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Comments on Rulemaking Petition:
Request rulemaking to eliminate the requirement that an arbitrator affiliated with the securities industry sit on all public investor cases arbitrated before FINRA in which the amount in controversy exceeds $100,000
[File No. 4-586]
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| Feb. 22, 2010 |
W. Donald Parr |
| Oct. 5, 2009 |
William A. Jacobson, Esq., Associate Clinical Professor, Director, Cornell Securities Law Clinic, Cornell Law School |
| Sep. 9, 2009 |
William S. Shefte, R.M. Stark & Co., Inc. |
| Aug. 31, 2009 |
Robert H. Rex, Dickenson Murphy Rex and Sloan |
| Aug. 17, 2009 |
Rex A. Staples, General Counsel, North American Securities Administrators Association |
| Aug. 16, 2009 |
Les Greenberg, Culver City, California |
| Aug. 10, 2009 |
Brian N. Smiley, President, Public Investors Arbitration Bar Association |
| Aug. 4, 2009 |
Christine Lazaro, Supervising Attorney, St. John's University School of Law, Securities Arbitration Clinic |
| Aug. 3, 2009 |
Linda D. Fienberg, Financial Industry Regulatory Authority, Inc. |
| Jul. 5, 2009 |
Les Greenberg, Culver City, California |
| Jul. 1, 2009 |
A. Daniel Woska, A. Daniel Woska & Associates, P.C. |
| Jun. 24, 2009 |
William T. Turner |
| Jun. 23, 2009 |
Raymond Ginn |
| Jun. 23, 2009 |
Sam Alabaster |
| Jun. 23, 2009 |
Dale Ledbetter, Ledbetter & Associates, P.A., Fort Lauderdale, Florida |
| Jun. 20, 2009 |
Les Greenberg, Culver City, California |
| Jun. 19, 2009 |
Larry F. Wright, Sr., President, Wright Investment Properties, Inc. |
| Jun. 16, 2009 |
Kavin Tinney, Chairman, Odessa Firefighters Relief & Retirement Fund, Odessa, Texas |
| Jun. 15, 2009 |
Danny R. Graham, President, Lincoln Builders, Inc. |
http://www.sec.gov/comments/4-586/4-586.shtml
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