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ALJ Decisions & Orders:
Administrative Law Judges
Archives 1980

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

AP No. Date Respondents
Fourth Quarter
No decisions issued this peroiod.
Third Quarter
3-5845 Sep. 4, 1980 James E. Ryan
(National Securities Corporation)
Max O. Regensteiner,
Administrative Law Judge
3-5860 Aug. 18, 1980 Ronald L. Brownlow
(Oppenheimer & Co., Inc., et al.)
Edward B. Wagner,
Administrative Law Judge
3-5448 Aug. 14, 1980 Michael Joseph Boylan, Harold Harris
Ralph Hunter Tracy,
Administrative Law Judge
3-5797 Jul. 24, 1980 Michael E. Tennenbaum (Bear, Sterns & Co., 8-00293)
Ralph Hunter Tracy,
Administrative Law Judge
Second Quarter
3-5788 Jun. 30, 1980 Don A. Long
Jerome K. Soffer,
Administrative Law Judge
3-5810 Jun. 9, 1980 Transamerican Securities, Inc. (8-21839), Transamerican Investment Company, Ltd., Carl E. Blyskal and Rolfe H. McCollister
Edward B. Wagner,
Administrative Law Judge
3-5823 Apr. 14, 1980 Lowe Management Corporation,
Chris L. Lowe
Max O. Regensteiner,
Administrative Law Judge
First Quarter
3-5670 Jan. 25, 1980 Hammon Capital Management Corporation (801-9795) and Gabe Hammon
Warren E. Blair,
Chief Administrative Law Judge

http://www.sec.gov/alj/aljdec/aljdecarchive/aljdecarc1980.shtml


Modified: 10/16/2014