ALJ Initial Decisions: Administrative Law Judges
Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).
ALJ Initial Decisions: Administrative Law Judges Table
Respondents
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Date: |
Respondents:
Release No.
365
See Also:
Finality Order, Release No. 34-59319
File Number:
3-13139
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Date: |
Respondents: Executive Registrar & Transfer, Inc. and John J. Donnelly Robert G. Mahony, Administrative Law Judge
Release No.
366
See Also:
Finality Order, Release No. 34-59338
File Number:
3-12966
|
Date: |
Respondents:
Release No.
364
See Also:
Finality Order, Release No. 34-59476
File Number:
3-13147
|
Date: |
Respondents:
Release No.
363
See Also:
Finality Order, Release No. 33-9001
,
Opinion, Release No. 33-9076
,
Court of Appeals Opinion
File Number:
3-12943
|
Date: |
Respondents:
Release No.
362
See Also:
Finality Order, Release No. IA-2823
File Number:
3-13084
|
Date: |
Respondents:
Release No.
361
See Also:
Finality Order, Release No. 34-59122
File Number:
3-13153
|
Date: |
Respondents:
Release No.
360
See Also:
Opinion, Release No. 34-62448
File Number:
3-12918
|
Date: |
Respondents:
Release No.
359
See Also:
Opinion, Release No. 34-60000
File Number:
3-12747
|
Date: |
Respondents:
Release No.
358
See Also:
Finality Order, Release No. 34-58912
File Number:
3-12384
|
Date: |
Respondents:
Release No.
357
See Also:
Finality Order, Release No. 34-58831
File Number:
3-13066
|
Date: |
Respondents:
Release No.
355
See Also:
Opinion, Release No. 34-59729
File Number:
3-13009
|
Date: |
Respondents:
Release No.
356
See Also:
Finality Order, Release No. 34-58751
File Number:
3-13004
|
Date: |
Respondents:
Release No.
354
See Also:
Opinion, Release No. IA-2875
File Number:
3-13008
|
Date: |
Respondents:
Release No.
353
File Number:
3-12829
|
Date: |
Respondents:
Release No.
351
See Also:
Finality Order, Release No. IA-2770
File Number:
3-12822
|
Date: |
Respondents:
Release No.
352
See Also:
Finality Order, Release No. 34-58370
File Number:
3-13017
|
Date: |
Respondents:
Release No.
350
File Number:
3-12753
|
Date: |
Respondents:
Release No.
349
See Also:
Finality Order, Release No. 34-58192
File Number:
3-12738
|
Date: |
Respondents:
Release No.
348
File Number:
3-12386
|
Date: |
Respondents:
Release No.
347
See Also:
ALJ Initial Decision Release
File Number:
3-12828
|
Date: |
Respondents:
Release No.
346
See Also:
Opinion, Release No. 33-9068
File Number:
3-12626
|
Date: |
Respondents:
Release No.
345
See Also:
Opinion, Release No. 34-58802
File Number:
3-12832
|
Date: |
Respondents:
Release No.
344
File Number:
3-12843
|
Date: |
Respondents:
Release No.
343
See Also:
Finality Order, Release No. 34-57437
File Number:
3-12736
|
Date: |
Respondents:
Release No.
342
See Also:
Finality Order, Release No. IA-2717
File Number:
3-12834
|
Date: |
Respondents:
Release No.
341
See Also:
Opinion, Release No. 34-61162
File Number:
3-12208
|
Date: |
Respondents:
Release No.
340
File Number:
3-12559
|