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Comments on Fixed Income Roundtable

[File No. 4-660]


Apr. 19, 2013 Thomas Shugrue, President/Owner of Carolina Capital Markets, Chapel Hill, North Carolina
Apr. 16, 2013 Lynnette Kelly, Executive Director, Municipal Securities Rulemaking Board
Apr. 16, 2013 Jason Lehman, Founder and co-CEO, Headlands Technologies LLC
Apr. 15, 2013 Will Rhode, Principal Director Fixed Income Research, TABB Group, New York, New York
Apr. 15, 2013 Joseph A. Hemphill III, President/CEO, Regional Brokers Inc.

 

 

 

 

 

 

 

http://www.sec.gov/comments/4-660/4-660.shtml


Modified: 10/16/2014