SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


Comments on Roundtable on Short Selling Price Test Restrictions and Short Sale Circuit Breakers

[File No. 4-581]


Sep. 5, 2009 Donald R. Davis, Ph.D., Austin, Texas
Aug. 18, 2009 Michael W. Crum, Fredericksburg, Virginia
Aug. 17, 2009 Mark Hagen, Moscow, Idaho
Aug. 17, 2009 Phillip V. Hamilton, Mathematics student, Actuary, Durand, Michigan
Aug. 17, 2009 Pierre J. E. Lalonde, Ottawa, Canada
Jul. 23, 2009 Joel G. Chaiken, Ph.D., President, Delafield Database Solutions, Bronx, New York
Jul. 23, 2009 S. W.
Jul. 15, 2009 Vincent Giganti, Cleveland, Ohio
Jul. 8, 2009 Pat L. Gualtieri, Mississauga, Canada
Jul. 7, 2009 Stephen L. Davis, Boca Raton, Florida
Jul. 5, 2009 Edmund Dante
Jul. 3, 2009 Bob Dougherty
Jul. 2, 2009 Les Lackman, Los Angeles, California
Jul. 1, 2009 Michael P. Rogers, Bradenton, Florida
Jun. 29, 2009 Stephen T. Faust, NASA Engineer, Houston, Texas
Jun. 21, 2009 Larry E. Licht
Jun. 19, 2009 Charles H. Jolly, Jr., Curwensville, Pennsylvania
Jun. 18, 2009 T. J. Fitzpatrick, Detroit , Michigan
Jun. 17, 2009 Monica Piquette
Jun. 17, 2009 Earl E. Bennett, Erlanger, Kentucky
Jun. 16, 2009 Jay H. Hardison, CEO, Interest Capturing Systems, LLC, Darien, Connecticut
Jun. 15, 2009 Jeff Giampaolo, Newhall, California
Jun. 15, 2009 Garold R. May, Garland, Texas
Jun. 12, 2009 Henry C. Warner, St. Augustine, Florida
Jun. 12, 2009 Fazal Khan, Ph.D in Economics, Chicago, Illinois
Jun. 11, 2009 Panos Leh, United Kingdom
Jun. 11, 2009 Phillip M. Brauckmann, Athens, Georgia
Jun. 10, 2009 Jan W., Florida
Jun. 10, 2009 Jery M. Ellison, Pittsboro, Mississippi
Jun. 10, 2009 Frank L. Hohmann, III, New York, New York
Jun. 8, 2009 Bobby E. Gilbert, Mayfield, Kentucky
Jun. 8, 2009 Charles Mitschow, Day Trader, Hendersonville, North Carolina
Jun. 5, 2009 Ben H. Schilling, Orlando, Florida
Jun. 5, 2009 Stephen L. Reininger, North Smithfield, Rhode Island
Jun. 5, 2009 Roy Slettevold, Seattle, Washington
Jun. 4, 2009 William W. Elmore, Scottsdale, Arizona
Jun. 4, 2009 Steve E. Yaeger, MS, Colfax, California
Jun. 2, 2009 Phil Wendell
Jun. 2, 2009 Ralph Nobles, Forest Park, Georgia
Jun. 2, 2009 John G. Pilmer, Portland, Oregon
Jun. 2, 2009 Dave Robb, Idyllwild, California
Jun. 1, 2009 William C. Hermann, Lake Bluff, Illinois
Jun. 1, 2009 Thomas Y. Gunter, Clinton, Mississippi
Jun. 1, 2009 Dennis N. Heffernan, Raleigh, North Carolina
Jun. 1, 2009 Richard D. Astrella, Columbia, South Carolina
Jun. 1, 2009 William A Hemberger, Chesterfield, Missouri
Jun. 1, 2009 George Ertle, Manasquan, New Jersey
May 31, 2009 James M. Brosius, Malvern, Pennsylvania
May 31, 2009 A.L.H, New York, New York
May 31, 2009 Arne Cleveland, Blaine, Washington
May 30, 2009 Robert E. Maloney, Fort Myers, Florida
May 30, 2009 Danny L. Caranci, Grand Prairie, Texas
May 30, 2009 Jay Skousen, Lebanon, Ohio
May 30, 2009 Jerold Levy, Long Beach, New York
May 30, 2009 Judith Conway, Breckenridge, Colorado
May 30, 2009 Kevin McCarthy
May 30, 2009 Thai Son M. Pham, Decatur, Illinois
May 29, 2009 Karen Borrego, Folsom, California
May 29, 2009 Robert B. Doyle
May 29, 2009 Leslie S. Langhus, San Antonio, Texas
May 29, 2009 Neil E. Smith, Alpharetta, Georgia
May 29, 2009 John C. Basham, Bristol, Tennessee
May 29, 2009 Robert Jacobs, Certified Systems Engineering Professional, Capt USN (ret), Fairfax Station, Virginia
May 29, 2009 Scott R. Mullarkey, Reynoldsburg, Ohio
May 29, 2009 Diane G. Lankford, Estes Park, Colorado
May 29, 2009 S.W.
May 29, 2009 James R. Clauson, Small Investor, Upton, Kentucky
May 29, 2009 Craig Belte, Crestwood, Kentucky
May 29, 2009 Walter D. Ward, Devon, Pennsylvania
May 29, 2009 Daniel L. Faoro, Professor of Architecture, Plymouth, Michigan
May 29, 2009 Christophe Delsol, Greenwood Village, Colorado
May 29, 2009 Dan F.
May 28, 2009 Earl S. Landesman, CPA, Ann Arbor, Michigan
May 27, 2009 N. Williams, California
May 25, 2009 James Boakes, retired CPA, Westampton, New Jersey
May 22, 2009 Robert Innes, Hamilton, Ontario
May 18, 2009 Alan R. Lyons
May 18, 2009 Evelyn G. Jones, Aberdeen, Mississippi
May 18, 2009 Misty M. Powell, Amory, Mississippi
May 18, 2009 Susan A. Murray, Amory, Mississippi
May 16, 2009 Yancy J. Bass
May 15, 2009 William S. Tennant, Retired attorney/investor, Virginia Beach, Virginia
May 15, 2009 Ronald May
May 15, 2009 Michael Esfeld, Bellevue, Washington
May 15, 2009 Peter J. Seitz, Cedar Falls, Iowa
May 14, 2009 David E. Prange, Esq., Portland, Oregon
May 14, 2009 Christopher M. Meissner, Esq., Federal Government attorney and retail investor, El Paso, Texas
May 12, 2009 John A. Ward, IV, Retail Investor, Chicago, Illinois
May 12, 2009 Trent M. Bass, Sherman, Texas
May 11, 2009 Reza Ganjavi
May 11, 2009 Kevin Chase, St. Paul, Minnesota
May 10, 2009 Robert Johnston, Moneta, Virginia
May 9, 2009 Dennis R. McBride, Oregon City, Oregon
May 9, 2009 Cris Leigh
May 8, 2009 Richard Norford, Retired engineer, Mount Dora, Florida
May 6, 2009 John E. Flanagan, Milwaukee, Wisconsin
May 6, 2009 Paul R. Whitney, Business Intelligence Consultant, Melrose, Massachusetts
May 6, 2009 Harry A. Rhodes, Jr., Akron, Ohio
May 6, 2009 Gerald E. Bilodeau, Dorchester, Massachusetts
May 6, 2009 Donald R. Smith, Esq., Retired attorney, McKinney, Texas
May 5, 2009 Larry Leibowitz, Group Executive Vice President and Head Of Global Technology and Us Execution, NYSE Euronext
May 5, 2009 Pete Topete, Pleasant Hill, Oregon
May 5, 2009 Clarence J. Craven, Bremerton, Washington
May 5, 2009 Richard Shorten
May 5, 2009 Daniel M. Cohen, Santa Monica, California
May 5, 2009 Sung C. Cha, Day Trader, Castaic, California
May 5, 2009 Jeffrey Wang
May 5, 2009 Vicki D. Martin, Steele, Missouri
May 5, 2009 Robert Head, FSI, Fellow of the Securities and Investment Institute, London, Minnesota
May 5, 2009 Al Milligan, CPA, Longview, Texas
May 5, 2009 Karen Hultgren, Technial Services Manager, California
May 5, 2009 David W. Downs, Shelbyville, Kentucky
May 5, 2009 Dave Lenartz, Spokane, Washington
May 5, 2009 Robert W. Angove, President Santiam Mountian Investment, Sublimity, Oregon
May 5, 2009 Rick Smith, GM, W. Hartford, Connecticut
May 5, 2009 John Forster, Personal Investor
May 5, 2009 Tony G.
May 5, 2009 Bill Berg, Austin, Minnesota
May 5, 2009 Becky Trent, Valrico, Florida
May 5, 2009 Norris W. Beach, Trenton, Illinois
May 5, 2009 Juanita Dyrkopp, Thornton, Colorado
May 5, 2009 Robert Flanigan, New Mexico
May 5, 2009 William A. Stotler, CEO, Wexford, Pennsylvania
May 5, 2009 Kenneth Ramsey, Parker, Colorado
May 5, 2009 Timothy A. Higgins
May 5, 2009 Dewayne Woolf, Customer Service Coordinaton, Oklahoma City, Oklahoma
May 5, 2009 Brian L. Heath, Homer, Michigan
May 5, 2009 Wayne Ramsey, Parker, Colorado
May 5, 2009 Jeff Fennell, CPA, Cleveland, Ohio
May 5, 2009 Ron Melchiore
May 5, 2009 David Whitton
May 5, 2009 Kimberly A. Rivas, Waterville, Ohio
May 5, 2009 Michael Fitzgerald, Law Enforcement, Chesapeake, Virginia
May 5, 2009 Thomas A. Johnson, Ann Arbor, Michigan
May 5, 2009 Kenneth J. Zaloudek, Capt., Retired, Evanston, Wyoming
May 5, 2009 Al Eyster, Hunt, Texas
May 5, 2009 Jenn Jones
May 5, 2009 John Hill, Hazel Park, Michigan
May 5, 2009 Keith E. Miller, Institutional Bond Broker and portfolio manager, Charlotte, North Carolina
May 5, 2009 Jeffrey C. Doyle, Cincinati, Ohio
May 5, 2009 Roger Hagen, Lilburn, Georgia
May 5, 2009 David A Rinehart, Tallmadge, Ohio
May 5, 2009 Bryan D. Lauritzen, Taylorsville, Utah
May 5, 2009 Joanne Tomczak, Bear, Delaware
May 5, 2009 Thomas M. Boland, Simi Valley, California
May 5, 2009 Mike Scanlin, California
May 5, 2009 Patrick Ramsey, Las Vegas, Nevada
May 5, 2009 Dejha De La Roush, Prescott, Arizona
May 5, 2009 Preston M. Hall
May 5, 2009 Surender D. Thadhani, PE, Professional Engineer, Florida
May 5, 2009 James J. Angel, PhD., CFA, Georgetown University
May 5, 2009 Justin Schack, Vice President, Market Structure Analysis, Rosenblatt Securities Inc.
May 4, 2009 Robert Korzik
May 4, 2009 Edson McKinney
May 4, 2009 Barbara Garland
May 4, 2009 Gordon Levine
May 4, 2009 Anonymous
May 4, 2009 Henry Cagle
May 4, 2009 Lam Trinh
May 4, 2009 Richard Moore
May 4, 2009 Thomas Merritt
May 4, 2009 Matthew Sharak
May 4, 2009 Kevin Ernst
May 4, 2009 Jeff W.
May 4, 2009 Jason Lang
May 4, 2009 Paul Kersten
May 4, 2009 Chris Gage
May 4, 2009 Jeff Waye
May 4, 2009 George Knapp
May 4, 2009 Brent Snyder
May 4, 2009 Maureen Barber
May 4, 2009 Mike Barber
May 4, 2009 George Schreiber
May 4, 2009 Donald LeBlanc
May 4, 2009 Amy Mueller
May 4, 2009 Dolly Young
May 4, 2009 Curtis McGill
May 4, 2009 Dan Foster
May 4, 2009 Craig Ginther
May 3, 2009 Susan H. Tollerson, Virginia
May 3, 2009 Ed Springer, Virginia

 

http://www.sec.gov/comments/4-581/4-581.shtml


Modified: 10/16/2014