During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below. 

ALJ Orders: Administrative Law Judges Table

Respondents
Date: Respondents:
Release No. 3-10064
File Number: 3-10064
Date: Respondents:
Release No. 3-9989
File Number: 3-9989
Date: Respondents:
Release No. 3-9892
Date: Respondents:
Release No. 3-9951
Date: Respondents:
Release No. 3-9946
Date: Respondents:
Release No. 3-9665
File Number: 3-9665
Date: Respondents:
Release No. 3-9894
Date: Respondents:
Release No. 3-9728, IA-1788
File Number: 3-9728