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ALJ Decisions & Orders:
Administrative Law Judges
Archives 1967

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

AP No. Date Respondents
Fourth Quarter
3-544 Dec. 22, 1967 Boettcher & Company (8-683), David F. Lawrence, Alfred A. Wiesner, Bruce C. Newman
Sidney L. Feiler,
Hearing Examiner
(Note: Opinion)
3-484 Nov. 28, 1967 Paine, Webber, Jackson & Curtis (8-402), William P. Cowden, Ralph Martin Klopp
Warren E. Blair,
Hearing Examiner
(Note: Opinion)
3-133 Sep. 25, 1967 Laird, Bissell and Meeds (8-18), Louis J. Sneed, Hanns E. Kuehner, Edgar F. Isaacs, Harold J. Rau; Cortlandt Investing Corporation (8-5630), Melvin Cantor, Samuel E. Stone, Max Reiter, Michael Kramer
Samuel Binder, Hearing Examiner
Third Quarter
3-364 Aug. 21, 1967 Norman Pollisky, Allan Harris, Aaron J. Gabriel
Waldman & Co. (8-11460)
Warren E. Blair,
Hearing Examiner
(Note: Opinion)
No Number Aug. 14, 1967 Commonwealth Securities Corporation
File No. 8-6739
Sidney L. Feiler,
Hearing Examiner
(Note: Opinion)
3-784 Jul. 31, 1967 Southern Brokerage & Holding Co., Inc. (801-1280) d/b/a The Canadian Forecaster, Alan McDonald Munro, Peter Jeffery
Irving Schiller,
Hearing Examiner
Second Quarter
3-417 Jun. 26, 1967 Richard J. Buck & Co. (8-4276), Arthur Gladstone, Charles Arthur Fehr, Mortimer E. Hanly, Frederick C. Stutzmann, Jr., Steve Charles Paras
James G. Ewell,
Hearing Examiner
(Note: Opinion)
3-503 May 1, 1967 Langley-Howard, Inc. (8-3349), John A. Howard, Mark E. O'Leary, Theodore Barnett, Richard A. Sorenson, William R. Steigerwald
Sidney Ullman,
Hearing Examiner
(Note: Opinion)
3-789 May 1, 1967 Orchard Supply Building Co. (81-41)
Sidney L. Feiler,
Hearing Examiner
First Quarter
3-640 Mar. 31, 1967 Stanford Investment Management, Inc., a California corporation (801-2854) and Lawrence Ronald Ross (801-3404)
Samuel Binder,
Hearing Examiner
(Note: Opinion)
3-336 Feb. 24, 1967 Armstrong, Jones & Co. (8-6057), Thomas W. Itin, George A. Reuter, Rene F. Campeau, E. Keith Owens, Charles H. Bruce,
Robert O. Safford
Warren E. Blair,
Hearing Examiner
(Note: Opinion)
3-364 Jan. 30, 1967 Waldman & Co. (8-11460), Seymour Waldman, Elliot Rose, Bernard Portnoy, Frank Engelman, Julius Gladstein, Samuel Lewis, Stuart Davis, Louis Pilnick, Reubin Ehrlich, Martin A. Fleishman, Norman B. Babat, Norman Pollisky, Aaron J. Gabriel, Allan Harris
Warren E. Blair,
Hearing Examiner
(Note: Finality Order)
3-1 Jan. 30, 1967 Sanford H. Bickart
Sidney Gross,
Hearing Examiner
(Note: Opinion)

http://www.sec.gov/alj/aljdec/aljdecarchive/aljdecarc1967.shtml


Modified: 10/16/2014