Dec. 14, 2010 Tom Deutsch, Executive Director, American Securitization Forum
Dec. 13, 2010 Richard Tobin, Chief Financial Officer, CNH Global NV; Chad M. Volkert, Manager, Funding, Deere & Company; William V. Mcmenamin V.P., CFO & Treasurer, Navistar Financial Corporation; and Teresa D. Davidson, Vice President - Legal & General Counsel Region The Americas, Volvo Financial Services
Dec. 1, 2010 Ron Phipps, President, National Association of Realtors
Nov. 23, 2010 Rep. Gregory W. Meeks, Member of Congress
Nov. 23, 2010 Tom Deutsch, Executive Director, American Securitization Forum
Nov. 23, 2010 Tom Deutsch, Executive Director, American Securitization Forum
Nov. 22, 2010 Tom Deutsch, Executive Director, American Securitization Forum
Nov. 22, 2010 Tom Deutsch, Executive Director, American Securitization Forum
Nov. 18, 2010 Stephen D'Antonio, Managing Director, Morgan Stanley
Nov. 18, 2010 Sen. Robert Menendez, United States Senator
Nov. 17, 2010 Jeffrey W. Rubin, Business Law Section, American Bar Association
Nov. 12, 2010 Mark Page, Director of Management and Budget, The City of New York
Nov. 12, 2010 Tom Deutsch, Executive Director, American Securitization Forum
Nov. 9, 2011 John A. Courson, President and Chief Executive Officer, Mortgage Bankers Association
Oct. 27, 2010 Suzanne Hutchinson, Executive Vice President, Mortgage Insurance Companies of America
Oct. 25, 2010 Tom Deutsch, Executive Director, American Securitization Forum
Oct. 19, 2010 John Barnshaw, Ph.D., University of South Florida, Tampa, Florida
Oct. 14, 2010 Dan Frank, Vice President, Government Affairs, American Automotive Leasing Association
Oct. 13, 2010 Kevin Lyons, Concord, New Hampshire
Oct. 12, 2010 Tom Deutsch, Executive Director, American Securitization Forum
Sep. 28, 2010 William G. Sutton, Equipment Leasing and Finance Association (ELFA), Washington, District of Columbia
Sep, 13, 2010 Nik Mainthia
Aug. 11, 2010 Memorandum from the Division of Corporation Finance regarding an August 11, 2010, meeting with representatives of the Education Finance Council
Aug. 4, 2010 Memorandum from the Division of Corporation Finance regarding an August 4, 2010, meeting with representatives of the Loan Syndications and Trading Association
Jul. 28, 2010 Robin McLeish, Virginia Beach, Virginia
Jul. 27, 2010 Joseph Foster, Washington State Certified Appraiser

Meetings with SEC Officials

(Click here for submitted comments from the public)
Mar. 21, 2011 Memorandum from the Division of Corporation Finance regarding a March 18, 2011, conference call with representatives of Federated Investors
Mar. 8, 2011 Memorandum from the Division of Corporation Finance regarding a March 8, 2011, meeting with representatives of the Financial Services Roundtable
Feb. 22, 2011 Memorandum from the Division of Corporation Finance regarding a January 20, 2011, meeting with representatives of the CRE Finance Council
Mar. 3, 2011 Memorandum from the Division of Corporation Finance regarding a March 2, 2011, meeting with representatives of Redwood Trust and Falcon Capital Advisors
Feb. 17, 2011 Memorandum from the Division of Corporation Finance and the Division of Trading and Markets regarding a February 17, 2011, meeting with representatives of the Australian Securitisation Forum
Feb. 11, 2011 Memorandum from the Office of the Chairman regarding a February 11, 2011, meeting with representatives of Service Employees International Union; American Federation of State, County and Municipal Employees; Council of Institutional Investors; Consumer Federation of America; and Labaton Sucharow, LLP
Jan. 26, 2011 Memorandum from the Division of Corporation Finance regarding a January 25, 2011, meeting with certain CMBS portfolio managers
Jan. 5, 2011 Memorandum from the Division of Corporation Finance regarding an December 16, 2010, meeting with representatives of the Mortgage Bankers Association
Jan. 5, 2011 Memorandum from the Division of Corporation Finance regarding an December 9, 2010, meeting with representatives of HVP Inc.
Nov. 23, 2010 Memorandum from the Division of Corporation Finance regarding an November 23, 2010, conference call with representatives of CRE Finance Council
Dec. 15, 2010 Memorandum from the Division of Corporation Finance regarding a December 14, 2010, meeting with representatives of the Financial Services Roundtable
Nov. 23, 2010 Memorandum from the Division of Corporation Finance regarding an November 23, 2010, conference call representatives of CRE Finance Council
Nov. 1, 2010 Memorandum from the Division of Corporation Finance regarding an November 1, 2010, meeting with National Automobile Dealers Association
Oct. 20, 2010 Memorandum from the Division of Corporation Finance regarding an October 20, 2010, meeting with Genworth Financial - US Mortgage Insurance
Oct. 14, 2010 Memorandum from the Division of Corporation Finance and the Division of Risk, Strategy and Financial Innovation regarding an October 14, 2010, meeting with Morgan Stanley
Oct. 13, 2010 Memorandum from the Office of the Chairman regarding an October 12, 2010, meeting with Labor Union Representatives
Oct. 5, 2010 Memorandum from the Division of Corporation Finance and the Division of Risk, Strategy and Financial Innovation regarding an October 5, 2010, meeting with the Mortgage Insurance Companies of America

 

http://www.sec.gov/comments/df-title-ix/asset-backed-securities/asset-backed-securities.shtml


Modified: 04/02/2012