SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings (EDGAR)

  Regulatory Actions

  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ


  Information for...

  Divisions


ALJ Decisions & Orders:
Administrative Law Judges
Archives 1975

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

AP No. Date Respondents
Fourth Quarter
3-4449 Dec. 30, 1975 Edward A. Spehar
(Schreiber Bosse & Co., Inc.)
Irving Sommer,
Administrative Law Judge
3-2233 Oct. 21, 1975 Ernst & Ernst, Clarence T. Isensee, John F. Maurer
Ralph Hunter Tracy,
Administrative Law Judge
3-4397 Oct. 14, 1975 John O. Kvalsten
(Teig Ross, Inc. 8-16864)
Warren E. Blair,
Chief Administrative Law Judge
3-4243 Oct. 6, 1975 Charles Plohn & Co., et al. (8-2756)
Edward B. Wagner,
Administrative Law Judge
Third Quarter
3-4121 Sep. 26, 1975 J. Shapiro Co. (8-14010), Jerome H. Shapiro, Otto D. Christenson, George W. Fredericks, Edward D. Clapp, Stephen B. Goot, Herman J. Polisky
Ralph Hunter Tracy,
Administrative Law Judge
3-4620 Sep. 12, 1975 Amnon De-Nur
Irving Sommer,
Administrative Law Judge
3-4498 Aug. 25, 1975 Bruce William Zimmerman d/b/a Bruce W. Zimmerman Investments
Warren E. Blair,
Chief Administrative Law Judge
3-4656 Aug. 15, 1975 C. R. Richmond & Co., Curtis R. Richmond
David S. Antrobius,
Administrative Law Judge
3-4403 Jul. 21, 1975 Peter Caplin, Gotham Securities Corporation, N. Carroll Mallow
Irving Schiller,
Administrative Law Judge
Second Quarter
3-4587 Jun. 30, 1975 All American Burger, Inc. (24SF-3932)
Ralph Hunter Tracy,
Administrative Law Judge
3-4492 Jun. 26, 1975 Roald George Gregersen, Richard Lee Chatman
(Gregersen & Co., Inc.)
Max O. Regensteiner,
Administrative Law Judge
3-4373 Jun. 23, 1975 Robert E. Feeney, Harvey L. Velgersdyk, John R. Patterson
(Kirsch, Chandler, Fenney & Co., Incorporated)
David J. Markun,
Administrative Law Judge
3-4166 Jun. 23, 1975 Willard G. Berge
(Vande Vegte, Inc.)
David J. Markun,
Administrative Law Judge
3-4352 May 16, 1975 Gotham Securities Corp., Peter Caplin, Aurre & Co., Inc., Aurre Management Co., Inc., Gregory Aurre, Jr.
David J. Markun,
Administrative Law Judge
3-4271 Apr. 24, 1975 J. R. Radin & Co., Inc., et al.
Edward B. Wagner,
Administrative Law Judge
3-4334 Apr. 10, 1975 Hale Securities Corp., Joseph Elkind, Richard Greenberg
Ralph Hunter Tracy,
Administrative Law Judge
3-4473 Apr. 10, 1975 International Shareholders Services Corporation (8-16150), Howard M. Jenkins
Irving Sommer,
Administrative Law Judge
First Quarter
3-3758 Mar. 25, 1975 Leo Glassman
Edward B. Wagner,
Administrative Law Judge
3-4330 Mar. 6, 1975 Project Securities & Co., Inc. (8-15682), William C. Miller
Edward B. Wagner,
Administrative Law Judge
3-4330 Feb. 28, 1975 Cohen Goren Equities, Inc., L.M. Rosenthal & Co., Inc., Irving Atherton, Stephen Irwin Fischgrund, Daniel S. Brier & Co., Inc., Daniel S. Brier, Robert W. Steven Corp., Robert Isaac Konigsberg, Schweickart & Co., John Radin, Singer & Mackie, Inc., Nathan Shapiro, Barid Patrick & Co., Daniel Lanktree
Ralph Hunter Tracy,
Administrative Law Judge
3-2991 Feb. 28, 1975 Intersearch Technology, Inc. (File No. 801-6220), Intersearch Publications, Incorporated (File No. 801-5067), Jesse B. Reid
David J. Markun,
Administrative Law Judge
3-3759 Feb. 21, 1975 Du-Tel Investment Co., Inc. (8-14336), Gaston R. Desautels
Warren E. Blair,
Chief Administrative Law Judge
3-3683 Feb. 21, 1975 Business Equity Corp. (8-16273), Gaston R. Desautels
Warren E. Blair,
Chief Administrative Law Judge
3-4481 Feb. 21, 1975 Ralph M. Nordstrom
(M.L. Fallick & Co., Inc.)
Max O. Regensteiner,
Administrative Law Judge
3-4375 Feb. 7, 1975 Robert W. Herko
(Ferruggia, Lippman & Coyle, Inc.)
Max O. Regensteiner,
Administrative Law Judge
3-3989 Jan. 27, 1975 The Geier Letter, Inc. (801-4391), Michael S. Geier
David J. Markun,
Administrative Law Judge
3-4390 Jan. 21, 1975 A.J. White & Co., Allan J. White, James A. Noon, Richard J. McDermott
(File No. 8-11962)
Irving Schiller,
Administrative Law Judge
3-4233 Jan. 3, 1975 Walston & Co., Inc. (8-4824), Ronald W. Dundon, Richard L. Feldman, Ray K. Rabin
Ralph Hunter Tracy,
Administrative Law Judge

http://www.sec.gov/alj/aljdec/aljdecarchive/aljdecarc1975.shtml


Modified: 10/16/2014