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Public Roundtable on Execution, Clearance and Settlement of Microcap Securities

[Release No. 34-65511; File No. 4-639]


Oct. 28, 2011Abel Saez Incertis, Stock Trader, Spain
Oct. 17, 2011 Christopher J. DiIorio, Littleton, Colorado
Oct. 17, 2011 Khaled Hamid, South Ozone Park, New York
Oct. 17, 2011 Scott G. Monson, Private Attorney, Hollywood, California
Oct. 17, 2011 Kris Leonard , Individual Investor Stockholder, Jackson, New Hampshire
Oct. 17, 2011 Michael Potter, Chambersburg, Pennsylvania
Oct. 16, 2011 George Shull
Oct. 16, 2011 George Shull
Oct. 15, 2011 Betty Davis
Oct. 15, 2011 Jason Canha
Oct. 14, 2011 Peter Rosten
Oct. 14, 2011 George J. Dahl, Newport Coast Securities, Irvine, California
Oct. 13, 2011 David Lopez, FINOP, Spartan Securities Group Ltd.
Oct. 13, 2011 Daniel J. Hendrickson, Nashwauk, Minnesota
Oct. 12, 2011 Mark L. Baum, Esquire

 

http://www.sec.gov/comments/4-639/4-639.shtml


Modified: 10/16/2014