SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings (EDGAR)

  Regulatory Actions

  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ


  Information for...

  Divisions


ALJ Decisions & Orders:
Administrative Law Judges
Archives 1972

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

AP No. Date Respondents
Fourth Quarter
3-2393 Nov. 30, 1972 Lee Petillon
David J. Markun,
Administrative Law Judge
3-3185 Nov. 24, 1972 Gerald H. Wright & Co. (8-13628), Gerald H. Wright
(Analytical Investment Decision Systems, Inc.) d/b/a AIDS
Sidney L. Feiler,
Administrative Law Judge
3-2990 Nov. 9, 1972 Fox-Raff & Company, Inc., Robert L. Raff
File No. 8-13645
Sidney L. Feiler,
Administrative Law Judge
3-3254 Nov. 8, 1972 I. F. D., Inc. (8-12793), Andrew Wormser, Manuel Posy
Irving Schiller,
Administrative Law Judge
Third Quarter
3-3469 Sep. 27, 1972 Robert Manufacturing Corporation (24B-1782)
Ralph Hunter Tracy,
Administrative Law Judge
3-2870 Sep. 26, 1972 James Donohue
Irving Schiller,
Administrative Law Judge
3-2547 Sep. 19, 1972 Union Electric Company (70-4899)
Warren E. Blair,
Chief Administrative Law Judge
3-3081 Sep. 8, 1972 Fox Securities Company, Inc., Morris Fox
File No. 8-15868-1
David J. Markun,
Administrative Law Judge
3-3337 Aug. 10, 1972 Associated Mobile Schools and Modern Training Centers, Inc.
(24B-1706)
Ralph Hunter Tracy, Hearing Examiner
3-3336 Aug. 9, 1972 Washington Mineral Products, Inc.
File No. 81-109
Sidney L. Feiler, Hearing Examiner
3-3474 Jul. 27, 1972 Martin L. Sanchez
Warren E. Blair,
Chief Hearing Examiner
3-3249 Jul. 26, 1972 Autek Control Systems, Inc. (24A-1979)
Ralph Hunter Tracy, Hearing Examiner
3-1950,
3-1951,
3-1952,
3-2073
Jul. 20, 1972 Albert Teller and Co., Inc. (8-9578), Albert Teller, Morton Goldfield, Arnold M. Krell, Richard C. Spangler, Inc. (8-8876), Richard C. Spangler, Nassar and Co., Inc. (8-12746), George M. Nassar, Emmanuel L. Jenkins
Sidney Ullman, Hearing Examiner
3-2233 Jul. 20, 1972 Ernst & Ernst, Clarence T. Isensee, John F. Maurer
Ralph Hunter Tracy, Hearing Examiner
3-2233 Jul. 19, 1972 Ernst & Ernst, Clarence T. Isensee, John F. Maurer
Ralph Hunter Tracy,
Hearing Examiner
3-1698 Jul. 17, 1972 New England Electric System, Eastern Utilities Associates, Boston Edison Company, Eastern Electric Energy System (70-4663)
Sidney L. Feiler, Hearing Examiner
3-2451 Jul. 7, 1972 Stone Summers & Company (8-13804), Alexander J. Stone, Thomas E. Summers, Bobby Layne Summers
David J. Markun, Hearing Examiner
Second Quarter
3-3319 Apr. 25, 1972 Sydnor-Barent Scanner Corporation
File No. 24D-3011
David J. Markun, Hearing Examiner
3-3000 Apr. 13, 1972 Tabby's International, Inc. (24SF-3470)
Warren E. Blair,
Chief Hearing Examiner
First Quarter
3-2157 Mar. 14, 1972 IOS, Ltd. (S.A.), Investors Planning Corporation of America
Warren E. Blair,
Chief Hearing Examiner
3-2892 and
3-3071
Feb. 23, 1972 Prudential Investments Corporation, Miami Securities, Inc. and Nicholas M. Torelli (8-16344); Prudential Investment Corporation, Howard Leon Alderson, Sidney Leavitt and Nicholas M. Torelli (8-9230) (Consolidated Proceedings)
Ralph Hunter Tracy, Hearing Examiner
3-2601 Jan. 10, 1972 Martin Ciment d/b/a Crown Trading Co., Martin Ciment, John Wells
File No. 8-14730
Sidney L. Feiler, Hearing Examiner

http://www.sec.gov/alj/aljdec/aljdecarchive/aljdecarc1972.shtml


Modified: 10/16/2014