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ALJ Decisions & Orders:
Administrative Law Judges
Archives 1987

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

AP No. Date Respondents
Fourth Quarter
3-6700 Dec. 15, 1987 Arthur James Huff
David J. Markun,
Administrative Law Judge
Third Quarter
3-6743 Aug. 18, 1987 John G. Rinaldo
David J. Markun,
Administrative Law Judge
3-6556 Aug. 4, 1987 David D. Carey
Jerome K. Soffer,
Administrative Law Judge
3-6571 Jul. 31, 1987 Thomas J. Fittin, Jr.
David J. Markun,
Administrative Law Judge
3-6738 Jul. 1, 1987 Robert G. Leigh
Max O. Regensteiner,
Administrative Law Judge
Second Quarter
3-6783 Jun. 26, 1987 Robert J. Check
(Advest, Inc., 3-21409)
Warren E. Blair,
Chief Administrative Law Judge
3-6555 Apr. 23, 1987 Louis R. Trujillo
Jerome K. Soffer,
Administrative Law Judge
First Quarter
3-6562 Mar. 30, 1987 James E. Cavallo
Max O. Regensteiner,
Administrative Law Judge
3-6793 Mar. 9, 1987 Michael David Marant d/b/a, Light Investment Company
Warren E. Blair,
Chief Administrative Law Judge
3-6618 Jan. 7, 1987 Bill R. Thomas
David J. Markun,
Administrative Law Judge

http://www.sec.gov/alj/aljdec/aljdecarchive/aljdecarc1987.shtml


Modified: 10/16/2014