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ALJ Initial Decisions:
Administrative Law Judges
Archives 2010

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Fourth Quarter | Third Quarter | Second Quarter | First Quarter 

Additional Archives

Release No. Date Respondents
Fourth Quarter
411 Dec. 28, 2010 Gerard A.M. Oprins, CPA, and Wendy McNeeley, CPA
Robert G. Mahony,
Administrative Law Judge
File No. 3-13797
(Note: Finality Order, Release No. 34-63931)
410 Dec. 8, 2010 Diane M. Keefe
Carol Fox Foelak,
Administrative Law Judge
File No. 3-13337
(Note: Finality Order, Release No. 34-63686)
409 Dec. 1, 2010 Eric R. Majors
Robert G. Mahony,
Administrative Law Judge
File No. 3-13975
(Note: Finality Order, Release No. IA-3131)
408 Nov. 29, 2010 Sherwin Brown and Jamerica Financial, Inc.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-13908
(Note: Opinion, Release No. IA-3217)
407 Nov. 22, 2010 Appiant Technologies, Inc., Cobalis Corp., Futurelink Corp., STM Wireless, Inc., Supermail International, Inc. (n/k/a PBHG, INC.), and Women First Healthcare, Inc.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-13998
(Note: Opinion, Release No. 34-65118)
406 Nov. 15, 2010 The Colonial Bancgroup, Inc.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-13967
(Note: Finality Order, Release No. 34-63577)
405 Oct. 22, 2010 Vikonics, Inc., Vision Ten, Inc., Vizacom, Inc., Voiceflash Networks, Inc. (d/b/a The Dataflash Corp.), VoiceIQ, Inc. (n/k/a Yoho Resources, Inc.), Voyus, Ltd., and VSI Holdings, Inc.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-13918
(Note: Finality Order, Release No. 34-63330)
Third Quarter
404 Sep. 17, 2010 L. Rex Andersen, CPA
Carol Fox Foelak,
Administrative Law Judge
File No. 3-13935
(Note: Finality Order, Release No. 34-63209)
403 Sep. 10, 2010 Aaron Tsai
Carol Fox Foelak,
Administrative Law Judge
File No. 3-13835
(Note: Finality Order, Release No. 34-63142)
402 Sep. 8, 2010 Theodore W. Urban
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-13655
(Note: Order Dismissing Proceeding, Release No. 34-66259; Opinion, Release No. 34-63456)
401 Sep. 7, 2010 Alyn Corp., American Holding Investments, Inc., American Midland Corp., American Millennium Corp., American Pallet Leasing, Inc., American Stellar Energy, Inc. and Amwest Environmental Group, Inc.
James T. Kelly,
Administrative Law Judge
File No. 3-13881
See also:  Court of Appeals Opinion
400 Jul. 22, 2010 Comverse Technology, Inc.
Robert G. Mahony,
Administrative Law Judge
File No. 3-13828
399 Jul. 7, 2010 Edward J. Driving Hawk, Sr.
Robert G. Mahony,
Administrative Law Judge
File No. 3-13745
(Note: Finality Order, Release No. 34-62659)
Second Quarter
398 Jun. 25, 2010 Prime Capital Services, Inc., Gilman Ciocia, Inc., Michael P. Ryan, Rose M. Rudden, Christie A. Andersen, Eric J. Brown, Matthew J. Collins, Kevin J. Walsh, and Mark W. Wells
Carol Fox Foelak,
Administrative Law Judge
File No. 3-13532
(Note: Opinion, Release Nos. 33-9299, 34-66469 and IA-3376; Opinion, Release Nos. 34-65207 and IA-3264; Finality Order, Release No. 34-62660; U.S. Court of Appeals Opinion)
397 Jun. 3, 2010 Amalgamated Explorations, Inc., Areawide Cellular, Inc., Genomed, Inc., Global Maintech Corp., Military Resale Group, Inc., Verado Holdings, Inc., and World Transport Authority, Inc.
Robert G. Mahony,
Administrative Law Judge
File No. 3-13804
(Note: Finality Order, Release No. 34-62406)
396 Jun. 1, 2010 Don Warner Reinhard
Carol Fox Foelak,
Administrative Law Judge
File No. 3-13280
(Note: Opinion, Release Nos. 34-63720, IA-3139)
395 May 19, 2010 J.P. Turner & Company, LLC
Robert G. Mahony,
Administrative Law Judge
File No. 3-13550
(Note: Finality Order, Release No. 34-62313)
First Quarter
394 Feb. 26, 2010 Tsukuda-America Inc.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-13761
(Note: Finality Order, Release No. 33-9114)
393 Jan. 26, 2010 Anthony Martin
Robert G. Mahony,
Administrative Law Judge
File No. 3-13588
(Note: Finality Order, Release No. 34-61610)

 

http://www.sec.gov/alj/aljdec/aljdecarchive/aljdecarc2010.shtml


Modified: 04/23/2014