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Comments on Credit Ratings Roundtable

[File No. 4-661]


Submitted Comments

(Click here for meetings with SEC officials)
Dec. 27, 2013 William Michael Cunningham, MBA, MA, Economist and Social Investing Advisor, Washington, District of Columbia
Oct. 4, 2013 Rep. Sean P. Duffy, Member of Congress
Jun. 7, 2013 Takahiro Hirota, Tokyo, Japan
Jun. 3, 2013 Roel C. Campos, Locke Lord LLP
Jun. 3, 2013 Daniel Curry, President, and Mary Keogh, Managing Director, Global Regulatory Affairs, DBRS Limited
Jun. 3, 2013 Christopher Killian, Managing Director, Securitization, SIFMA
Jun. 3, 2013 Richard Johns, Executive Director, The Structured Finance Industry Group, Inc., Washington, District of Columbia
Jun. 3, 2013 Paul Taylor, President and Chief Executive Officer, Fitch Ratings, Inc.
Jun. 3, 2013 Barbara Novick, Vice Chairman, and Kevin G. Chavers, Managing Director, BlackRock, Inc.
Jun. 3, 2013 Douglas L. Peterson, President, Standard & Poor's Ratings Services
Jun. 3, 2013 William J. Harrington
Jun. 3, 2013 Farisa Zarin, Managing Director, Global Regulatory Affairs, Moody's Investors Service
Jun. 3, 2013 David P. Jacob
Jun. 3, 2013 Thomas Missong, President, and Thomas Morgenstern, Secretary General, European Association of Credit Rating Agencies, Paris, France
May 21, 2013 Marc D. Joffe, Public Sector Credit Solutions, Walnut Creek, California
May 17, 2013 Robert Kuljian, Lexington, Massachusetts
May 16, 2013 Richard N. Hainsworth, CFA, President, RusRating, Moscow, Russian Federation
May 14, 2013 Stephen Hall, Securities Specialist, Better Markets
May 14, 2013 M∙CAM Inc.
May 14, 2013 Paul Fosbre, Kean University, Union , New Jersey
May 14, 2013 Lawrence J. White, Stern School of Business, New York University
May 14, 2013 James H. Gellert, Chairman and CEO, and Dr. Patrick J. Caragata, Founder and Executive Vice Chairman, Rapid Ratings International Inc., New York, New York
May 13, 2013 Arthur H. Bolden II
May 13, 2013 Tom Deutsch, Executive Director, American Securitization Forum, Inc.
May 10, 2013 David A. Brey, Vice President, A.M. Best Company
May 10, 2013 Sean J. Egan, President, Egan-Jones Ratings Co., Haverford, Pennsylvania
May 10, 2013 Bill Harrington
May 9, 2013 Martin S. Hughes, Chief Executiv Officer, Redwood Trust, Inc.
May 8, 2013 Ugo Bassi, Directorate General Internal Market and Services, European Commission
May 7, 2013 Simon X.M. Hu, Basking Ridge, New Jersey
May 6, 2013 Jules Kroll, Chairman and CEO, Kroll Bond Rating Agency, Inc., New York, New York
May 6, 2013 Bill Harrington
May 3, 2013 Bill Harrington
May 2, 2013 Cathy Santoro
Apr. 26, 2013 Giovanni A.M. Wrobel, University of Chicago 2013, Political Science & Public Policy
Apr. 25, 2013 Chris Barnard, Germany
Apr. 11, 2013 Michel LePetit, RISKERGY, Paris, France
May 23, 2005 William Michael Cunningham, Social Investing Advisor, Washington, District of Columbia

Meetings with SEC Officials

(
Click here for submitted comments from the public)
Jun. 26, 2013 Memorandum from the Office of Credit Ratings regarding a June 26, 2013, meeting with representatives of MetLife
Jun. 19, 2013 Memorandum from the Office of Credit Ratings regarding a June 19, 2013, meeting with representatives of BlackRock
Jun. 14, 2013 Memorandum from the Office of Credit Ratings regarding a June 14, 2013, meeting with representatives of the National Association of Insurance Commissioners

 

http://www.sec.gov/comments/4-661/4-661.shtml


Modified: 12/30/2013