SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings (EDGAR)

  Regulatory Actions

  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ


  Information for...

  Divisions


ALJ Decisions & Orders:
Administrative Law Judges
Archives 1991

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

Release No. Date Respondents
Fourth Quarter
24 Nov. 14, 1991 Kingsley, Jennison, McNulty & Morse, Inc. et al.
Max O. Regensteiner,
Administrative Law Judge
File No. 3-7446
23 Oct. 10, 1991 Ellwyn Fischbach, Rourke M. O'Brien, David S. Elliott, Gordon C. Martin
Jerome K. Soffer,
Administrative Law Judge
File No. 3-7384
Third Quarter
22 Aug. 5, 1991 Robert C. Gleave
Brenda P. Murray,
Administrative Law Judge
File No. 3-7399
Second Quarter
21 Jun. 19, 1991 Comebellick, Reynolds & Russell, Inc., Richard D. Angell, Raymond R. Russell, Jr.
Jerome K. Soffer,
Administrative Law Judge
File No. 3-7187
20 Jun. 6, 1991 Walter F. Curran
Brenda P. Murray,
Administrative Law Judge
File No. 3-7403
19 May 22, 1991 V.F. Minton Securities, Inc. and Vernon F. Minton
Brenda P. Murray,
Administrative Law Judge
File No. 3-7391
18 Apr. 8, 1991 Robert L. Ridenour
Warren E. Blair,
Chief Administrative Law Judge
File No. 3-7419
First Quarter
15 Feb. 11, 1991 Robert D. Boose
Brenda P. Murray,
Administrative Law Judge
File No. 3-7333

 

http://www.sec.gov/alj/aljdec/aljdecarchive/aljdecarc1991.shtml


Modified: 10/16/2014