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ALJ Decisions & Orders:
Administrative Law Judges
Archives 1996

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

Release No. Date Respondents
Fourth Quarter
104 Dec. 31, 1996 William F. Lincoln;
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-8998
(Note: Opinion)
103 Dec. 13, 1996 John Francis D'Acquisto;
Lillian A. McEwen, Administrative Law Judge
File No. 3-8899
(Note: Opinion)
102 Dec. 4, 1996 Russell Ponce;
Lillian A. McEwen, Administrative Law Judge
File No.3-8944
(Note: Opinion)
101 Nov. 12, 1996 Joseph J. Barbato, Neal C. Harper and Frederick J. Krause;
Burton S. Kolko, Administrative Law Judge
File No. 3-8575
(Note: Opinion)
100 Nov. 7, 1996 Daniel D. Dietrich and Robert J. Judge;
Carol Fox Foelak, Administrative Law Judge
File No. 3-9050
(Note: Finality Order)
99 Nov. 4, 1996 James A. Sehn and Samuel O Forson;
Lillian A. McEwen, Administrative Law Judge
File No. 3-8234
(Note: Opinion)
98 Oct. 18, 1996 Danny G. Pinkerton and Kevin N. Campbell;
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-8805
(Note: Order)
Third Quarter
97 Sep. 27, 1996 Greg G. Anderson and Russell G. Koch;
Carol Fox Foelak, Administrative Law Judge
File No. 3-8832
(Note: Opinion)
96 Aug. 20, 1996 Frederick Entman, Norman B. Rothstein, Frank Louis Palumbo, Jacob Wonsover, Howard Richard Perles, M. Rimson & Co., Inc., and Moshe Rimson;
Burton S. Kolko, Administrative Law Judge
File No. 3-8584
(Note: Opinion)
See also:  Court of Appeals Opinion
95 Aug. 12, 1996 Milton Puryear;
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-8766
(Note: Finality Order)
94 Aug. 2, 1996 Daniel L. Zessinger;
Carol Fox Foelak, Administrative Law Judge
File No. 3-8838
(Note: Finality Order)
93 Jul. 22, 1996 William Edwin Somdahl;
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-8698
(Note: Finality Order)
Second Quarter
92 Jun. 27, 1996 Richard J. Adams;
Lillian A. McEwen, Administrative Law Judge
File No. 3-8327
(Note: Order Dismissing Proceedings)
See also:  Court of Appeals Opinion
91 Jun. 19, 1996 Alan E. Rosenthal;
Brenda P. Murray, Chief Administrative Law Judge
File No. 3-8642
(Note: Opinion)
90 Jun. 5, 1996 Norsul Oil & Mining, Ltd., and Wayne E. Fowler;
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-8556
(Note: Finality Order)
89 May 28, 1996 Robert I. Moses;
Carol Fox Foelak, Administrative Law Judge
File No. 3-8841
(Note: Opinion)
88 May 2, 1996 Thorn, Alvis, Welch, Inc., John E. Thorn, Jr., and Derryl W. Peden;
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-8400
(Note: Commission Order)
87 Apr. 1, 1996 Demitrios Julius Shiva;
Carol Fox Foelak, Administrative Law Judge
File No. 3-8803
(Note: Opinion)
First Quarter
86 Mar. 11, 1996 Benjamin G. Sprecher;
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-8230
(Note: Opinion)
85 Jan. 26, 1996 Robin Rushing And Harold ("B.J.") Gallison, Jr.;
Burton S. Kolko, Administrative Law Judge
File No. 3-8593
(Note: Finality Order)
84 Jan. 4, 1996 Gary A. Smith;
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-8755
(Note: Finality Order)
83 Jan. 3, 1996 F.N. Wolf & Co., Inc., Hibbard Brown & Co., Inc., L.C. Wegard & Co., Inc., Franklin N. Wolf, Richard P. Brown, And Leonard B. Greer;
Glenn Robert Lawrence, Administrative Law Judge
File No. 3-8533
(Note: Opinion)

http://www.sec.gov/alj/aljdec/aljdecarchive/aljdecarc1996.shtml


Modified: 10/16/2014