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Investors Claims Funds

Investors Claims Funds

The SEC can't get money back for investors simply because the market goes down, but it sometimes can recover money from those who have defrauded investors. You can find a list of the cases in which the SEC has recovered money for investors through its enforcement actions. The list is updated as claims funds are established, so check back to see if a plan has been set up.

We have provided this information as a service to investors.  It is neither a legal interpretation nor a statement of SEC policy.  If you have questions concerning the meaning or application of a particular law or rule, please consult with an attorney who specializes in securities law.