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ALJ Orders Archive 2002

The Office of Administrative Law Judges considers the following rulings noteworthy.

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

AP No. Date Respondents
Fourth Quarter
3-10607 Dec. 30, 2002 Chris Woessner
3-10607 Dec. 16, 2002 Chris Woessner
3-10765 Dec. 13, 2002 J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. Cube Mayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, and Michael B. Scott
3-9161 Dec. 11, 2002 Jeffrey D. Pokross
3-10933 Dec. 11, 2002 Ernst & Young, LLP
3-10909 Dec. 5, 2002 Applications of Enron Corp.
3-10625 Nov. 21, 2002 F.X.C. Investors Corp. and Francis X. Curzio
3-10890 Nov. 20, 2002 Enrique E. Perusquia
3-10923 Nov. 18, 2002 J. Charles Reives
3-10765 Nov. 13, 2002 J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. Cube Mayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, and Michael B. Scott
3-10893 Nov. 8, 2002 Robert F. Curley
3-10886 Nov. 4, 2002 R & RX Group, Inc., formerly know as Neoteric Group, Inc.
3-10900 Oct. 24, 2002 Ambassador Eyewear Group, Inc.
3-10765 Oct. 22, 2002 J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. Cube Mayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, and Michael B. Scott
3-10765 Oct. 22, 2002 J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. Cube Mayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, and Michael B. Scott
3-10886 Oct. 17, 2002 R & RX Group, Inc., formerly know as Neoteric Group, Inc.
3-10892 Oct. 16, 2002 Louis M. Lazorwitz
3-10765 Oct. 16, 2002 J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. Cube, Mayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, Michael B. Scott
3-10895 Oct. 15, 2002 Oxford Capital Management, Inc. and John G. Danz, Jr.
Third Quarter
3-10784 Sep. 24, 2002 Kfir Barzilay, Yan Dikshteyn, Boris Fidler, Lawrence Pross, and Eugene Beigelman
3-10865 Sep. 20, 2002 Joseph Orlando and Victor Samaha
3-10875 Sep. 19, 2002 Monica Lynn Coleman
3-10765 Sep. 18, 2002 J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. Cube Mayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, and Michael B. Scott
3-10855 Sep. 6, 2002 NetAir.com Inc.
3-10830 Aug. 6, 2002 James A. Nies
3-9933 Jul. 29, 2002 A.S. Goldmen & Co., Inc., Anthony J. Marchiano, Stuart E. Winkler, John T. Diasabeyagunawardena, (a.k.a. John Abbey), John P. Delcioppo, Christopher M. Delcioppo, Vincent J. Lia, Duane P. Taylor, and Charles Trento
3-10768 Jul. 19, 2002 Hightec, Inc.
3-10140 Jul. 16, 2002 H.J. Meyers & Co., Inc., Robert Setteducati, William Masucci, Michael Vanechanos, and James Alan Villa
3-10702 Jul. 15, 2002 John Adams, Jr., et al.
3-10783 Jul. 9, 2002 Joseph E. Erwin
3-10786 Jul. 2, 2002 Ernst & Young, LLP
See also:  Opinion: Rel. No. 34-46710
Second Quarter
3-10770 Jun. 28, 2002 Andrew P. Bodnar
3-10702 Jun. 25, 2002 John Adams, Jr., et al.
3-10767 Jun. 24, 2002 S.I.N.C.L.A.R.E. Group, Inc.
3-10765 Jun. 13, 2002 J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. Cube Mayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, and Michael B. Scott
3-10702 Jun. 12, 2002 John Adams, Jr., et al.
3-10768 Jun. 11, 2002 Hightec, Inc.
3-10007 Jun. 10, 2002 Clarke T. Blizzard and Rudolph Abel
3-10230 Jun. 6, 2002 Allen Z. Wolfson, Michael T. Grecco, John M. Black, Jr., Spiro Lazaretos, Robert Balsamo, Vladimir Carvallo, and Konstantinos Dino Sonitis
3-10355 May 24, 2002 Horton & Company and Edward C. Horton
3-10702 May 13, 2002 John Adams, Jr., et al.
3-10625 May 9, 2002 F.X.C. Investors Corp. and Francis X. Curzio
3-10702 Apr. 29, 2002 John Adams, Jr., et al.
3-10702 Apr. 23, 2002 John Adams, Jr., et al.
3-10698 Apr. 23, 2002 Craig P. Scanlon
3-10702 Apr. 17, 2002 John Adams, Jr., et al.
3-10739 Apr. 15, 2002 Harvest Financial Corporation, Inc., Frank D. Ruscetti, and Robert A. Papariella
3-10611 Apr. 11, 2002 Robert Bruce Lohmann
3-10648 Apr. 10, 2002 Lee E. Gahr
3-10596 Apr. 5, 2002 Rajiv Vohra
3-10702 Apr. 4, 2002 John Adams, Jr., Ronald Bongo, Samuel Del Presto, Sean Hart, Curtis Marchand, III, Michael Mcdermott, Palmer Myers, David Nelson, Daniel Petronelli, Gary Smolokoff, Malik Tawil, Lawrence Weil, and Neil White
3-10007 Apr. 1, 2002 Clarke T. Blizzard and Rudolph Abel
First Quarter
3-10140 Mar. 15, 2002 H.J. Meyers & Co., Inc., Robert Setteducati, William Masucci, Michael Vanechanos, and James Alan Villa
3-10640 Mar. 13, 2002 Bruce E. Straughn
3-10007 Mar. 13, 2002 Clarke T. Blizzard and Rudolph Abel
3-10456 Mar. 12, 2002 Alpha Tech Stock Transfer, and James W. Farrell
3-10007 Mar. 12, 2002 Clarke T. Blizzard and Rudolph Abel
3-10007 Mar. 8, 2002 Clarke T. Blizzard and Rudolph Abel
3-10625 Mar. 4, 2002 F.X.C. Investors Corp. and Francis X. Curzio
3-10535 Mar. 4, 2002 Ellsworth Wayne McLaws and Alan Clagg
3-10668 Mar. 1, 2002 WSF Corporation
3-10607 Feb. 28, 2002 Chris Woessner
3-10640 Feb. 28, 2002 Bruce E. Straughn
3-10007 Feb. 20, 2002 Clarke T. Blizzard, Rudolph Abel, Christopher P. Roach, and East West Institutional Services, Inc.
3-10007 Feb. 15, 2002 Clarke T. Blizzard, et al.
3-10607 Feb. 4, 2002 Chris Woessner
3-10640 Jan. 4, 2002 Bruce E. Straughn
3-10594 Jan. 4, 2002 Merrimac Advisors Company and Fredric J. French

http://www.sec.gov/alj/aljorders/aljordersarchive/aljarc2002.shtml


Modified: 10/16/2014