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ALJ Decisions & Orders:
Administrative Law Judges
Archives 2002

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

Release No. Date Respondents
Fourth Quarter
219 Dec. 12, 2002 Scott E. Edwards, CPA
Lillian A. McEwen,
Administrative Law Judge
File No. 3-10220
(Note: Finality Order)
218 Dec. 9, 2002 F.X.C. Investors Corp. and Francis X. Curzio
James T. Kelly,
Administrative Law Judge
File No. 3-10625
(Note: Finality Order)
217 Nov. 8, 2002 Steven J. Erlsten, William H. Clark, Derek L. DuBois, and Aaron Finkelstein
Lillian A. McEwen,
Administrative Law Judge
File No. 3-10033
(Note: Finality Order;
Opinion (Derek L. DuBois))
Third Quarter
216 Sept. 30, 2002 Annable Turner & Co., Inc. and Roger E. Turner
Lillian A. McEwen,
Administrative Law Judge
File No. 3-10004
(Note: Finality Order)
215 Sep. 24, 2002 G. Bradley Taylor
Lillian A. McEwen,
Administrative Law Judge
File No. 3-9955
(Note: Finality Order)
214 Sep. 19, 2002 Robert Bruce Lohmann
James T. Kelly,
Administrative Law Judge
File No. 3-10611
(Note: Opinion)
213 Aug. 13, 2002 James Thomas McCurdy, CPA
Carol Fox Foelak,
Administrative Law Judge
File No. 3-10509
(Note: Opinion)
212 Aug. 13, 2002 Huber Hogan Consulting, Inc., Russon Financial Service, Inc. and Robert C. Sears
Lillian A. McEwen,
Administrative Law Judge
File No. 3-9985
(Note: Finality Order)
211 Aug. 9, 2002 H. J. Meyers & Co., Inc., Robert Setteducati, William Masucci, Michael Vanechanos, and James Alan Villa
James T. Kelly,
Administrative Law Judge
File No. 3-10140
(Note: Opinion (Robert Setteducati))
210 Aug. 2, 2002 Robert M. Fuller
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-10576
(Note: Opinion)
209 Jul. 9, 2002 Brett L. Bouchy and Richard C. Whelan
Robert G. Mahony,
Administrative Law Judge
File No. 3-10627
(Note: Finality Order)
208 Jul. 2, 2002 Horton & Company and Edward C. Horton
Carol Fox Foelak,
Administrative Law Judge
File No. 3-10355
(Note: Finality Order)
Second Quarter
207 Jun. 24, 2002 Nolan W. Wade
Robert G. Mahony,
Administrative Law Judge
File No. 3-10650
(Note: Opinion)
206 Jun. 21, 2002 The Barr Financial Group, Inc. and Alfred E. Barr
Lillian A. McEwen,
Administrative Law Judge
File No. 3-9918
(Note: Opinion)
205 May 21, 2002 Robert L. McCook
Lillian A. McEwen ,
Administrative Law Judge
File No. 3-9440-EAJA
(Note: Opinion)
204 May 8, 2002 WSF Corporation
James T. Kelly, Administrative Law Judge
File No. 3-10668
(Note: Finality Order)
203 Apr. 30, 2002 Mark David Anderson
Lillian A. McEwen,
Administrative Law Judge
File No. 3-9499
(Note: Opinion)
202 Apr. 1, 2002 Alpha Tech Stock Transfer, and James W. Farrell
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-10456
(Note: Finality Order)
First Quarter
201 Mar. 18, 2002 Richmark Capital Corporation and Doyle Mark White
Robert G. Mahony,
Administrative Law Judge
File No. 3-9954
(Note: Order Making Sanction Effective; Opinion)
See also: Court of Appeals Decision
200 Feb. 20, 2002 Charles K. Seavey
Carol Fox Foelak,
Administrative Law Judge
File No. 3-10336
(Note: Opinion)
199 Feb. 4, 2002 Robert G. Weeks, David A. Hesterman, and Kenneth L. Weeks
James T. Kelly, Administrative Law Judge
File No. 3-9952
(Note: Opinion (Robert G. Weeks);
Order entering default judgment and summarily affirming initial decision David A. Hesterman and Kenneth L. Weeks)
198 Jan. 8, 2002 Toks Inc.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-10635
(Note: Finality Order)

http://www.sec.gov/alj/aljdec/aljdecarchive/aljdecarc2002.shtml


Modified: 10/16/2014