Federal Securities Laws
You can learn about and read the text of the laws that govern the securities industry, including the:
You'll find other federal laws and regulations in the United States Code and the Code of Federal Regulations.
- Securities Act of 1933;
- Securities Exchange Act of 1934;
- Investment Company Act of 1940;
- Investment Advisers Act of 1940; and
- Public Utility Holding Company Act of 1935.