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ALJ Decisions & Orders:
Administrative Law Judges
Archives 2004

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

Release No. Date Respondents
Fourth Quarter
268 Dec. 17, 2004 Agra-Tech, Incorporated, Consolidated Oil & Gas, Inc., Kilimanjaro Group.Com Inc., New Hampshire Industrials, Inc., Oyster Creek Group Inc., Savannah River Group, Inc., 2ksounds Corporation, Xunantunich, Inc.
Lillian A. McEwen,
Administrative Law Judge
File No. 3-11690
PDF version
(Note: Finality Order)
267 Dec 15, 2004 Joseph L. Lents
Carol Fox Foelak,
Administrative Law Judge
File No. 3-11693
PDF version
(Note: Finality Order)
266 Oct. 27, 2004 Herbert M. Campbell II, Esq.
Robert G. Mahony,
Administrative Law Judge
File No. 3-10268
PDF version
(Note: Finality Order)
265 Oct. 22, 2004 Emex Corporation
Carol Fox Foelak,
Administrative Law Judge
File No. 3-11683
PDF version
(Note: Finality Order)
264 Oct. 12, 2004 Cybergate, Inc., Cyber Tennis, Inc., Cyberwholesale, Inc., Cathayone, Inc., elocity Networks, Inc., Golden Opportunity Development Corp., J. A. B. Int'l, Inc., Maxx Int'l, Inc., Oasis Resorts Int'l, Inc., Rollerball Int'l, Inc., U.S. Homes & Properties, Inc., Wichita Development Corp., Youthline USA, Inc., and ATC II, Inc.
Lillian A. McEwen,
Administrative Law Judge
File No. 3-11512
PDF version
(Note: Finality Order)
263 Oct. 12, 2004 Currency Trading International, Inc., Craig A. Cunningham, James R. Kelsall, and Christian J. Weber
James T. Kelly,
Administrative Law Judge
File No. 3-11503
PDF version
(Note: Finality Order)
262 Oct. 8, 2004 Steven E. Muth, Richard J. Rouse, and Bruce J. Bates
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-11346
PDF version
(Note: Opinion: Release Nos. 33-8622 and 34-52551
Third Quarter
261 Sep. 30, 2004 OTC Live, Inc. and Mark A. Suleymanov
Lillian A. McEwen,
Administrative Law Judge
File No. 3-11309
PDF version
(Note: Finality Order)
260 Sep. 29, 2004 Clarke T. Blizzard
Carol Fox Foelak,
Administrative Law Judge
File No. 3-10007-EAJA
PDF version
(Note: Opinion: Release No. IA-2409
259 Sep. 27, 2004 Rita J. McConville and Kevin M. Harris, C.P.A.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-11330
PDF version
(Note: Opinion, Finality Order)
See also: Court of Appeals Decision, Court of Appeals Order Supplementing Decision
258 Sep. 23, 2004 Josť P. Zollino
Carol Fox Foelak,
Administrative Law Judge
File No. 3-11229
PDF version
(Note: Opinion: Release Nos. 34-51632 and IA-2381
257 Sep. 22, 2004 Alcohol Sensors Int'l, Ltd., Beachport Entertainment Corp., Biosonics, Inc., Compressent, Inc., Eye Cash Networks, Inc., Hamilton-Biophile Companies, Holly Holdings, Inc., Intelligent Decision Systems, Inc., Long Distance Direct Holdings, Inc., LRG Restaurant Group, Inc., Nevada Manhattan Group, Inc., Parallel Technologies, Inc., Quadratech, Inc., Redneck Foods, Inc., Safetech Industries, Inc., Viking Resources Int'l, Inc., and Xavier Corp.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-11513
Correction
PDF version
(Note: Finality Order)
256 Sep. 21, 2004 Harrison Securities, Inc., Frederick C. Blumer, and Nebrissa Song
James T. Kelly,
Administrative Law Judge
File No. 3-11084
PDF version
(Note: Finality Order)
255 Aug. 17, 2004 Douglas W. Powell, Charles D. Elliott, III, and Russell S. Tarbett
Robert G. Mahony,
Administrative Law Judge
File No. 3-11086
PDF version
(Note: Finality Order)
254 Jul. 27, 2004 Ian L. Renert
Robert G. Mahony,
Administrative Law Judge
File No. 3-11519
(Note: Finality Order)
PDF version
Second Quarter
253 Jun. 28, 2004 Michael Puorro, Walter Dorow, James C. Parrish, Geoffrey W. Gazda, Melvin L. Levine, Michael T. Reiter, Bruce Bertman, Jerry Poole, and Larry W. Kerschenbaum
Brenda P. Murray,
Administrative Law Judge
File No. 3-11419
(Note: Finality Order)
PDF version
252 June 3, 2004 Edward Becker
James T. Kelly,
Administrative Law Judge
File No. 3-11367
(Note: Finality Order)
PDF version
251 May 17, 2004 Philip L. Pascale, CPA
Lillian A. McEwen,
Administrative Law Judge
File No. 3-11194
PDF version
(Note: Opinion: Release Nos. 33-8555, 34-51393, and AAER-2214
250 May 11, 2004 Lorsin, Inc., Loretta M. Lockhart, Craig K. Hjalmarson, Russell Management, Inc., George R. Siembida, Harold Engel, Jr., Microcap Marketing, Inc., and Shane M. Nelson
Robert G. Mahony,
Administrative Law Judge
File No. 3-11310
(Note: Order Modifying Disgorgement Schedule and Summarily Affirming;
Order Modifying Finality Order;
Finality Order)
PDF version
249 Apr. 16, 2004 Ernst & Young LLP
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-10933
(Note: Finality Order;
Letter from SEC Chief Accountant to Ernst & Young)
PDF version
248 Apr. 6, 2004 Robert W. Armstrong, III
Carol Fox Foelak,
Administrative Law Judge
File No. 3-9793
(Note: Opinion: Release Nos. 34-51920 and AAER-2264
First Quarter
247 Mar. 4, 2004 e-Smart Technologies, Inc. f/k/a Plainview Laboratories, Inc.
Lillian A. McEwen,
Administrative Law Judge
File No. 3-10977
(Note: Order for Summary Affairmance and Filing Opposing Petition for Review)
(Note: Order Remanding Proceeding) )
246 Feb. 12, 2004 Michael Batterman and Randall B. Batterman III
James T. Kelly,
Administrative Law Judge
File No. 3-11259
PDF version
(Note: Opinion: Release No. IA-2334
245 Jan. 30, 2004 Larry R. Crowder and John R. Powell
Robert G. Mahony,
Administrative Law Judge
File No. 3-11287
(Note: Finality Order)
244 Jan. 23, 2004 Castle Securities Corp. and Michael T. Studer
Lillian A. McEwen,
Administrative Law Judge
File No. 3-11229
(Note: Opinion: Release No. IA-2334
243 Jan. 16, 2004 Kevin H. Goldstein and Jackwest Corporation
James T. Kelly,
Administrative Law Judge
File No. 3-11010
PDF version
(Note: Finality Order)

http://www.sec.gov/alj/aljdec/aljdecarchive/aljdecarc2004.shtml


Modified: 10/15/2009