SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission

  About the SEC

  Filings & Forms

  Regulatory Actions

  Staff Interps

  Investor Info

  News & Statements



  Information for...


Comments on Proposed Rule on Market Structure Roundtable

[Release No. 34-62115; File No. 4-602]

Sep. 14, 2010 John H. Ray, Las Vegas, Nevada
Aug. 31, 2010 Memorandum from the Office of Commissioner Paredes regarding an August 31, 2010, meeting with representatives of Liquidnet
Jul. 30, 2010 Dustin Luger
Jul. 15, 2010 Jason Fournier, Henderson, Nevada
Jun. 29, 2010 Gerard M. Evans, Proprietary Trader, Vancouver, Canada
Jun. 25, 2010 Greg Tusar, Managing Director, Goldman Sachs Execution & Clearing, L.P and Matthew Lavicka, Managing Director, Goldman, Sachs & Co.
Jun. 25, 2010 Alexander Morcos, Managing Director, Hudson River Trading LLC, New York, New York
Jun. 25, 2010 Ann L. Vlcek, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association
Jun. 23, 2010 Robert A. Bright, Chief Executive Officer, Dennis Dick, CFA, Trading Member, Diane Anderson, Compliance Officer, Bright Trading LLC, Las Vegas, Nevada
Jun. 23, 2010 Seth Merrin, Chief Executive Officer, Howard Meyerson, General Counsel, and Vlad Khandros, Corporate Strategy, Liquidnet, Inc.
Jun. 23, 2010 Anthony Abenante, Co-Chief Executive Officer, and Jonathan Kellner, President, Instinet Incorporated, New York, New York
Jun. 23, 2010 Karrie McMillan, General Counsel, Investment Company Institute
Jun. 20, 2010 Jason Fournier, Investor, Las Vegas, Nevada
Jun. 17, 2010 Anthony R. Danaher, Registered Investment Advisor, Los Angeles, California
Jun. 17, 2010James Cohen, Retail Investor (former professional trader), St. Petersburg, Florida
Jun. 11, 2010 Aubrey N. Ford, Los Angeles, California
Jun. 11, 2010 David Waggoner, CMT,
Jun. 10, 2010 Tim Shirata, Los Angeles, California
Jun. 10, 2010 Monty Guild, Los Angeles, California
Jun. 7, 2010 David Waggoner, CMT,
Jun. 5, 2010 Michael J. Giorgio, Equities Trader, Orlando, Florida
Jun. 4, 2010 Memorandum from the Office of the Chairman regarding a Meeting with Representatives of High Frequency Trading Firms
Jun. 4, 2010 Serdar Alpar, Henryville, Pennsylvania
Jun. 2, 2010 Larry Leibowitz, Chief Operating Officer, NYSE Euronext
Jun. 2, 2010 Jeffrey S. Wecker, President and CEO, Lime Brokerage LLC
Jun. 2, 2010 Daniel Mathisson, Managing Director, Credit Suisse
Jun. 2, 2010 Kevin Cronin, Global Head of Equity Trading, Invesco
Jun. 2, 2010 Burl Bynum, PRM, FRM (Professional and Financial Risk Manager), Trader, Chicago, Illinois
Jun. 2, 2010 David Waggoner, CMT,
Jun. 2, 2010 Christopher Nagy, Managing Director, Order Routing Strategy, TD Ameritrade
Jun. 2, 2010 Andrew Silverman, Managing Director, Morgan Stanley
Jun. 2, 2010 George U. Sauter, Managing Director and Chief Investment Officer, The Vanguard Group, Inc.
Jun. 2, 2010 William O’Brien, Chief Executive Officer, Direct Edge Holdings, LLC
Jun. 1, 2010 Coulter Watt
Jun. 1, 2010 Sal Arnuk, Partner and Co-Founder, Themis Trading
Jun. 1, 2010 Karrie McMillan, General Counsel, The Investment Company Institute
May 30, 2010 Anonymous
May 26, 2010 Larry Tabb, Founder & CEO, TABB Group

Modified: 09/15/2010