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SHORT SALE VOLUME AND TRANSACTION DATA

To increase the transparency surrounding short sale transactions, several self-regulatory organizations (SROs) are providing on their websites daily aggregate short selling volume information for individual equity securities.  The SROs are also providing website disclosure on a one-month delayed basis of information regarding individual short sale transactions in all exchange-listed equity securities.  For short sale data provided by a specific SRO, you can click on the hyperlinks below.

BATS Exchange, Inc.

Direct Edge Holdings, LLC

Financial Industry Regulatory Authority, Inc.

NASDAQ Stock Market LLC

NASDAQ OMX BX, Inc.

National Stock Exchange, Inc.

New York Stock Exchange LLC

NYSE Amex LLC

NYSE Arca, Inc.

In addition, the SEC discloses twice-monthly disclosure on its website fails to deliver data for all equity securities.  You also can go to the SROs’ websites for the threshold securities list for those securities for which the SRO is the primary market.

For additional information on short sales, please go to the Spotlight section of our website.


The Office of Investor Education and Advocacy has provided this information as a service to investors.  It is neither a legal interpretation nor a statement of SEC policy.  If you have questions conce

Modified: April 20, 2015